Company · CIK 0001383312 · SIC 7389 — Services-Business Services, NEC · NYSE
BROADRIDGE FINANCIAL SOLUTIONS, INC. · BR
Insider activity reported against this company. All insider holders · On EDGAR ↗
Reported at this company — common stock
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| May 11, 2018 MForm 4 → | May 14, 12:37 pm EDT | Michael LiberatoreVP, ICS - Mutual Funds | 39,613 | $42.94 | $1,700,888 | 51,003 | — | plan? |
| May 10, 2018 SForm 4 → | May 14, 10:49 am EDT | Douglas Richard DeschutterCorporate Vice President | 52,216 | $116.68 | $6,092,626 | 80,601 | −39.3% | plan? |
| May 10, 2018 MForm 4 → | May 14, 10:49 am EDT | Douglas Richard DeschutterCorporate Vice President | 44,083 | $22.46 | $990,105 | 132,817 | — | plan? |
| May 10, 2018 SForm 4 → | May 10, 3:42 pm EDT | Robert SchifelliteCorporate SVP | 14,889 | $116.38 | $1,732,801 | 80,533 | −15.6% | plan? |
| May 10, 2018 SForm 4 → | May 10, 3:42 pm EDT | Julie R. TaylorCorporate VP and CHRO | 1,197 | $114.73 | $137,332 | 2,762 | −30.2% | plan? |
| Apr 6, 2018 FMForm 4 → | Apr 10, 3:20 pm EDT | Thomas P CareyCorporate VP | 2,799 | $106.55 | $151,621 | 1,679 | — | plan? |
| Apr 3, 2018 AForm 4 → | Apr 4, 11:05 am EDT | Alan J WeberDirector | 48 | — | — | 39,582 | — | plan? |
| Apr 3, 2018 AForm 4 → | Apr 4, 11:05 am EDT | Thomas J PernaDirector | 48 | — | — | 19,382 | — | plan? |
| Apr 3, 2018 AForm 4 → | Apr 4, 11:05 am EDT | Maura A. MarkusDirector | 28 | — | — | 8,573 | — | plan? |
| Apr 3, 2018 AForm 4 → | Apr 4, 11:05 am EDT | Stuart R LevineDirector | 48 | — | — | 24,602 | — | plan? |
| Apr 3, 2018 AForm 4 → | Apr 4, 11:05 am EDT | Brett KellerDirector | 12 | — | — | 3,741 | — | plan? |
| Apr 3, 2018 AForm 4 → | Apr 4, 11:04 am EDT | Richard J HavilandDirector | 48 | — | — | 36,932 | — | plan? |
| Apr 3, 2018 AForm 4 → | Apr 4, 11:04 am EDT | Robert N DuelksDirector | 48 | — | — | 16,382 | — | plan? |
| Apr 3, 2018 AForm 4 → | Apr 4, 11:04 am EDT | Pamela L CarterDirector | 2 | — | — | 868 | — | plan? |
| Apr 3, 2018 AForm 4 → | Apr 4, 11:04 am EDT | Leslie A BrunDirector | 70 | — | — | 30,858 | — | plan? |
| Apr 2, 2018 SForm 4 → | Apr 4, 3:14 pm EDT | Richard J DalyCEO, Director | 202,387 | $107.41 | $21,738,463 | 224,181 | −47.4% | plan? |
| Apr 2, 2018 MForm 4 → | Apr 4, 3:14 pm EDT | Richard J DalyCEO, Director | 246,486 | $32.18 | $7,931,090 | 250,181 | — | plan? |
| Apr 2, 2018 FMForm 4 → | Apr 3, 3:39 pm EDT | Vijay MayadasVP, Strategy | 2,355 | $109.69 | $117,478 | 8,484 | — | plan? |
| Apr 2, 2018 FMForm 4 → | Apr 3, 3:39 pm EDT | Laura MatlinVP, Deputy GC and CGO | 3,047 | $109.69 | $168,264 | 10,941 | — | plan? |
| Apr 2, 2018 FMForm 4 → | Apr 3, 3:39 pm EDT | Michael LiberatoreVP, ICS - Mutual Funds | 2,469 | $109.69 | $140,074 | 11,390 | — | plan? |
| Apr 2, 2018 FForm 4 → | Apr 3, 3:39 pm EDT | James M YoungCorporate VP and CFO | 5,656 | $109.69 | $620,407 | 27,652 | — | plan? |
| Apr 2, 2018 FForm 4 → | Apr 3, 3:39 pm EDT | Julie R. TaylorCorporate VP and CHRO | 2,294 | $109.69 | $251,629 | 3,959 | — | plan? |
