SEC Form 4/A · accession 0001225208-16-033540
BROADRIDGE FINANCIAL SOLUTIONS, INC. · BR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
James M Young
Officer — Corporate VP and CFO
Period of report
Apr 1, 2016
Accepted (ET)
May 17, 2016 · 4:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001383312
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 1, 2016 | M | 4,878 | $0.00 | A | 12,342 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1 | — | Apr 1, 2016 | M | 4,878 | D | — | — | Common Stock | 4,878 | 4,878 | D |
Explanation of responses
- F1Each Restricted Stock Unit represented one share of Broadridge common stock and on April 1, 2016 4,878 Restricted Stock Units vested and converted into an equal number of shares of common stock.