SEC Form 4 · accession 0001173431-15-000006
TD AMERITRADE HOLDING CORP · AMTD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dan W Cook III
Director
Period of report
Jan 14, 2015
Accepted (ET)
Jan 16, 2015 · 4:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173431
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 14, 2015 | M | 12,971 | $8.69 | A | 75,085 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $8.69 | Jan 14, 2015 | M | 12,971 | D | — | Feb 15, 2015 | Common Stock | 12,971 | 0 | D |
Explanation of responses
- F1The option vested daily from the date of grant over 4 years.