SEC Form 4 · accession 0001173431-15-000207
TD AMERITRADE HOLDING CORP · AMTD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ellen L S Koplow
Officer — EVP, General Counsel and Sec.
Period of report
Nov 24, 2015
Accepted (ET)
Nov 27, 2015 · 2:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173431
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 24, 2015 | A | 222 | $0.00 | A | 124,744 | D | |
| Common Stock | Nov 25, 2015 | A | 12,213 | $0.00 | A | 136,957 | D | |
| Common Stock | holding | — | — | — | 15,825 | I | By 401(k) plan |
Table II — derivative securities
No Table II lines on this filing.