Company · CIK 0001173431 · SIC 6211 — Security Brokers, Dealers & Flotation Companies
TD AMERITRADE HOLDING CORP · AMTD
Insider activity reported against this company. All insider holders · On EDGAR ↗
Reported at this company — common stock
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 4, 2016 SForm 4 → | Nov 8, 4:34 pm EST | Joseph H MogliaDirector | 15,000 | $33.91 | $508,650 | 235,000 | −6.00% | plan? |
| Oct 31, 2016 AGForm 4 → | Nov 25, 1:07 pm EST | Thomas Bradley Jr.EVP, Retail Distribution | 37,537 | — | — | 355,251 | — | plan? late |
| Oct 31, 2016 AForm 4 → | Nov 2, 4:27 pm EDT | Stephen J BoyleEVP and CFO | 10,334 | — | — | 111,318 | — | plan? |
| Oct 27, 2016 GForm 4 → | Oct 28, 4:35 pm EDT | Joseph H MogliaDirector | 17,500 | — | — | 250,000 | — | plan? |
| Oct 26, 2016 PForm 4 → | Oct 28, 4:35 pm EDT | Brian M LevittDirector | 5,000 | $33.87 | $169,350 | 6,509 | +331% | plan? |
| Oct 12, 2016 AForm 4 → | Oct 14, 4:11 pm EDT | Brian M LevittDirector | 1,509 | — | — | 1,509 | — | plan? |
| Aug 18, 2016 AForm 4/A → | Sep 7, 4:26 pm EDT | Fredric J TomczykCEO, Director | 2,287 | — | — | 759,997 | — | plan? |
| Aug 18, 2016 AForm 4 → | Aug 22, 4:37 pm EDT | V Ann HaileyDirector | 22 | — | — | 4,111 | — | plan? |
| Aug 18, 2016 AForm 4 → | Aug 22, 4:37 pm EDT | Fredric J TomczykCEO, Director | 2,287 | — | — | 859,997 | — | plan? amended |
| Aug 18, 2016 AForm 4 → | Aug 22, 4:37 pm EDT | Tim HockeyPresident, Director | 875 | — | — | 161,315 | — | plan? |
| Aug 18, 2016 AForm 4 → | Aug 22, 4:36 pm EDT | Allan R TesslerDirector | 22 | — | — | 70,587 | — | plan? |
| Aug 18, 2016 AForm 4 → | Aug 22, 4:36 pm EDT | Todd M RickettsDirector | 22 | — | — | 173,505 | — | plan? |
| Aug 18, 2016 AForm 4 → | Aug 22, 4:36 pm EDT | Steven M. QuirkEVP, Trader Group | 349 | — | — | 90,566 | — | plan? |
| Aug 18, 2016 AForm 4 → | Aug 22, 4:36 pm EDT | Wilbur J PrezzanoDirector | 278 | — | — | 107,680 | — | plan? |
| Aug 18, 2016 AForm 4 → | Aug 22, 4:35 pm EDT | Thomas A. NallyEVP, Institutional Services | 453 | — | — | 142,062 | — | plan? |
| Aug 18, 2016 AForm 4 → | Aug 22, 4:35 pm EDT | Mark L MitchellDirector | 169 | — | — | 53,285 | — | plan? |
| Aug 18, 2016 AForm 4 → | Aug 22, 4:35 pm EDT | Karen E. MaidmentDirector | 306 | — | — | 60,184 | — | plan? |
| Aug 18, 2016 AForm 4 → | Aug 22, 4:34 pm EDT | Ellen L S KoplowEVP, General Counsel and Sec. | 204 | — | — | 137,605 | — | plan? |
| Aug 18, 2016 AForm 4 → | Aug 22, 4:34 pm EDT | Irene R MillerDirector | 22 | — | — | 4,111 | — | plan? |
| Aug 18, 2016 AForm 4 → | Aug 22, 4:34 pm EDT | Thomas Bradley Jr.EVP, Retail Distribution | 766 | — | — | 320,714 | — | plan? |
