SEC Form 4/A · accession 0001173431-15-000225
TD AMERITRADE HOLDING CORP · AMTD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Steven M. Quirk
Officer — EVP, Trader Group
Period of report
Dec 4, 2015
Accepted (ET)
Dec 9, 2015 · 4:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173431
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 4, 2015 | S | 22,138 | $36.94 | D | 89,458 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This price represents the weighted average sales price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $36.76 to $37.04. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares and prices at which transactions were effected.
- F2Correcting amount of securities beneficially owned after disposition on December 4, 2015.