SEC Form 4 · accession 0001123292-15-000874
TD AMERITRADE HOLDING CORP · AMTD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
J. Joe Ricketts 1996 Dynasty Trust
10% Owner
Period of report
Jun 8, 2015
Accepted (ET)
Jun 9, 2015 · 5:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173431
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 8,186,688 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Call Option (obligation to sell) | $40.2398 | Jun 8, 2015 | S | 1 | D | Dec 15, 2015 | Dec 15, 2015 | Common Stock | 1,500,000 | 1 | D |