| Aug 18, 2016 AForm 4 → | Aug 22, 4:34 pm EDT | Stephen J BoyleEVP and CFO | 547 | — | — | 100,984 | — | plan? |
| Aug 18, 2016 AForm 4 → | Aug 22, 4:33 pm EDT | Lorenzo A BettinoDirector | 22 | — | — | 8,236 | — | plan? |
| Jun 15, 2016 SForm 4 → | Jun 17, 4:13 pm EDT | Joseph H MogliaDirector | 10,000 | — | — | 267,500 | — | plan? |
| Jun 3, 2016 SForm 4 → | Jun 7, 4:14 pm EDT | Fredric J TomczykCEO, Director | 10,000 | $31.28 | $312,800 | 757,710 | −1.30% | plan? |
| Jun 1, 2016 SForm 4 → | Jun 3, 4:10 pm EDT | Fredric J TomczykCEO, Director | 40,000 | $32.63 | $1,305,000 | 767,710 | −4.95% | plan? |
| May 26, 2016 SForm 4 → | Jun 1, 4:18 pm EDT | Fredric J TomczykCEO, Director | 50,000 | $32.39 | $1,619,700 | 807,710 | −5.83% | plan? late |
| May 17, 2016 AForm 4 → | May 19, 4:36 pm EDT | V Ann HaileyDirector | 23 | — | — | 4,089 | — | plan? |
| May 17, 2016 AForm 4 → | May 19, 4:35 pm EDT | Fredric J TomczykCEO, Director | 2,460 | — | — | 857,710 | — | plan? |
| May 17, 2016 AForm 4 → | May 19, 4:35 pm EDT | Tim HockeyPresident, Director | 940 | — | — | 160,440 | — | plan? |
| May 17, 2016 AForm 4 → | May 19, 4:35 pm EDT | Allan R TesslerDirector | 23 | — | — | 70,565 | — | plan? |
| May 17, 2016 AForm 4 → | May 19, 4:35 pm EDT | Todd M RickettsDirector | 23 | — | — | 173,483 | — | plan? |
| May 17, 2016 AForm 4 → | May 19, 4:34 pm EDT | Steven M. QuirkEVP, Trader Group | 374 | — | — | 90,217 | — | plan? |
| May 17, 2016 AForm 4 → | May 19, 4:34 pm EDT | Wilbur J PrezzanoDirector | 298 | — | — | 107,402 | — | plan? |
| May 17, 2016 AForm 4 → | May 19, 4:34 pm EDT | Thomas A. NallyEVP, Institutional Services | 486 | — | — | 141,609 | — | plan? |
| May 17, 2016 AForm 4 → | May 19, 4:33 pm EDT | Mark L MitchellDirector | 181 | — | — | 53,116 | — | plan? |
| May 17, 2016 AForm 4 → | May 19, 4:33 pm EDT | Karen E. MaidmentDirector | 329 | — | — | 59,878 | — | plan? |
| May 17, 2016 AForm 4 → | May 19, 4:32 pm EDT | Ellen L S KoplowEVP, General Counsel and Sec. | 220 | — | — | 137,401 | — | plan? |
| May 17, 2016 AForm 4 → | May 19, 4:32 pm EDT | Irene R MillerDirector | 23 | — | — | 4,089 | — | plan? |
| May 17, 2016 AForm 4 → | May 19, 4:32 pm EDT | Thomas Bradley Jr.EVP, Retail Distribution | 824 | — | — | 319,948 | — | plan? |
| May 17, 2016 AForm 4 → | May 19, 4:32 pm EDT | Stephen J BoyleEVP and CFO | 588 | — | — | 100,437 | — | plan? |
| May 17, 2016 AForm 4 → | May 19, 4:31 pm EDT | Lorenzo A BettinoDirector | 23 | — | — | 8,214 | — | plan? |
| May 17, 2016 AForm 4 → | May 19, 4:31 pm EDT | Marvin W AdamsExec. VP & COO | 1,457 | — | — | 249,058 | — | plan? |
| Apr 22, 2016 SForm 4 → | Apr 26, 4:18 pm EDT | Thomas A. NallyEVP, Institutional Services | 31,253 | $31.77 | $992,908 | 141,123 | −18.1% | plan? |
