SEC Form 4 · accession 0001225208-15-020882
BROADRIDGE FINANCIAL SOLUTIONS, INC. · BR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Julie R. Taylor
Officer — Corporate VP and CHRO
Period of report
Nov 12, 2015
Accepted (ET)
Nov 13, 2015 · 4:32 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001383312
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1 | $0.00 | Nov 12, 2015 | A | 7,381 | A | — | — | Common Stock | 7,381 | 7,381 | D |
| Stock Option (Right to Buy)F2 | $56.37 | Nov 12, 2015 | A | 37,735 | A | Nov 12, 2016 | Nov 12, 2025 | Common Stock | 37,735 | 37,735 | D |
Explanation of responses
- F1Restricted Stock Units granted under Broadridge's 2007 Omnibus Award Plan representing a like number of shares of Broadridge common stock. The Restricted Stock Units will vest and convert into Broadridge common stock equally over 3 years beginning on November 12, 2016.
- F2Stock options vest equally over 3 years beginning November 12, 2016