| Apr 2, 2018 FForm 4 → | Apr 3, 3:39 pm EDT | Robert SchifelliteCorporate SVP | 4,578 | $109.69 | $502,161 | 95,422 | — | plan? |
| Apr 2, 2018 FForm 4 → | Apr 3, 3:39 pm EDT | Christopher John PerryCorporate SVP | 3,770 | $109.69 | $413,531 | 39,097 | — | plan? |
| Apr 2, 2018 FForm 4 → | Apr 3, 3:39 pm EDT | Charles J MarchesaniCorporate Vice President | 2,170 | $109.69 | $238,027 | 14,087 | — | plan? |
| Apr 2, 2018 FForm 4 → | Apr 3, 3:39 pm EDT | Robert F KalenkaCorporate Vice President | 1,332 | $109.69 | $146,107 | 39,379 | — | plan? |
| Apr 2, 2018 FForm 4 → | Apr 3, 3:39 pm EDT | Timothy C GokeyPresident and COO | 7,544 | $109.69 | $827,501 | 50,354 | — | plan? |
| Apr 2, 2018 FForm 4 → | Apr 3, 3:39 pm EDT | Richard J DalyCEO, Director | 22,913 | $109.69 | $2,513,327 | 180,082 | — | plan? |
| Apr 2, 2018 FForm 4 → | Apr 3, 3:39 pm EDT | Douglas Richard DeschutterCorporate Vice President | 1,070 | $109.69 | $117,368 | 88,734 | — | plan? |
| Apr 2, 2018 FForm 4 → | Apr 3, 3:39 pm EDT | Adam D AmsterdamCorporate Vice President | 3,228 | $109.69 | $354,079 | 20,882 | — | plan? |
| Mar 8, 2018 SForm 4 → | Mar 9, 11:50 am EST | Stuart R LevineDirector | 8,304 | $106.05 | $880,639 | 24,554 | −25.3% | plan? |
| Feb 26, 2018 DMForm 4 → | Feb 27, 11:52 am EST | Christopher John PerryCorporate SVP | 69,874 | $74.09 | $5,177,129 | 42,867 | — | plan? |
| Feb 23, 2018 SForm 4 → | Feb 23, 4:13 pm EST | Timothy C GokeyPresident and COO | 44,658 | $100.40 | $4,483,604 | 57,898 | −43.5% | plan? |
| Feb 22, 2018 GMForm 4 → | Feb 23, 4:13 pm EST | Timothy C GokeyPresident and COO | 44,250 | $22.39 | $962,770 | 102,556 | — | plan? |
| Feb 22, 2018 SForm 4 → | Feb 22, 3:24 pm EST | Adam D AmsterdamCorporate Vice President | 19,600 | $99.36 | $1,947,444 | 24,110 | −44.8% | plan? |
| Feb 22, 2018 MForm 4 → | Feb 22, 3:24 pm EST | Adam D AmsterdamCorporate Vice President | 23,064 | $51.71 | $1,192,658 | 43,710 | — | plan? |
| Feb 16, 2018 SForm 4 → | Feb 20, 10:19 am EST | Christopher John PerryCorporate SVP | 8,533 | $98.80 | $843,027 | 38,185 | −18.3% | plan? |
| Feb 16, 2018 MForm 4 → | Feb 20, 10:19 am EST | Christopher John PerryCorporate SVP | 9,722 | $50.95 | $495,336 | 46,718 | — | plan? |
| Feb 15, 2018 SForm 4 → | Feb 15, 3:44 pm EST | Christopher John PerryCorporate SVP | 21,117 | $97.07 | $2,049,929 | 36,996 | −36.3% | plan? |
| Feb 15, 2018 MForm 4 → | Feb 15, 3:44 pm EST | Christopher John PerryCorporate SVP | 23,690 | $55.63 | $1,317,789 | 58,113 | — | plan? |
| Feb 14, 2018 SForm 4 → | Feb 15, 10:15 am EST | Laura MatlinVP, Deputy GC and CGO | 25,125 | $95.76 | $2,405,900 | 10,962 | −69.6% | plan? |
| Feb 14, 2018 MForm 4 → | Feb 15, 10:15 am EST | Laura MatlinVP, Deputy GC and CGO | 29,000 | $44.96 | $1,303,922 | 36,087 | — | plan? |
| Feb 13, 2018 SForm 4 → | Feb 15, 9:50 am EST | Julie R. TaylorCorporate VP and CHRO | 1,550 | $95.58 | $148,146 | 6,253 | −19.9% | plan? |
| Feb 13, 2018 SForm 4 → | Feb 15, 9:38 am EST | Leslie A BrunDirector | 7,058 | $95.24 | $672,195 | 30,788 | −18.6% | plan? |
| Feb 13, 2018 MForm 4 → | Feb 15, 9:38 am EST | Leslie A BrunDirector | 12,600 | $18.96 | $238,896 | 37,846 | — | plan? |
