SEC Form 4 · accession 0001173431-16-000340
TD AMERITRADE HOLDING CORP · AMTD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ellen L S Koplow
Officer — EVP, General Counsel and Sec.
Period of report
May 17, 2016
Accepted (ET)
May 19, 2016 · 4:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173431
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 17, 2016 | A | 220 | $0.00 | A | 137,401 | D | |
| Common Stock | holding | — | — | — | 16,090 | I | By 401(k) plan |
Table II — derivative securities
No Table II lines on this filing.