SEC Form 4 · accession 0000899243-17-022355
TD AMERITRADE HOLDING CORP · AMTD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Sep 18, 2017
Accepted (ET)
Sep 20, 2017 · 5:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173431
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.01 per shareF1 | Sep 18, 2017 | P | 11,074,197 | $36.12 | A | 233,993,484 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares of common stock are owned directly by TD Luxembourg International Holdings S.a r.l., which is a wholly-owned subsidiary of TD Group US Holdings LLC, which is a wholly-owned subsidiary of The Toronto-Dominion Bank.