Daily feed · SEC Form 4 filings

All insider purchases — Dec 11, 2018

Every open-market insider purchase (transaction code P, price above zero) reported to the SEC, bucketed by trading day.

200 filings · trading day Dec 11, 2018Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Dec 6, 2018 PForm 4 →	Dec 10, 6:00 pm EST	W R GRACE & COGRA	40 North Latitude Fund LP +410% Owner	501,025	$61.05	$30,587,377	7,200,000	+7.48%	plan?
Dec 6, 2018 PForm 4 →	Dec 10, 4:46 pm EST	Seagate Technology plcSTX	ValueAct Holdings, L.P. +5Director	400,000	$40.61	$16,244,301	27,295,160	+1.49%	plan?
Dec 6, 2018 PForm 4 →	Dec 10, 5:02 pm EST	TRINITY INDUSTRIES INCTRN	Brandon B Boze +6Director, 10% Owner	280,506	$21.91	$6,146,364	21,840,761	+1.30%	plan?
Dec 10, 2018 PForm 4 →	Dec 10, 5:52 pm EST	NEWMARK GROUP, INC.NMRK	Barry M GosinChief Executive Officer	306,429	$8.59	$2,632,225	1,522,015	+25.2%	plan?
Dec 6, 2018 PForm 4 →	Dec 10, 6:16 pm EST	Exterran CorpEXTN	CHAI TRUST CO LLC10% Owner	119,140	$21.29	$2,536,754	1,052,249	+12.8%	plan?
Dec 6, 2018 PForm 4 →	Dec 10, 5:16 pm EST	ENTERCOM COMMUNICATIONS CORPETM	Joseph M FieldChairman Emeritus, Director	300,000	$6.43	$1,929,470	9,575,344	+3.23%	plan?
Dec 7, 2018 PForm 4 →	Dec 10, 5:02 pm EST	United Continental Holdings, Inc.UAL	Edward ShapiroDirector	15,000	$88.08	$1,321,250	172,707	+9.51%	plan?
Dec 10, 2018 PForm 4 →	Dec 11, 12:18 pm EST	ROYCE GLOBAL VALUE TRUST, INC.RGT	Charles M RoyceDirector	111,100	$9.21	$1,023,320	210,403	+112%	plan?
Dec 6, 2018 PForm 4 →	Dec 10, 7:03 pm EST	XOMA CorpXOMA	BVF PARTNERS L P/IL +610% Owner	61,023	$14.71	$897,448	657,078	+10.2%	plan?
Dec 11, 2018 PForm 4 →	Dec 11, 2:04 pm EST	Aptiv PLCAPTV	Kevin P ClarkPresident and CEO, Director	11,310	$67.43	$762,645	186,965	+6.44%	plan?
Dec 6, 2018 PForm 4 →	Dec 10, 5:36 pm EST	Legacy Reserves Inc.LGCY	Baines Creek Capital, LLC10% Owner	383,751	$1.94	$745,118	24,483,751	+1.59%	plan?
Dec 6, 2018 PForm 4 →	Dec 10, 5:43 pm EST	RiceBran TechnologiesRIBT	CONTINENTAL GRAIN CO10% Owner	206,901	$3.31	$684,321	5,538,035	+3.88%	plan?
Dec 6, 2018 PForm 4 →	Dec 10, 6:59 pm EST	OTELCO INC.OTEL	Ira Sochet10% Owner	39,442	$16.00	$631,072	726,764	+5.74%	plan?
Dec 6, 2018 PForm 4 →	Dec 10, 5:29 pm EST	KLX Energy Services Holdings, Inc.KLXE	Gary J RobertsVP and General Manager	23,300	$24.68	$575,044	333,318	+7.52%	plan?
Dec 10, 2018 PForm 4 →	Dec 10, 6:21 pm EST	Barings BDC, Inc.BBDC	BARINGS LLC10% Owner	57,905	$9.91	$573,729	11,655,132	+0.50%	plan?
Dec 7, 2018 PForm 4 →	Dec 11, 3:12 pm EST	B. Riley Financial, Inc.RILY	Bryant R RileyChairman and Co-CEO, Director, 10% Owner	32,220	$17.23	$555,022	4,875	—	plan?