| Mar 11, 2016 SForm 4 → | Mar 15, 4:18 pm EDT | Joseph H MogliaDirector | 10,000 | $31.80 | $318,000 | 277,500 | −3.48% | plan? |
| Mar 2, 2016 GForm 4 → | Mar 11, 4:26 pm EST | Mark L MitchellDirector | 3,000 | — | — | 52,935 | — | plan? late |
| Feb 17, 2016 AForm 4 → | Feb 19, 6:02 pm EST | V Ann HaileyDirector | 24 | — | — | 4,066 | — | plan? |
| Feb 17, 2016 AForm 4 → | Feb 19, 6:02 pm EST | Fredric J TomczykCEO, Director | 2,529 | — | — | 855,250 | — | plan? |
| Feb 17, 2016 AForm 4 → | Feb 19, 6:02 pm EST | Tim HockeyPresident, Director | 967 | — | — | 159,500 | — | plan? |
| Feb 17, 2016 AForm 4 → | Feb 19, 6:02 pm EST | Allan R TesslerDirector | 24 | — | — | 70,542 | — | plan? |
| Feb 17, 2016 AForm 4 → | Feb 19, 6:01 pm EST | Todd M RickettsDirector | 24 | — | — | 173,460 | — | plan? |
| Feb 17, 2016 AForm 4 → | Feb 19, 6:01 pm EST | Steven M. QuirkEVP, Trader Group | 385 | — | — | 89,843 | — | plan? |
| Feb 17, 2016 AForm 4 → | Feb 19, 6:01 pm EST | Wilbur J PrezzanoDirector | 307 | — | — | 107,104 | — | plan? |
| Feb 17, 2016 AForm 4 → | Feb 19, 6:01 pm EST | Thomas A. NallyEVP, Institutional Services | 502 | — | — | 172,376 | — | plan? |
| Feb 17, 2016 AForm 4 → | Feb 19, 6:00 pm EST | Mark L MitchellDirector | 187 | — | — | 55,935 | — | plan? |
| Feb 17, 2016 AForm 4 → | Feb 19, 6:00 pm EST | Karen E. MaidmentDirector | 338 | — | — | 59,549 | — | plan? |
| Feb 17, 2016 AForm 4 → | Feb 19, 6:00 pm EST | Ellen L S KoplowEVP, General Counsel and Sec. | 224 | — | — | 137,181 | — | plan? |
| Feb 17, 2016 AForm 4 → | Feb 19, 6:00 pm EST | Irene R MillerDirector | 24 | — | — | 4,066 | — | plan? |
| Feb 17, 2016 AForm 4 → | Feb 19, 5:59 pm EST | Thomas Bradley Jr.EVP, Retail Distribution | 848 | — | — | 319,124 | — | plan? |
| Feb 17, 2016 AForm 4 → | Feb 19, 5:59 pm EST | Stephen J BoyleEVP and CFO | 605 | — | — | 99,849 | — | plan? |
| Feb 17, 2016 AForm 4 → | Feb 19, 5:59 pm EST | Lorenzo A BettinoDirector | 24 | — | — | 8,191 | — | plan? |
| Feb 17, 2016 AForm 4 → | Feb 19, 5:59 pm EST | Marvin W AdamsExec. VP & COO | 1,499 | — | — | 247,601 | — | plan? |
| Jan 21, 2016 AForm 4 → | Jan 25, 7:22 pm EST | V Ann HaileyDirector | 4,042 | — | — | 4,042 | — | plan? |
| Jan 21, 2016 AForm 4 → | Jan 25, 7:21 pm EST | Tim HockeyPresident, Director | 158,533 | — | — | 158,533 | — | plan? |
| Jan 21, 2016 AForm 4 → | Jan 25, 7:21 pm EST | Allan R TesslerDirector | 4,042 | — | — | 70,518 | — | plan? |
| Jan 21, 2016 AForm 4 → | Jan 25, 7:21 pm EST | Todd M RickettsDirector | 4,042 | — | — | 173,436 | — | plan? |
| Jan 21, 2016 AForm 4 → | Jan 25, 7:20 pm EST | Wilbur J PrezzanoDirector | 4,042 | — | — | 106,797 | — | plan? |
