SEC Form 4 · accession 0001173431-17-000126
TD AMERITRADE HOLDING CORP · AMTD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Bradley Jr.
Officer — EVP, Retail Distribution
Period of report
Aug 15, 2017
Accepted (ET)
Aug 17, 2017 · 4:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173431
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 20, 2017 | G | 1,000 | $0.00 | D | 331,892 | D | |
| Common Stock | Aug 15, 2017 | A | 549 | $0.00 | A | 332,441 | D |
Table II — derivative securities
No Table II lines on this filing.