| Feb 12, 2018 SForm 4 → | Feb 13, 10:56 am EST | Douglas Richard DeschutterCorporate Vice President | 56,539 | $92.60 | $5,235,370 | 89,804 | −38.6% | plan? |
| Feb 12, 2018 MForm 4 → | Feb 13, 10:56 am EST | Douglas Richard DeschutterCorporate Vice President | 71,875 | $15.17 | $1,090,345 | 146,343 | — | plan? |
| Jan 3, 2018 AForm 4 → | Jan 4, 4:45 pm EST | Pamela L CarterDirector | 3 | — | — | 866 | — | plan? |
| Jan 3, 2018 AForm 4 → | Jan 4, 12:23 pm EST | Alan J WeberDirector | 57 | — | — | 39,534 | — | plan? |
| Jan 3, 2018 AForm 4 → | Jan 4, 12:23 pm EST | Thomas J PernaDirector | 57 | — | — | 19,334 | — | plan? |
| Jan 3, 2018 AForm 4 → | Jan 4, 12:23 pm EST | Maura A. MarkusDirector | 34 | — | — | 8,545 | — | plan? |
| Jan 3, 2018 AForm 4 → | Jan 4, 12:23 pm EST | Stuart R LevineDirector | 57 | — | — | 32,858 | — | plan? |
| Jan 3, 2018 AForm 4 → | Jan 4, 12:23 pm EST | Brett KellerDirector | 14 | — | — | 3,729 | — | plan? |
| Jan 3, 2018 AForm 4 → | Jan 4, 12:23 pm EST | Richard J HavilandDirector | 57 | — | — | 36,884 | — | plan? |
| Jan 3, 2018 AForm 4 → | Jan 4, 12:23 pm EST | Robert N DuelksDirector | 57 | — | — | 16,334 | — | plan? |
| Jan 3, 2018 AForm 4 → | Jan 4, 12:23 pm EST | Leslie A BrunDirector | 83 | — | — | 25,246 | — | plan? |
| Dec 8, 2017 SForm 4 → | Dec 11, 2:42 pm EST | Robert SchifelliteCorporate Senior VP | 49,181 | $89.47 | $4,400,372 | 100,000 | −33.0% | plan? |
| Dec 8, 2017 MForm 4 → | Dec 11, 2:42 pm EST | Robert SchifelliteCorporate Senior VP | 59,698 | $24.25 | $1,447,677 | 149,181 | — | plan? |
| Dec 6, 2017 SForm 4 → | Dec 7, 10:17 am EST | Richard J HavilandDirector | 7,655 | $88.51 | $677,540 | 36,827 | −17.2% | plan? |
| Dec 6, 2017 MForm 4 → | Dec 7, 10:17 am EST | Richard J HavilandDirector | 12,600 | $18.96 | $238,896 | 44,482 | — | plan? |
| Nov 16, 2017 AForm 4 → | Nov 20, 3:14 pm EST | Alan J WeberDirector | 863 | — | — | 39,477 | — | plan? |
| Nov 16, 2017 AForm 4 → | Nov 20, 3:14 pm EST | Thomas J PernaDirector | 863 | — | — | 19,277 | — | plan? |
| Nov 16, 2017 AForm 4 → | Nov 20, 3:14 pm EST | Maura A. MarkusDirector | 863 | — | — | 8,511 | — | plan? |
| Nov 16, 2017 AForm 4 → | Nov 20, 3:14 pm EST | Stuart R LevineDirector | 863 | — | — | 32,801 | — | plan? |
| Nov 16, 2017 AForm 4 → | Nov 20, 3:14 pm EST | Brett KellerDirector | 863 | — | — | 3,715 | — | plan? |
| Nov 16, 2017 AForm 4 → | Nov 20, 3:14 pm EST | Richard J HavilandDirector | 863 | — | — | 31,882 | — | plan? |
| Nov 16, 2017 AForm 4 → | Nov 20, 3:14 pm EST | Robert N DuelksDirector | 863 | — | — | 16,277 | — | plan? |
| Nov 16, 2017 AForm 4 → | Nov 20, 3:13 pm EST | Pamela L CarterDirector | 863 | — | — | 863 | — | plan? |
| Nov 16, 2017 AForm 4 → | Nov 20, 3:13 pm EST | Leslie A BrunDirector | 1,205 | — | — | 25,163 | — | plan? |
| Nov 13, 2017 FMForm 4 → | Nov 14, 3:16 pm EST | Julie R. TaylorCorporate VP and CHRO | 3,370 | $88.45 | $80,490 | 7,803 | — | plan? |
| Oct 10, 2017 SForm 4 → | Oct 12, 11:58 am EDT | Richard J DalyPresident and CEO, Director | 94,039 | $81.95 | $7,706,026 | 177,951 | −34.6% | plan? |
