SEC Form 4 · accession 0001225208-16-038565
BROADRIDGE FINANCIAL SOLUTIONS, INC. · BR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Lyell Dampeer
Officer — Corporate Vice President
Period of report
Aug 11, 2016
Accepted (ET)
Aug 31, 2016 · 10:44 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001383312
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 11, 2016 | M | 1,376 | $19.19 | A | 18,615 | D | |
| Common Stock | Aug 11, 2016 | S | 1,376 | $69.0383 | D | 17,239 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $19.19 | Aug 11, 2016 | M | 1,376 | D | Apr 2, 2008 | Jan 25, 2017 | Common Stock | 1,376 | 0 | D |