SEC Form 4 · accession 0001173431-16-000441
TD AMERITRADE HOLDING CORP · AMTD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas Bradley Jr.
Officer — EVP, Retail Distribution
Period of report
Nov 22, 2016
Accepted (ET)
Nov 25, 2016 · 1:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173431
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 31, 2016 | G | 1,500 | $0.00 | D | 319,214 | D | |
| Common Stock | Nov 22, 2016 | A | 35,405 | $0.00 | A | 354,619 | D | |
| Common Stock | Nov 22, 2016 | A | 632 | $0.00 | A | 355,251 | D |
Table II — derivative securities
No Table II lines on this filing.