Dec 6, 2018 PForm 4 →	Dec 10, 4:54 pm EST	ENERGIZER HOLDINGS, INC.ENR	Alan R. HoskinsPresident & CEO, Director	10,000	$46.00	$460,000	223,929	+4.67%	plan?
Dec 10, 2018 PForm 4 →	Dec 11, 9:52 am EST	Brookfield Property REIT Inc.BPR	Brian KingstonSee Remarks	25,000	$16.55	$413,750	25,000	—	plan? amended
Dec 6, 2018 PForm 4 →	Dec 10, 6:36 pm EST	ALPHA & OMEGA SEMICONDUCTOR LtdAOSL	Mike F ChangChief Executive Officer, Director, 10% Owner	36,405	$9.93	$361,534	4,162,676	+0.88%	plan?
Dec 6, 2018 PForm 4 →	Dec 10, 5:18 pm EST	AVEO PHARMACEUTICALS INCAVEO	Growth Equity Opportunities IV, LLC +310% Owner	170,400	$1.99	$338,352	20,334,838	+0.85%	plan?
Dec 6, 2018 PForm 4 →	Dec 10, 5:19 pm EST	AVEO PHARMACEUTICALS INCAVEO	Peter J Barris10% Owner	170,400	$1.99	$338,352	20,334,838	+0.85%	plan?
Dec 6, 2018 PForm 4 →	Dec 10, 5:19 pm EST	AVEO PHARMACEUTICALS INCAVEO	Forest Baskett10% Owner	170,400	$1.99	$338,352	20,334,838	+0.85%	plan?
Dec 6, 2018 PForm 4 →	Dec 10, 5:20 pm EST	AVEO PHARMACEUTICALS INCAVEO	Anthony A. Florence Jr.10% Owner	170,400	$1.99	$338,352	20,334,838	+0.85%	plan?
Dec 6, 2018 PForm 4 →	Dec 10, 5:20 pm EST	AVEO PHARMACEUTICALS INCAVEO	Mohamad Makhzoumi10% Owner	170,400	$1.99	$338,352	20,334,838	+0.85%	plan?
Dec 6, 2018 PForm 4 →	Dec 10, 5:21 pm EST	AVEO PHARMACEUTICALS INCAVEO	Joshua Makower10% Owner	170,400	$1.99	$338,352	20,334,838	+0.85%	plan?
Dec 6, 2018 PForm 4 →	Dec 10, 5:22 pm EST	AVEO PHARMACEUTICALS INCAVEO	David M Mott10% Owner	170,400	$1.99	$338,352	20,334,838	+0.85%	plan?
Dec 6, 2018 PForm 4 →	Dec 10, 5:23 pm EST	AVEO PHARMACEUTICALS INCAVEO	Scott D Sandell10% Owner	170,400	$1.99	$338,352	20,334,838	+0.85%	plan?
Dec 6, 2018 PForm 4 →	Dec 10, 5:23 pm EST	AVEO PHARMACEUTICALS INCAVEO	Peter W. Sonsini10% Owner	170,400	$1.99	$338,352	20,334,838	+0.85%	plan?
Dec 6, 2018 PForm 4 →	Dec 10, 6:24 pm EST	Odonate Therapeutics, Inc.ODT	Kevin C Tang +4Chief Executive Officer, Director, 10% Owner	20,000	$14.79	$295,864	12,762,338	+0.16%	plan?
Dec 6, 2018 PForm 4 →	Dec 11, 6:04 am EST	Huntsman CORPHUN	Peter R HuntsmanChairman, President, CEO, Director	15,000	$18.61	$279,195	4,971,349	+0.30%	plan? late
Dec 7, 2018 PForm 4 →	Dec 11, 3:26 pm EST	FLUIDIGM CORPFLDM	LEVIN CAPITAL STRATEGIES, L.P. +610% Owner	35,033	$7.72	$270,462	9,970,342	+0.35%	plan?
Dec 6, 2018 PForm 4 →	Dec 10, 4:56 pm EST	TALOS ENERGY INC.TALO	John B JuneauDirector	12,899	$19.32	$249,161	31,480	+69.4%	plan?
Dec 6, 2018 PForm 4 →	Dec 10, 6:00 pm EST	Black Stone Minerals, L.P.BSM	Thomas L Carter Jr.President, CEO and Chairman, Director	15,300	$16.24	$248,409	858,165	+1.82%	plan?
