SEC Form 4 · accession 0001173431-16-000354
TD AMERITRADE HOLDING CORP · AMTD
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Fredric J Tomczyk
Officer — CEO · Director
Period of report
May 26, 2016
Accepted (ET)
Jun 1, 2016 · 4:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173431
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 26, 2016 | S | 10,000 | $31.95 | D | 847,710 | D | |
| Common StockF2 | May 27, 2016 | S | 20,000 | $32.35 | D | 827,710 | D | |
| Common StockF3 | May 31, 2016 | S | 20,000 | $32.66 | D | 807,710 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This price represents the weighted average sales price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $31.93 to $31.97. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares and prices at which transactions were effected.
- F2This price represents the weighted average sales price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $32.16 to $32.49. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares and prices at which transactions were effected.
- F3This price represents the weighted average sales price for multiple transactions reported on this line. The prices of the transactions reported on this line ranged from $32.51 to $32.91. Upon request by the SEC staff, the issuer or a security holder of the issuer, the reporting person will undertake to provide full information regarding the number of shares and prices at which transactions were effected.