SEC Form 4 · accession 0001225208-17-002915
BROADRIDGE FINANCIAL SOLUTIONS, INC. · BR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James M Young
Officer — Corporate VP and CFO
Period of report
Feb 10, 2017
Accepted (ET)
Feb 13, 2017 · 11:26 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001383312
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $67.32 | Feb 10, 2017 | A | 41,396 | A | Feb 10, 2018 | Feb 10, 2027 | Common Stock | 41,396 | 41,396 | D |
Explanation of responses
- F1Stock options vest equally over 4 years beginning February 10, 2018.