SEC Form 4/A · accession 0001225208-16-042359
BROADRIDGE FINANCIAL SOLUTIONS, INC. · BR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Stuart R Levine
Director
Period of report
Nov 17, 2016
Accepted (ET)
Nov 29, 2016 · 5:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001383312
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1,F2 | $64.89 | Nov 17, 2016 | A | 4,753 | A | Nov 17, 2016 | Nov 17, 2026 | Common Stock | 4,753 | 4,753 | D |
Explanation of responses
- F1This amendment is filed to correct the exercise price of the stock options to $64.89.
- F2Stock options vest immediately upon grant.