Dec 6, 2018 PForm 4 →	Dec 10, 4:29 pm EST	INTEL CORPINTC	Robert Holmes SwanInterim CEO [CFO]	5,263	$46.74	$245,993	137,102	+3.99%	plan?
Dec 10, 2018 PForm 4 →	Dec 10, 7:00 pm EST	Conifer Holdings, Inc.CNFR	Joseph D SarafaDirector	51,000	$4.50	$229,500	100,000	+104%	plan?
Dec 10, 2018 PForm 4 →	Dec 10, 6:00 pm EST	At Home Group Inc.HOME	Philip L FrancisDirector	10,883	$21.05	$229,044	47,883	+29.4%	plan?
Dec 6, 2018 PForm 4 →	Dec 10, 4:43 pm EST	usell.com, Inc.USEL	PITON CAPITAL PARTNERS LLC10% Owner	1,123,829	$0.20	$224,766	5,982,666	+23.1%	plan?
Dec 10, 2018 PForm 4 →	Dec 11, 11:12 am EST	New Mountain Finance CorpNMFC	Adam WeinsteinEVP, CAO and Director, Director	16,700	$13.22	$220,793	118,221	+16.4%	plan?
Dec 6, 2018 PForm 4 →	Dec 10, 6:49 pm EST	Trinseo S.A.TSE	Barry J NiziolekEVP & Chief Financial Officer	4,500	$48.48	$218,140	19,511	+30.0%	plan?
Dec 6, 2018 PForm 4 →	Dec 10, 5:55 pm EST	Safety, Income & Growth, Inc.SAFE	ISTAR INC.10% Owner	11,235	$19.11	$214,684	7,562,052	+0.15%	plan?
Dec 10, 2018 PForm 4 →	Dec 10, 6:03 pm EST	At Home Group Inc.HOME	Steve K BarbarickDirector	9,500	$20.93	$198,835	11,342	+516%	plan?
Dec 10, 2018 PForm 4 →	Dec 11, 2:17 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Alfred M Et Al RankinChairman, Director	3,124	$61.58	$192,374	108,769	+2.96%	plan?
Dec 6, 2018 PForm 4 →	Dec 10, 5:03 pm EST	TILE SHOP HOLDINGS, INC.TTS	Peter H KaminDirector	32,004	$5.69	$182,233	204,121	+18.6%	plan?
Dec 10, 2018 PForm 4 →	Dec 10, 5:21 pm EST	Tronox LtdTROX	Jeffry N QuinnPresident & CEO, Director	25,000	$7.21	$180,250	25,000	—	plan?
Dec 7, 2018 PForm 4 →	Dec 10, 4:10 pm EST	COMFORT SYSTEMS USA INCFIX	Franklin MyersDirector	3,500	$46.55	$162,925	231,000	+1.54%	plan?
Dec 10, 2018 PForm 4 →	Dec 10, 6:57 pm EST	RESIDEO TECHNOLOGIES, INC.REZI	Michael David FlinkSee Remarks	7,500	$21.40	$160,500	8,025	+1,429%	plan?
Dec 6, 2018 PForm 4 →	Dec 10, 5:43 pm EST	DISH Network CORPDISH	James DefrancoExecutive Vice President, Director	5,000	$30.99	$154,950	1,318,529	+0.38%	plan?
Dec 6, 2018 PForm 4 →	Dec 10, 5:01 pm EST	Delphi Technologies PLCDLPH	Joseph S CantieDirector	9,000	$16.51	$148,590	25,735	+53.8%	plan?
Dec 6, 2018 PForm 4 →	Dec 10, 6:02 pm EST	Cerecor Inc.CERC	ARMISTICE CAPITAL, LLC +2Director, 10% Owner	36,400	$3.41	$124,146	18,040,000	+0.20%	plan?
Dec 6, 2018 PForm 4 →	Dec 10, 5:29 pm EST	Vectrus, Inc.VEC	Louis J GiulianoDirector	5,000	$22.84	$114,184	43,342	+13.0%	plan?
Dec 7, 2018 PForm 4 →	Dec 10, 4:24 pm EST	LIFETIME BRANDS, INCLCUT	Centre Partners V, L.P. +810% Owner	9,058	$12.02	$108,878	5,660,537	+0.16%	plan?
