SEC Form 4 · accession 0001225208-16-031086
BROADRIDGE FINANCIAL SOLUTIONS, INC. · BR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Christopher John Perry
Officer — Corporate SVP
Period of report
Apr 1, 2016
Accepted (ET)
Apr 5, 2016 · 5:33 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001383312
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 1, 2016 | M | 16,830 | $0.00 | A | 21,830 | D | |
| Common Stock | Apr 1, 2016 | F | 6,214 | $59.42 | D | 15,616 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1 | $0.00 | Apr 1, 2016 | M | 16,830 | D | — | — | Common Stock | 16,830 | 14,426 | D |
Explanation of responses
- F1Each Restricted Stock Unit represented one share of Broadridge common stock and on April 1, 2016 16,830 Restricted Stock Units vested and converted into an equal number of shares of common stock.