| Oct 3, 2017 AForm 4 → | Oct 4, 12:20 pm EDT | Alan J WeberDirector | 59 | — | — | 38,614 | — | plan? |
| Oct 3, 2017 AForm 4 → | Oct 4, 12:20 pm EDT | Thomas J PernaDirector | 59 | — | — | 18,414 | — | plan? |
| Oct 3, 2017 AForm 4 → | Oct 4, 12:20 pm EDT | Maura A. MarkusDirector | 33 | — | — | 7,648 | — | plan? |
| Oct 3, 2017 AForm 4 → | Oct 4, 12:20 pm EDT | Stuart R LevineDirector | 59 | — | — | 31,938 | — | plan? |
| Oct 3, 2017 AForm 4 → | Oct 4, 12:20 pm EDT | Brett KellerDirector | 12 | — | — | 2,852 | — | plan? |
| Oct 3, 2017 AForm 4 → | Oct 4, 12:20 pm EDT | Richard J HavilandDirector | 59 | — | — | 31,019 | — | plan? |
| Oct 3, 2017 AForm 4 → | Oct 4, 12:20 pm EDT | Robert N DuelksDirector | 59 | — | — | 15,414 | — | plan? |
| Oct 3, 2017 AForm 4 → | Oct 4, 12:20 pm EDT | Leslie A BrunDirector | 86 | — | — | 23,958 | — | plan? |
| Aug 23, 2017 SForm 4 → | Aug 24, 2:13 pm EDT | Timothy C GokeySenior Vice President and COO | 53,816 | $77.02 | $4,144,876 | 60,806 | −47.0% | plan? |
| Aug 23, 2017 MForm 4 → | Aug 24, 2:13 pm EDT | Timothy C GokeySenior Vice President and COO | 50,000 | $21.94 | $1,097,000 | 114,622 | — | plan? |
| Aug 23, 2017 SForm 4 → | Aug 23, 2:04 pm EDT | Adam D AmsterdamCorporate Vice President | 17,813 | $76.96 | $1,370,872 | 20,646 | −46.3% | plan? |
| Aug 18, 2017 SForm 4 → | Aug 18, 3:50 pm EDT | Alan J WeberDirector | 3,130 | $76.55 | $239,614 | 38,555 | −7.51% | plan? |
| Aug 18, 2017 MForm 4 → | Aug 18, 3:50 pm EDT | Alan J WeberDirector | 12,600 | $18.96 | $238,896 | 41,685 | — | plan? |
| Aug 18, 2017 SForm 4 → | Aug 18, 2:40 pm EDT | Stuart R LevineDirector | 7,868 | $76.58 | $602,498 | 31,879 | −19.8% | plan? |
| Aug 18, 2017 MForm 4 → | Aug 18, 2:40 pm EDT | Stuart R LevineDirector | 12,600 | $18.96 | $238,896 | 39,747 | — | plan? |
| Aug 2, 2017 AForm 4 → | Aug 2, 3:51 pm EDT | James M YoungCorporate VP and CFO | 11,559 | — | — | 33,308 | — | plan? |
| Aug 2, 2017 AForm 4 → | Aug 2, 3:51 pm EDT | Julie R. TaylorCorporate VP and CHRO | 4,688 | — | — | 6,253 | — | plan? |
| Aug 2, 2017 AForm 4 → | Aug 2, 3:51 pm EDT | Robert SchifelliteCorporate Senior VP | 9,357 | — | — | 89,483 | — | plan? |
| Aug 2, 2017 AForm 4 → | Aug 2, 3:51 pm EDT | Christopher John PerryCorporate SVP | 7,706 | — | — | 34,423 | — | plan? |
| Aug 2, 2017 AForm 4 → | Aug 2, 3:51 pm EDT | Vijay MayadasVP, Strategy | 1,540 | — | — | 8,271 | — | plan? |
| Aug 2, 2017 AForm 4 → | Aug 2, 3:51 pm EDT | Laura MatlinVP, Deputy GC and CGO | 1,816 | — | — | 7,087 | — | plan? |
| Aug 2, 2017 AForm 4 → | Aug 2, 3:51 pm EDT | Charles J MarchesaniCorporate Vice President | 4,402 | — | — | 16,257 | — | plan? |
| Aug 2, 2017 AForm 4 → | Aug 2, 3:51 pm EDT | Michael LiberatoreVP, ICS - Mutual Funds | 1,431 | — | — | 11,475 | — | plan? |
| Aug 2, 2017 AForm 4 → | Aug 2, 3:51 pm EDT | Robert F KalenkaCorporate Vice President | 2,696 | — | — | 40,711 | — | plan? |
| Aug 2, 2017 AForm 4 → | Aug 2, 3:51 pm EDT | Timothy C GokeySenior Vice President and COO | 15,412 | — | — | 64,622 | — | plan? |