Dec 10, 2018 PForm 4 →	Dec 10, 6:58 pm EST	RESIDEO TECHNOLOGIES, INC.REZI	Joseph Douglas Ragan IIIEVP & CHIEF FINANCIAL OFFICER	4,809	$21.04	$101,181	4,809	—	plan?
Dec 7, 2018 PForm 4 →	Dec 11, 11:02 am EST	GENERAL DYNAMICS CORPGD	Catherine B ReynoldsDirector	600	$167.64	$100,585	600	—	plan?
Dec 6, 2018 PForm 4 →	Dec 10, 4:15 pm EST	OCULAR THERAPEUTIX, INCOCUL	Daniel M BollagSee Remarks	17,400	$5.76	$100,224	42,100	+70.4%	plan?
Dec 7, 2018 PForm 4 →	Dec 11, 2:16 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Alfred M Et Al RankinChairman, Director	1,529	$63.43	$96,987	459	—	plan?
Dec 7, 2018 PForm 4 →	Dec 10, 6:02 pm EST	Sprouts Farmers Market, Inc.SFM	Kristen E BlumDirector	4,000	$24.20	$96,800	16,981	+30.8%	plan?
Dec 10, 2018 PForm 4 →	Dec 10, 9:01 pm EST	Heritage Insurance Holdings, Inc.HRTG	James MasielloDirector	6,500	$14.79	$96,135	246,295	+2.71%	plan?
Dec 6, 2018 PForm 4 →	Dec 10, 4:18 pm EST	HighPoint Resources CorpHPR	Paul W Geiger IIIChief Operating Officer	30,000	$3.13	$93,900	119,037	+33.7%	plan?
Dec 7, 2018 PForm 4 →	Dec 10, 6:18 pm EST	National Storage Affiliates TrustNSA	Arlen Dale NordhagenChief Executive Officer, Director	4,000	$22.53	$90,120	4,000	—	plan?
Nov 30, 2018 PForm 4 →	Dec 10, 4:24 pm EST	INDEPENDENT BANK CORP /MI/IBCP	Michael M Magee Jr.Director	3,892	$22.98	$89,422	13,227	+41.7%	plan? late
Dec 6, 2018 PForm 4 →	Dec 10, 5:01 pm EST	ROCKET PHARMACEUTICALS, INC.RCKT	Kinnari PatelChief Operating Officer	5,675	$14.98	$85,012	5,675	—	plan?
Dec 10, 2018 PForm 4 →	Dec 11, 8:11 am EST	E.W. SCRIPPS CoSSP	Charles E Scripps10% Owner	5,000	$16.68	$83,401	771,367	+0.65%	plan?
Dec 6, 2018 PForm 4 →	Dec 10, 5:31 pm EST	TRANSATLANTIC PETROLEUM LTD.TAT	Noah Malone Mitchell IIIChief Executive Officer, Director, 10% Owner	77,940	$1.01	$79,049	1,223,866	+6.80%	plan?
Nov 19, 2018 PForm 4 →	Dec 10, 8:15 pm EST	Williams Industrial Services Group Inc.WLMS	Robert B MillsDirector	35,000	$2.24	$78,250	98,662	+55.0%	plan? late
Dec 6, 2018 PForm 4 →	Dec 10, 4:57 pm EST	Apple Hospitality REIT, Inc.APLE	Bryan PeeryExecutive Vice President & CFO	5,000	$15.50	$77,500	1,000	—	plan?
Dec 6, 2018 PForm 4 →	Dec 10, 8:57 pm EST	Essent Group Ltd.ESNT	Robert GlanvilleDirector	2,000	$36.12	$72,240	30,959	+6.91%	plan?
Dec 11, 2018 PForm 4 →	Dec 11, 2:24 pm EST	Archrock, Inc.AROC	Doug S AronSr Vice President and CFO	8,000	$8.81	$70,480	64,715	+14.1%	plan?
Dec 7, 2018 PForm 4 →	Dec 11, 2:33 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Bruce T RankinOther	1,130	$62.19	$70,273	464	—	plan?
Dec 7, 2018 PForm 4 →	Dec 11, 2:34 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Trust dated 9/28/2000 between Alfred M. Rankin, Jr., as Trustee & Bruce T. Rankin, for the benefit of Bruce T. RankinOther	1,130	$62.19	$70,273	464	—	plan?