| Jan 21, 2016 AForm 4 → | Jan 25, 7:20 pm EST | Mark L MitchellDirector | 4,042 | — | — | 55,748 | — | plan? |
| Jan 21, 2016 AForm 4 → | Jan 25, 7:20 pm EST | Karen E. MaidmentDirector | 4,042 | — | — | 59,211 | — | plan? |
| Jan 21, 2016 AForm 4 → | Jan 25, 7:20 pm EST | Irene R MillerDirector | 4,042 | — | — | 4,042 | — | plan? |
| Jan 21, 2016 AForm 4 → | Jan 25, 7:19 pm EST | Lorenzo A BettinoDirector | 4,042 | — | — | 8,167 | — | plan? |
| Dec 18, 2015 GForm 4 → | Jan 12, 2016, 3:04 pm EST | J Joe RickettsOther | 100,000 | — | — | 36,174,906 | — | plan? late |
| Dec 4, 2015 SForm 4/A → | Dec 9, 4:14 pm EST | Steven M. QuirkEVP, Trader Group | 22,138 | $36.94 | $817,778 | 89,458 | −19.8% | plan? |
| Dec 4, 2015 SForm 4 → | Dec 8, 4:19 pm EST | Steven M. QuirkEVP, Trader Group | 22,138 | $36.94 | $817,778 | 63,344 | −25.9% | plan? amended |
| Dec 1, 2015 SForm 4 → | Dec 3, 4:18 pm EST | Thomas Bradley Jr.EVP, Retail Distribution | 36,682 | $36.52 | $1,339,627 | 318,276 | −10.3% | plan? |
| Nov 27, 2015 SForm 4 → | Dec 1, 4:15 pm EST | Marvin W AdamsExec. VP & COO | 69,468 | $36.66 | $2,546,697 | 246,102 | −22.0% | plan? |
| Nov 24, 2015 AForm 4 → | Nov 27, 3:05 pm EST | Steven M. QuirkEVP, Trader Group | 26,114 | — | — | 111,596 | — | plan? |
| Nov 24, 2015 AForm 4 → | Nov 27, 2:36 pm EST | Fredric J TomczykPresident and CEO, Director | 119,738 | — | — | 852,721 | — | plan? |
| Nov 24, 2015 AForm 4 → | Nov 27, 2:35 pm EST | Thomas A. NallyEVP, Institutional Services | 28,990 | — | — | 171,874 | — | plan? |
| Nov 24, 2015 AForm 4 → | Nov 27, 2:33 pm EST | Ellen L S KoplowEVP, General Counsel and Sec. | 12,435 | — | — | 136,957 | — | plan? |
| Nov 24, 2015 AForm 4 → | Nov 27, 2:31 pm EST | Thomas Bradley Jr.EVP, Retail Distribution | 59,148 | — | — | 354,958 | — | plan? |
| Nov 24, 2015 AForm 4 → | Nov 27, 2:30 pm EST | Stephen J BoyleEVP and CFO | 19,143 | — | — | 99,244 | — | plan? |
| Nov 24, 2015 AForm 4 → | Nov 27, 2:28 pm EST | Marvin W AdamsExec. VP & COO | 70,855 | — | — | 315,570 | — | plan? |
| Nov 24, 2015 AForm 4 → | Nov 27, 2:11 pm EST | Allan R TesslerDirector | 17 | — | — | 66,476 | — | plan? |
| Nov 24, 2015 AForm 4 → | Nov 27, 2:09 pm EST | Todd M RickettsDirector | 17 | — | — | 169,394 | — | plan? |
| Nov 24, 2015 AForm 4 → | Nov 27, 2:08 pm EST | Wilbur J PrezzanoDirector | 295 | — | — | 102,755 | — | plan? |
| Nov 24, 2015 AForm 4 → | Nov 27, 2:06 pm EST | Mark L MitchellDirector | 141 | — | — | 51,706 | — | plan? |
| Nov 24, 2015 AForm 4 → | Nov 27, 2:04 pm EST | Karen E. MaidmentDirector | 239 | — | — | 55,169 | — | plan? |
| Nov 24, 2015 AForm 4 → | Nov 27, 2:03 pm EST | Dan W Cook IIIDirector | 45 | — | — | 78,995 | — | plan? |