| Aug 2, 2017 AForm 4 → | Aug 2, 3:51 pm EDT | Douglas Richard DeschutterCorporate Vice President | 2,200 | — | — | 74,468 | — | plan? |
| Aug 2, 2017 AForm 4 → | Aug 2, 3:51 pm EDT | Lyell DampeerCorporate Vice President | 2,532 | — | — | 18,709 | — | plan? |
| Aug 2, 2017 AForm 4 → | Aug 2, 3:51 pm EDT | Richard J DalyPresident and CEO, Director | 46,788 | — | — | 271,990 | — | plan? |
| Aug 2, 2017 AForm 4 → | Aug 2, 3:51 pm EDT | Adam D AmsterdamCorporate Vice President | 6,604 | — | — | 38,459 | — | plan? |
Reported at this company — derivatives (options, RSUs, warrants)
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 27, 2017 MForm 4 → | Feb 27, 3:34 pm EST | Timothy C GokeySenior Vice President and COO | 100,000 | — | — | 50,000 | — | |
| Feb 23, 2017 MForm 4 → | Feb 27, 11:03 am EST | Adam D AmsterdamCorporate Vice President | 80,517 | — | — | 0 | — | |
| Feb 22, 2017 MForm 4 → | Feb 23, 11:27 am EST | Robert SchifelliteCorporate Senior VP | 74,750 | — | — | 0 | — | |
| Feb 17, 2017 MForm 4 → | Feb 21, 10:52 am EST | Douglas Richard DeschutterCorporate Vice President | 41,666 | — | — | 0 | — | |
| Feb 17, 2017 MForm 4 → | Feb 21, 10:52 am EST | Robert F KalenkaCorporate Vice President | 42,197 | — | — | 0 | — | |
| Feb 10, 2017 AForm 4 → | Feb 13, 11:26 am EST | James M YoungCorporate VP and CFO | 41,396 | — | — | 41,396 | — | |
| Feb 10, 2017 AForm 4 → | Feb 13, 11:26 am EST | Julie R. TaylorCorporate VP and CHRO | 16,198 | — | — | 16,198 | — | |
| Feb 10, 2017 AForm 4 → | Feb 13, 11:25 am EST | Robert SchifelliteCorporate Senior VP | 32,397 | — | — | 32,397 | — | |
| Feb 10, 2017 AForm 4 → | Feb 13, 11:25 am EST | Christopher John PerryCorporate SVP | 25,197 | — | — | 25,197 | — | |
| Feb 10, 2017 AForm 4 → | Feb 13, 11:25 am EST | Vijay MayadasVP, Strategy | 6,299 | — | — | 6,299 | — | |
| Feb 10, 2017 AForm 4 → | Feb 13, 11:25 am EST | Laura MatlinVP, Deputy GC and CGO | 6,299 | — | — | 6,299 | — | |
| Feb 10, 2017 AForm 4 → | Feb 13, 11:25 am EST | Charles J MarchesaniCorporate Vice President | 15,298 | — | — | 15,298 | — | |
| Feb 10, 2017 AForm 4 → | Feb 13, 11:25 am EST | Michael LiberatoreVP, ICS - Mutual Funds | 10,799 | — | — | 10,799 | — | |
| Feb 10, 2017 AForm 4 → | Feb 13, 11:25 am EST | Robert F KalenkaCorporate Vice President | 9,899 | — | — | 9,899 | — | |
| Feb 10, 2017 AForm 4 → | Feb 13, 11:25 am EST | Timothy C GokeySenior Vice President and COO | 59,395 | — | — | 59,395 | — | |
| Feb 10, 2017 AForm 4 → | Feb 13, 11:25 am EST | Douglas Richard DeschutterCorporate Vice President | 8,999 | — | — | 8,999 | — | |
| Feb 10, 2017 AForm 4 → | Feb 13, 11:25 am EST | Lyell DampeerCorporate Vice President | 8,639 | — | — | 8,639 | — | |
| Feb 10, 2017 AForm 4 → | Feb 13, 11:25 am EST | Richard J DalyPresident and CEO, Director | 170,986 | — | — | 170,986 | — | |
| Feb 10, 2017 AForm 4 → | Feb 13, 11:25 am EST | Adam D AmsterdamCorporate Vice President | 21,598 | — | — | 21,598 | — | |
| Dec 31, 2016 AForm 4 → | Jan 4, 2017, 1:57 pm EST | Maura A. MarkusDirector | 339 | $66.30 | $22,500 | 3,179 | — | |
