SEC Form 4 · accession 0001173431-16-000264
TD AMERITRADE HOLDING CORP · AMTD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Tim Hockey
Officer — President · Director
Period of report
Jan 21, 2016
Accepted (ET)
Jan 25, 2016 · 7:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173431
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 21, 2016 | A | 158,533 | $0.00 | A | 158,533 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $27.97 | Jan 21, 2016 | A | 503,247 | A | — | Jan 21, 2026 | Common Stock | 503,247 | 503,247 | D |
Explanation of responses
- F1The option vests prorata over 4 years.