Dec 6, 2018 PForm 4 →	Dec 10, 4:33 pm EST	RTI SURGICAL, INC.RTIX	Camille FarhatChief Executive Officer	17,185	$4.04	$69,427	17,185	—	plan?
Dec 7, 2018 PForm 4 →	Dec 10, 9:09 pm EST	Versum Materials, Inc.VSM	Susan C SchnabelDirector	2,000	$31.38	$62,763	23,877	+9.14%	plan?
Dec 6, 2018 PForm 4 →	Dec 10, 4:05 pm EST	Eiger BioPharmaceuticals, Inc.EIGR	Thomas John DietzDirector	5,000	$11.26	$56,300	5,000	—	plan?
Dec 4, 2018 PForm 4 →	Dec 10, 8:06 pm EST	Summit Materials, Inc.SUM	Brian James HarrisEVP & Chief Financial Officer	4,000	$13.19	$52,760	76,584	+5.51%	plan? late
Dec 6, 2018 PForm 4 →	Dec 10, 5:36 pm EST	REED'S, INC.REED	John BelloDirector	21,461	$2.43	$52,235	1,128,621	+1.94%	plan?
Dec 6, 2018 PForm 4 →	Dec 10, 4:51 pm EST	OLYMPIC STEEL INCZEUS	Richard T MarabitoChief Financial Officer	3,000	$17.15	$51,443	33,614	+9.80%	plan?
Dec 6, 2018 PForm 4 →	Dec 10, 5:52 pm EST	Valeritas Holdings Inc.VLRX	ARMISTICE CAPITAL, LLC +210% Owner	150,000	$0.3416	$51,241	19,650,000	+0.77%	plan?
Dec 7, 2018 PForm 4 →	Dec 10, 5:20 pm EST	Tronox LtdTROX	Jeffrey N NeumanSVP, General Counsel & Sec.	6,500	$7.81	$50,765	31,638	+25.9%	plan?
Dec 7, 2018 PForm 4 →	Dec 10, 4:11 pm EST	Pebblebrook Hotel TrustPEB	Cydney DonnellDirector	1,400	$35.58	$49,812	26,626	+5.55%	plan?
Dec 7, 2018 PForm 4 →	Dec 11, 2:36 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Chloe O RankinOther	769	$62.19	$47,823	23,583	+3.37%	plan?
Dec 7, 2018 PForm 4 →	Dec 11, 2:37 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Claiborne R RankinDirector	769	$62.19	$47,823	23,583	+3.37%	plan?
Dec 6, 2018 PForm 4 →	Dec 11, 6:03 am EST	Huntsman CORPHUN	Sean DouglasExec VP & CFO	2,500	$18.72	$46,800	82,595	+3.12%	plan? late
Dec 10, 2018 PForm 4 →	Dec 11, 3:20 pm EST	RTI SURGICAL, INC.RTIX	Camille FarhatChief Executive Officer	11,516	$3.85	$44,337	1,093,434	+1.06%	plan?
Dec 10, 2018 PForm 4 →	Dec 10, 4:17 pm EST	Matador Resources CoMTDR	Joseph Wm ForanChairman and CEO, Director	2,000	$20.66	$41,320	227,951	+0.89%	plan?
Dec 7, 2018 PForm 4 →	Dec 11, 2:43 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Corbin RankinOther	645	$62.50	$40,315	73	—	plan?
Dec 11, 2018 PForm 4 →	Dec 11, 2:30 pm EST	Salient Midstream & MLP FundSMM	Gregory Allen ReidPresident and CEO, Director	5,000	$8.05	$40,245	16,029	+45.3%	plan?
Dec 7, 2018 PForm 4 →	Dec 11, 2:21 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Alison A RankinOther	639	$61.55	$39,328	522	—	plan?
Dec 6, 2018 PForm 4 →	Dec 11, 6:03 am EST	Huntsman CORPHUN	David M StrykerExec VP, GC and Sec	2,000	$18.80	$37,600	127,452	+1.59%	plan? late
Dec 7, 2018 PForm 4 →	Dec 11, 1:58 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	John C Butler Jr.Other	592	$62.20	$36,820	464	—	plan?
Dec 7, 2018 PForm 4 →	Dec 11, 2:04 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Helen Rankin ButlerOther	592	$62.20	$36,820	464	—	plan?