| Dec 7, 2016 MForm 4 → | Dec 8, 12:04 pm EST | Richard J HavilandDirector | 12,500 | — | — | 0 | — | |
| Nov 29, 2016 MForm 4 → | Nov 30, 9:50 am EST | Alan J WeberDirector | 12,500 | — | — | 0 | — | |
| Nov 18, 2016 MForm 4 → | Nov 18, 2:59 pm EST | Stuart R LevineDirector | 12,500 | — | — | 0 | — | |
| Nov 17, 2016 AForm 4/A → | Nov 29, 5:05 pm EST | Alan J WeberDirector | 4,753 | — | — | 4,753 | — | |
| Nov 17, 2016 AForm 4/A → | Nov 29, 5:05 pm EST | Thomas J PernaDirector | 4,753 | — | — | 4,753 | — | |
| Nov 17, 2016 AForm 4/A → | Nov 29, 5:05 pm EST | Maura A. MarkusDirector | 4,753 | — | — | 4,753 | — | |
| Nov 17, 2016 AForm 4/A → | Nov 29, 5:05 pm EST | Stuart R LevineDirector | 4,753 | — | — | 4,753 | — | |
| Nov 17, 2016 AForm 4/A → | Nov 29, 5:05 pm EST | Brett KellerDirector | 4,753 | — | — | 4,753 | — | |
| Nov 17, 2016 AForm 4/A → | Nov 29, 5:05 pm EST | Richard J HavilandDirector | 4,753 | — | — | 4,753 | — | |
| Nov 17, 2016 AForm 4/A → | Nov 29, 5:05 pm EST | Leslie A BrunDirector | 6,777 | — | — | 6,777 | — | |
| Nov 17, 2016 AForm 4/A → | Nov 29, 5:05 pm EST | Robert N DuelksDirector | 4,753 | — | — | 4,753 | — | |
| Nov 17, 2016 AForm 4 → | Nov 18, 12:00 pm EST | Alan J WeberDirector | 4,753 | — | — | 4,753 | — | amended |
| Nov 17, 2016 AForm 4 → | Nov 18, 11:59 am EST | Thomas J PernaDirector | 4,753 | — | — | 4,753 | — | amended |
| Nov 17, 2016 AForm 4 → | Nov 18, 11:59 am EST | Maura A. MarkusDirector | 4,753 | — | — | 4,753 | — | amended |
| Nov 17, 2016 AForm 4 → | Nov 18, 11:59 am EST | Stuart R LevineDirector | 4,753 | — | — | 4,753 | — | amended |
| Nov 17, 2016 AForm 4 → | Nov 18, 11:59 am EST | Brett KellerDirector | 4,753 | — | — | 4,753 | — | amended |
| Nov 17, 2016 AForm 4 → | Nov 18, 11:59 am EST | Richard J HavilandDirector | 4,753 | — | — | 4,753 | — | amended |
| Nov 17, 2016 AForm 4 → | Nov 18, 11:59 am EST | Robert N DuelksDirector | 4,753 | — | — | 4,753 | — | amended |
| Nov 17, 2016 AForm 4 → | Nov 18, 11:59 am EST | Leslie A BrunDirector | 6,777 | — | — | 6,777 | — | amended |
| Nov 16, 2016 MForm 4 → | Nov 17, 10:42 am EST | Leslie A BrunDirector | 12,500 | — | — | 0 | — | |
| Nov 14, 2016 MForm 4 → | Nov 15, 9:47 am EST | Julie R. TaylorCorporate VP and CHRO | 2,460 | — | — | 4,921 | — | |
| Sep 30, 2016 AForm 4 → | Oct 4, 11:34 am EDT | Maura A. MarkusDirector | 365 | $67.79 | $24,750 | 2,839 | — | |
| Sep 29, 2016 MForm 4 → | Sep 30, 10:18 am EDT | Richard J DalyPresident and CEO, Director | 7,284 | — | — | 80,374 | — | |
| Sep 27, 2016 MForm 4 → | Sep 29, 11:22 am EDT | Richard J DalyPresident and CEO, Director | 240,914 | — | — | 87,658 | — | |
| Sep 23, 2016 MForm 4 → | Sep 27, 2:34 pm EDT | Richard J DalyPresident and CEO, Director | 284,620 | — | — | 7,079 | — | |
| Sep 21, 2016 MForm 4 → | Sep 23, 1:07 pm EDT | Richard J DalyPresident and CEO, Director | 58,670 | — | — | 67,830 | — | |
| Aug 17, 2016 MForm 4 → | Aug 18, 10:54 am EDT | Timothy C GokeySenior Vice President and COO | 24,150 | — | — | 150,000 | — | |
| Aug 17, 2016 MForm 4 → | Aug 18, 10:25 am EDT | Charles J MarchesaniCorporate Vice President | 19,899 | — | — | 0 | — | |
