SEC Form 4 · accession 0001173431-19-000036
TD AMERITRADE HOLDING CORP · AMTD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Todd M Ricketts
Director
Period of report
Feb 19, 2019
Accepted (ET)
Feb 21, 2019 · 4:39 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173431
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 12, 2018 | G | 870 | $0.00 | D | 178,031 | D | |
| Common Stock | Feb 19, 2019 | A | 12 | $0.00 | A | 178,043 | D | |
| Common Stock | Feb 20, 2019 | A | 4,544 | $0.00 | A | 182,587 | D | |
| Common Stock | holding | — | — | — | 8,059 | I | By spouse | |
| Common StockF1 | holding | — | — | — | 43,055 | I | By children | |
| Common StockF2 | holding | — | — | — | 228,659 | I | By spouse and children |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares are held by trusts created for Mr. Ricketts' children.
- F2Shares are held by trust created for Mr. Ricketts' spouse and children.