Dec 7, 2018 PForm 4 →	Dec 11, 3:39 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	David B WilliamsOther	592	$62.20	$36,820	464	—	plan?
Dec 7, 2018 PForm 4 →	Dec 11, 3:40 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Clara R WilliamsOther	592	$62.20	$36,820	464	—	plan?
Dec 6, 2018 PForm 4 →	Dec 10, 4:04 pm EST	Neos Therapeutics, Inc.NEOS	Gerald W. McLaughlinChief Executive Officer, Director	17,097	$2.11	$36,119	24,500	+231%	plan?
Dec 6, 2018 PForm 4 →	Dec 10, 4:15 pm EST	NATURES SUNSHINE PRODUCTS INCNATR	WYNNEFIELD PARTNERS SMALL CAP VALUE LP +710% Owner	3,902	$8.76	$34,197	1,521,538	+0.26%	plan?
Dec 7, 2018 PForm 4 →	Dec 11, 2:41 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Clara L T RankinOther	513	$62.19	$31,901	13,134	+4.06%	plan?
Dec 7, 2018 PForm 4 →	Dec 11, 2:42 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Trust dated 1/1/1977, PNC Bank & Alfred M. Rankin, Jr. as Co-Trustees & Clara L.T. Rankin, fbo Clara L.T. RankinOther	513	$62.19	$31,901	13,134	+4.06%	plan?
Dec 7, 2018 PForm 4 →	Dec 10, 4:05 pm EST	NN INCNNBR	Richard D HolderPresident & CEO, Director	4,565	$6.85	$31,270	177,966	+2.63%	plan?
Dec 6, 2018 PForm 4 →	Dec 10, 4:05 pm EST	Corvus Pharmaceuticals, Inc.CRVS	Richard A Miller M.D.President and CEO, Director	5,000	$5.99	$29,934	1,118,795	+0.45%	plan?
Dec 4, 2018 PForm 4 →	Dec 11, 2:21 pm EST	Ares Dynamic Credit Allocation Fund, Inc.ARDC	James Kelso HuntDirector	2,000	$14.77	$29,539	7,000	+40.0%	plan? late
Dec 6, 2018 PForm 4 →	Dec 10, 4:05 pm EST	Professional Diversity Network, Inc.IPDN	Maoji WangChief Executive Officer, Director	16,026	$1.78	$28,496	108,506	+17.3%	plan?
Dec 7, 2018 PForm 4 →	Dec 10, 4:05 pm EST	Novume Solutions, Inc.NVMM	Glenn S GoordDirector	50,000	$0.5682	$28,410	80,000	+167%	plan?
Dec 7, 2018 PForm 4 →	Dec 10, 5:15 pm EST	Tronox LtdTROX	Willem Hendrik van NiekerkSVP, Strategic Planning and B	3,800	$7.44	$28,272	189,508	+2.05%	plan?
Dec 10, 2018 PForm 4 →	Dec 11, 7:33 am EST	SAFEGUARD SCIENTIFICS INCSFE	Brian J SiskoPresident & CEO	2,500	$9.19	$22,966	130,186	+1.96%	plan?
Feb 15, 2018 PForm 4 →	Dec 10, 5:40 pm EST	Aeglea BioTherapeutics, Inc.AGLE	Anthony G. QuinnPresident & CEO, Director	2,994	$7.05	$21,115	95,787	+3.23%	plan? late
Dec 10, 2018 PForm 4 →	Dec 11, 3:46 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Corbin RankinOther	340	$61.58	$20,938	465	+272%	plan?
Dec 7, 2018 PForm 4 →	Dec 11, 2:32 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Alison A RankinOther	328	$63.41	$20,799	33,291	+1.00%	plan?
Dec 7, 2018 PForm 4 →	Dec 11, 9:54 am EST	NATIONAL BANKSHARES INCNKSH	Lawrence J BallDirector	500	$41.50	$20,750	4,500	+12.5%	plan?
Dec 10, 2018 PForm 4 →	Dec 11, 8:30 am EST	Mallinckrodt plcMNK	Mark TrudeauPresident and CEO, Director	1,000	$20.18	$20,180	236,254	+0.43%	plan?
Dec 10, 2018 PForm 4 →	Dec 11, 9:49 am EST	WILSON BANK HOLDING COno symbol	Gary WhitakerEVP	402	$49.75	$20,000	30,331	+1.34%	plan?