| Aug 16, 2016 MForm 4 → | Aug 17, 1:52 pm EDT | Timothy C GokeySenior Vice President and COO | 20,200 | — | — | 174,150 | — | |
| Aug 15, 2016 MForm 4 → | Aug 16, 3:08 pm EDT | Adam D AmsterdamCorporate Vice President | 75,144 | — | — | 7,796 | — | |
| Aug 12, 2016 MForm 4 → | Aug 16, 3:42 pm EDT | Timothy C GokeySenior Vice President and COO | 55,650 | — | — | 194,350 | — | |
| Aug 11, 2016 MForm 4 → | Aug 31, 10:44 am EDT | Lyell DampeerCorporate Vice President | 1,376 | — | — | 0 | — | late |
| Aug 11, 2016 MForm 4 → | Aug 12, 2:39 pm EDT | Douglas Richard DeschutterCorporate Vice President | 60,546 | $22.08 | $1,336,969 | 0 | — | |
| Aug 11, 2016 MForm 4 → | Aug 12, 2:39 pm EDT | Robert SchifelliteCorporate Senior VP | 105,000 | $21.23 | $2,228,935 | 0 | — | |
| Aug 11, 2016 MForm 4 → | Aug 12, 2:37 pm EDT | Robert F KalenkaCorporate Vice President | 52,517 | $21.90 | $1,150,103 | 0 | — | |
| Jun 30, 2016 AForm 4 → | Jul 5, 11:11 am EDT | Maura A. MarkusDirector | 383 | $65.20 | $25,000 | 2,366 | — | |
| Apr 1, 2016 MForm 4/A → | May 17, 4:16 pm EDT | James M YoungCorporate VP and CFO | 4,878 | — | — | 4,878 | — | |
| Apr 1, 2016 MForm 4 → | Apr 5, 5:33 pm EDT | Christopher John PerryCorporate SVP | 16,830 | — | — | 14,426 | — | |
| Apr 1, 2016 MForm 4 → | Apr 5, 5:32 pm EDT | Vijay MayadasVP, Strategy | 1,647 | — | — | 0 | — | |
| Apr 1, 2016 MForm 4 → | Apr 5, 5:32 pm EDT | Laura MatlinVP, Deputy GC and CGO | 1,647 | — | — | 0 | — | |
| Apr 1, 2016 MForm 4 → | Apr 5, 5:32 pm EDT | Michael LiberatoreVP, ICS - Mutual Funds | 1,565 | — | — | 0 | — | |
| Mar 31, 2016 AForm 4 → | Apr 4, 2:25 pm EDT | Maura A. MarkusDirector | 371 | $59.31 | $22,000 | 1,982 | — | |
| Feb 17, 2016 MForm 4 → | Feb 17, 3:07 pm EST | Charles J MarchesaniCorporate Vice President | 44,084 | — | — | 0 | — | |
| Feb 16, 2016 MForm 4 → | Feb 17, 11:21 am EST | Robert SchifelliteCorporate Senior VP | 38,100 | — | — | 21,666 | — | |
| Feb 8, 2016 AForm 4 → | Feb 9, 2:29 pm EST | James M YoungCorporate VP and CFO | 46,012 | — | — | 46,012 | — | |
| Feb 8, 2016 AForm 4 → | Feb 9, 2:29 pm EST | Julie R. TaylorCorporate VP and CHRO | 19,719 | — | — | 19,719 | — | |
| Feb 8, 2016 AForm 4 → | Feb 9, 2:29 pm EST | Robert SchifelliteCorporate Senior VP | 37,248 | — | — | 37,248 | — | |
| Feb 8, 2016 AForm 4 → | Feb 9, 2:29 pm EST | Christopher John PerryCorporate SVP | 30,674 | — | — | 30,674 | — | |
| Feb 8, 2016 AForm 4 → | Feb 9, 2:29 pm EST | Vijay MayadasVP, Strategy | 5,696 | — | — | 5,696 | — | |
| Feb 8, 2016 AForm 4 → | Feb 9, 2:29 pm EST | Laura MatlinVP, Deputy GC and CGO | 14,460 | — | — | 14,460 | — | |
| Feb 8, 2016 AForm 4 → | Feb 9, 2:29 pm EST | Charles J MarchesaniCorporate Vice President | 17,528 | — | — | 17,528 | — | |
| Feb 8, 2016 AForm 4 → | Feb 9, 2:29 pm EST | Michael LiberatoreVP, ICS - Mutual Funds | 10,517 | — | — | 10,517 | — | |
| Feb 8, 2016 AForm 4 → | Feb 9, 2:29 pm EST | Robert F KalenkaCorporate Vice President | 10,736 | — | — | 10,736 | — | |
| Feb 8, 2016 AForm 4 → | Feb 9, 2:29 pm EST | Timothy C GokeySenior Vice President and COO | 61,349 | — | — | 61,349 | — | |
