SEC Form 4/A · accession 0001225208-16-037009
BROADRIDGE FINANCIAL SOLUTIONS, INC. · BR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Maura A. Markus
Director
Period of report
Sep 30, 2015
Accepted (ET)
Jul 25, 2016 · 1:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001383312
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Phantom StockF2,F1 | — | Sep 30, 2015 | A | 425 | A | — | — | Common Stock | 425 | 1,324 | D |
Explanation of responses
- F1Each share of phantom stock is the economic equivalent of one share of common stock. The shares of phantom stock become payable in cash upon the reporting person's separation from service as a director.
- F2The amount of phantom shares earned was incorrectly calculated upon credit of deferred stock for fees earned in September 2015. Ms. Markus should have received an additional 108.4011 shares. This filing reflects that correction.