| Nov 24, 2015 AForm 4 → | Nov 27, 2:01 pm EST | Lorenzo A BettinoDirector | 18 | — | — | 4,125 | — | plan? |
| Nov 20, 2015 FForm 4 → | Nov 24, 7:30 pm EST | Fredric J TomczykPresident and CEO, Director | 180,532 | $36.89 | $6,659,825 | 732,983 | — | plan? |
| Nov 20, 2015 FForm 4 → | Nov 24, 7:28 pm EST | Steven M. QuirkEVP, Trader Group | 25,610 | $36.89 | $944,753 | 85,930 | — | plan? |
| Nov 20, 2015 FForm 4 → | Nov 24, 7:25 pm EST | Thomas A. NallyEVP, Institutional Services | 26,455 | $36.89 | $975,925 | 142,884 | — | plan? |
| Nov 20, 2015 FForm 4 → | Nov 24, 7:23 pm EST | Ellen L S KoplowEVP, General Counsel and Sec. | 9,195 | $36.89 | $339,204 | 124,522 | — | plan? |
| Nov 20, 2015 FForm 4 → | Nov 24, 7:20 pm EST | Thomas Bradley Jr.EVP, Retail Distribution | 66,658 | $36.89 | $2,459,014 | 295,810 | — | plan? |
| Nov 20, 2015 FForm 4 → | Nov 24, 7:19 pm EST | Marvin W AdamsExec. VP & COO | 88,734 | $36.89 | $3,273,397 | 244,715 | — | plan? |
| Aug 18, 2015 AForm 4 → | Aug 20, 4:16 pm EDT | Fredric J TomczykPresident and CEO, Director | 2,636 | — | — | 913,515 | — | plan? |
| Aug 18, 2015 AForm 4 → | Aug 20, 4:16 pm EDT | Allan R TesslerDirector | 15 | — | — | 66,459 | — | plan? |
| Aug 18, 2015 AForm 4 → | Aug 20, 4:16 pm EDT | Todd M RickettsDirector | 15 | — | — | 169,377 | — | plan? |
| Aug 18, 2015 AForm 4 → | Aug 20, 4:15 pm EDT | Wilbur J PrezzanoDirector | 263 | — | — | 102,460 | — | plan? |
| Aug 18, 2015 AForm 4 → | Aug 20, 4:15 pm EDT | Thomas A. NallyEVP, Institutional Services | 485 | — | — | 169,339 | — | plan? |
Reported at this company — derivatives (options, RSUs, warrants)
| Trade | Reported (ET) | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 21, 2016 AForm 4 → | Jan 25, 7:21 pm EST | Tim HockeyPresident, Director | 503,247 | — | — | 503,247 | — | |
| Nov 6, 2015 SForm 4 → | Nov 10, 10:26 am EST | Marlene M. Ricketts 1994 Dynasty Trust10% Owner | 1 | $1,596,032.00 | $1,596,032 | 1 | — | |
| Jun 25, 2015 XForm 4 → | Jun 29, 5:10 pm EDT | Marlene M. Ricketts 1994 Dynasty Trust10% Owner | 1 | — | — | 0 | — | |
| Jun 8, 2015 SForm 4 → | Jun 9, 5:01 pm EDT | J. Joe Ricketts 1996 Dynasty Trust10% Owner | 1 | $1,845,300.00 | $1,845,300 | 1 | — | |
| Feb 9, 2015 SForm 4 → | Feb 10, 5:12 pm EST | Marlene M. Ricketts 1994 Dynasty Trust10% Owner | 1 | $1,607,063.00 | $1,607,063 | 1 | — | |
| Jan 14, 2015 MForm 4 → | Jan 16, 4:04 pm EST | Dan W Cook IIIDirector | 12,971 | — | — | 0 | — | |
| Oct 31, 2014 EForm 4 → | Jun 9, 2015, 5:02 pm EDT | J Joe RickettsOther | 1 | — | — | 1 | — | late |
| Apr 11, 2014 EForm 5 → | Feb 9, 2015, 5:00 pm EST | J Joe RickettsOther | 3 | — | — | 0 | — |