| Feb 8, 2016 AForm 4 → | Feb 9, 2:29 pm EST | Douglas Richard DeschutterCorporate Vice President | 8,764 | — | — | 8,764 | — | |
| Feb 8, 2016 AForm 4 → | Feb 9, 2:29 pm EST | Lyell DampeerCorporate Vice President | 10,078 | — | — | 10,078 | — | |
| Feb 8, 2016 AForm 4 → | Feb 9, 2:29 pm EST | Richard J DalyPresident and CEO, Director | 186,240 | — | — | 186,240 | — | |
| Feb 8, 2016 AForm 4 → | Feb 9, 2:29 pm EST | Adam D AmsterdamCorporate Vice President | 26,292 | — | — | 26,292 | — | |
| Jan 6, 2016 MForm 4 → | Jan 6, 3:14 pm EST | Douglas Richard DeschutterCorporate Vice President | 13,021 | — | — | 0 | — | |
| Dec 31, 2015 AForm 4 → | Jan 5, 2016, 12:16 pm EST | Maura A. MarkusDirector | 395 | $53.73 | $21,250 | 1,611 | — | |
| Nov 12, 2015 AForm 4 → | Nov 13, 4:32 pm EST | Leslie A BrunDirector | 8,323 | — | — | 8,323 | — | |
| Nov 12, 2015 AForm 4 → | Nov 13, 4:32 pm EST | Alan J WeberDirector | 5,771 | — | — | 5,771 | — | |
| Nov 12, 2015 AForm 4 → | Nov 13, 4:32 pm EST | Thomas J PernaDirector | 5,771 | — | — | 5,771 | — | |
| Nov 12, 2015 AForm 4 → | Nov 13, 4:32 pm EST | Maura A. MarkusDirector | 5,771 | — | — | 5,771 | — | |
| Nov 12, 2015 AForm 4 → | Nov 13, 4:32 pm EST | Richard J HavilandDirector | 5,771 | — | — | 5,771 | — | |
| Nov 12, 2015 AForm 4 → | Nov 13, 4:32 pm EST | Julie R. TaylorCorporate VP and CHRO | 45,116 | — | — | 37,735 | — | |
| Nov 12, 2015 AForm 4 → | Nov 13, 4:32 pm EST | Stuart R LevineDirector | 5,771 | — | — | 5,771 | — | |
| Nov 12, 2015 AForm 4 → | Nov 13, 4:32 pm EST | Brett KellerDirector | 5,771 | — | — | 5,771 | — | |
| Nov 12, 2015 AForm 4 → | Nov 13, 4:32 pm EST | Robert N DuelksDirector | 5,771 | — | — | 5,771 | — | |
| Nov 11, 2015 MForm 4 → | Nov 12, 10:26 am EST | Charles J MarchesaniCorporate Vice President | 31,042 | — | — | 0 | — | |
| Oct 20, 2015 MForm 4 → | Oct 20, 3:12 pm EDT | Richard J DalyPresident and CEO, Director | 18,375 | — | — | 0 | — | |
| Oct 16, 2015 MForm 4 → | Oct 20, 11:41 am EDT | Richard J DalyPresident and CEO, Director | 108,125 | — | — | 18,375 | — | |
| Oct 7, 2015 MForm 4 → | Oct 8, 3:01 pm EDT | Richard J DalyPresident and CEO, Director | 126,500 | — | — | 0 | — | |
| Sep 30, 2015 AForm 4/A → | Jul 25, 2016, 1:57 pm EDT | Maura A. MarkusDirector | 425 | $55.35 | $23,500 | 1,324 | — | |
| Sep 30, 2015 AForm 4 → | Oct 2, 11:28 am EDT | Maura A. MarkusDirector | 316 | $55.35 | $17,500 | 1,216 | — | amended |
| Aug 19, 2015 MForm 4 → | Aug 20, 10:20 am EDT | Robert F KalenkaCorporate Vice President | 24,533 | $14.48 | $355,239 | 0 | — | |
| Jun 30, 2015 AForm 4 → | Jul 2, 11:36 am EDT | Maura A. MarkusDirector | 500 | $50.01 | $25,000 | 900 | — | |
| Jun 11, 2015 MForm 4 → | Jun 15, 5:59 pm EDT | Richard J DalyPresident and CEO, Director | 236,670 | — | — | 0 | — | |
| Jun 10, 2015 MForm 4 → | Jun 11, 10:19 am EDT | Richard J DalyPresident and CEO, Director | 77,930 | — | — | 36,670 | — | |
| Jun 3, 2015 MForm 4 → | Jun 3, 3:51 pm EDT | Charles J MarchesaniCorporate Vice President | 85,750 | — | — | 0 | — |