Insider holders · CIK 0001173431
TD AMERITRADE HOLDING CORP · AMTD
Every insider with a reported Table I holding at this company, ranked by their last-reported share count. A balance is only as fresh as its filing — the report date sits next to every row on purpose. ← Back to activity
| Insider | Direct shares | Indirect shares | Total reported | Last report (ET) | From |
|---|---|---|---|---|---|
| TD GROUP US HOLDINGS LLC10% Owner | 233,993,484 | 222,919,287 | 456,912,771 | Sep 20, 2017 · 5:34 pm EDT | Form 4 |
| TD Luxembourg International Holdings S.a r.l.10% Owner | 233,993,484 | — | 233,993,484 | Sep 20, 2017 · 5:34 pm EDT | Form 4 |
| TORONTO DOMINION BANK10% Owner | 233,993,484 | — | 233,993,484 | Sep 20, 2017 · 5:34 pm EDT | Form 4 |
| J Joe Rickettsrelationship not stated | 36,174,906 | 13,873,725 | 50,048,631 | Jan 12, 2016 · 3:04 pm EST | Form 4 |
| J. Joe Ricketts 1996 Dynasty Trust10% Owner | 8,186,688 | — | 8,186,688 | Jun 9, 2015 · 5:01 pm EDT | Form 4 |
| Marlene M. Ricketts 1994 Dynasty Trust10% Owner | 1,186,112 | — | 1,186,112 | Nov 10, 2015 · 10:26 am EST | Form 4 |
| Fredric J TomczykCEO | 759,997 | — | 759,997 | Sep 7, 2016 · 4:26 pm EDT | Form 4/A |
| Tim HockeyCEO and President | 490,509 | — | 490,509 | Feb 21, 2019 · 4:41 pm EST | Form 4 |
| Todd M RickettsDirector | 182,587 | 228,659 | 411,246 | Feb 21, 2019 · 4:39 pm EST | Form 4 |
| Thomas Bradley Jr.EVP, Retail Distribution | 332,441 | — | 332,441 | Aug 17, 2017 · 4:34 pm EDT | Form 4 |
| Marvin W AdamsExec. VP & COO | 249,058 | — | 249,058 | May 19, 2016 · 4:31 pm EDT | Form 4 |
| William GerberEVP and CFO | 198,886 | 24,348 | 223,234 | Aug 20, 2015 · 4:14 pm EDT | Form 4 |
| Stephen J BoyleEVP and CFO | 183,360 | — | 183,360 | Feb 21, 2019 · 4:32 pm EST | Form 4 |
| Thomas A. NallyEVP, Institutional Services | 157,780 | — | 157,780 | Feb 25, 2019 · 4:19 pm EST | Form 4 |
| Ellen L S KoplowEVP, General Counsel and Sec. | 114,409 | 16,899 | 131,308 | Feb 21, 2019 · 4:34 pm EST | Form 4 |
| Joseph H MogliaDirector | 128,589 | — | 128,589 | Feb 21, 2019 · 4:36 pm EST | Form 4 |
| Wilbur J PrezzanoDirector | 117,793 | — | 117,793 | Feb 21, 2019 · 4:38 pm EST | Form 4 |
| Marshall A CohenDirector | 106,639 | — | 106,639 | Aug 20, 2015 · 4:14 pm EDT | Form 4 |
| Steven M. QuirkEVP, Trader Group | 98,943 | — | 98,943 | Feb 21, 2019 · 4:39 pm EST | Form 4 |
| Dan W Cook IIIDirector | 78,995 | — | 78,995 | Nov 27, 2015 · 2:03 pm EST | Form 4 |
| Allan R TesslerDirector | 67,612 | 10,000 | 77,612 | Feb 21, 2019 · 4:40 pm EST | Form 4 |
| Karen E. MaidmentDirector | 70,750 | — | 70,750 | Feb 21, 2019 · 4:35 pm EST | Form 4 |
| Mark L MitchellDirector | 60,005 | — | 60,005 | Feb 21, 2019 · 4:35 pm EST | Form 4 |
| Peter J DesilvaEVP, Retail Distribution | 57,121 | — | 57,121 | Feb 21, 2019 · 4:37 pm EST | Form 4 |
| Lorenzo A BettinoDirector | 20,391 | — | 20,391 | Feb 21, 2019 · 4:31 pm EST | Form 4 |
| Brian M LevittDirector | 16,641 | — | 16,641 | Feb 21, 2019 · 4:33 pm EST | Form 4 |
| V Ann HaileyDirector | 12,329 | — | 12,329 | Feb 21, 2019 · 4:41 pm EST | Form 4 |
| Irene R MillerDirector | 12,121 | — | 12,121 | Feb 21, 2019 · 4:33 pm EST | Form 4 |
Balances come from each insider’s most recent filing that reports a Table I holding; an insider who left the company years ago still appears with their last-known figure and its date. Indirect totals collapse multiple vehicles (trusts, LLCs) into one number — open the filing for the breakdown. Shares as filed, not split-adjusted.