Dec 7, 2018 PForm 4 →	Dec 11, 11:29 am EST	FIRST OF LONG ISLAND CORPFLIC	Alexander L CoverDirector	1,000	$19.59	$19,590	1,000	—	plan?
Dec 11, 2018 PForm 4 →	Dec 11, 2:42 pm EST	CB Financial Services, Inc.CBFV	Karl G. BailyDirector	700	$26.25	$18,375	14,530	+5.06%	plan?
Dec 6, 2018 PForm 4 →	Dec 10, 4:45 pm EST	GABELLI GLOBAL UTILITY & INCOME TRUSTGLU	Mario J GabelliOther	1,011	$17.80	$17,996	3,000	+50.8%	plan?
Dec 7, 2018 PForm 4 →	Dec 10, 4:19 pm EST	TCG BDC, INC.CGBD	Thomas M HenniganCFO	1,200	$15.00	$17,995	9,347	+14.7%	plan?
Dec 6, 2018 PForm 4 →	Dec 10, 4:17 pm EST	Jason Industries, Inc.JASN	WYNNEFIELD PARTNERS SMALL CAP VALUE LP +710% Owner	10,000	$1.78	$17,780	3,510,643	+0.29%	plan?
Oct 23, 2018 PForm 4 →	Dec 11, 11:52 am EST	HOME BANCSHARES INCHOMB	Jim RankinDirector	929	$18.91	$17,570	525	—	plan? late
Dec 6, 2018 PForm 4 →	Dec 10, 5:47 pm EST	Aquestive Therapeutics, Inc.AQST	Alexander Mark SchobelChief Innovation/Tech Officer	2,000	$8.69	$17,380	1,018,624	+0.20%	plan?
Dec 7, 2018 PForm 4 →	Dec 11, 1:59 pm EST	SPARTAN MOTORS INCSPAR	James A. SharmanDirector	2,363	$7.20	$17,004	63,396	+3.87%	plan?
Dec 6, 2018 PForm 4 →	Dec 10, 5:02 pm EST	SILVERBOW RESOURCES, INC.SBOW	Steven W AdamEVP and COO	790	$21.45	$16,946	56,459	+1.42%	plan?
Dec 7, 2018 PForm 4 →	Dec 11, 12:33 pm EST	ASTROTECH CorpASTC	Thomas Wiley WilkinsonDirector	5,952	$2.84	$16,913	5,952	—	plan?
Nov 21, 2018 PForm 4 →	Dec 10, 9:05 pm EST	LiveXLive Media, Inc.LIVX	Robert S EllinCEO and Chairman, Director, 10% Owner	3,600	$4.69	$16,894	95,917	+3.90%	plan? late
Nov 19, 2018 PForm 4 →	Dec 10, 6:13 pm EST	Chanticleer Holdings, Inc.BURG	Larry SpitcaufskyDirector, 10% Owner	8,262	$1.83	$15,151	89,689	+10.1%	plan? late
Dec 10, 2018 PForm 4 →	Dec 11, 7:36 am EST	SAFEGUARD SCIENTIFICS INCSFE	Russell D GlassDirector	1,400	$9.15	$12,810	7,466	+23.1%	plan?
Dec 7, 2018 PForm 4 →	Dec 11, 12:17 pm EST	NATIONAL BANKSHARES INCNKSH	James Carroll ThompsonDirector	300	$42.06	$12,618	8,222	+3.79%	plan?
Dec 10, 2018 PForm 4 →	Dec 11, 10:28 am EST	NYMOX PHARMACEUTICAL CORPNYMX	James George RobinsonDirector	7,500	$1.62	$12,132	3,294,313	+0.23%	plan?
Dec 10, 2018 PForm 4 →	Dec 10, 4:09 pm EST	KINGSWAY FINANCIAL SERVICES INCKFS	John Taylor Maloney FitzgeraldCEO and President, Director	5,000	$2.30	$11,499	919,469	+0.55%	plan?
Dec 10, 2018 PForm 4 →	Dec 11, 9:55 am EST	LIBERTY ALL STAR EQUITY FUNDUSA	Milton M IrvinOther	2,000	$5.67	$11,340	2,000	—	plan?
Dec 7, 2018 PForm 4 →	Dec 10, 6:31 pm EST	Vectrus, Inc.VEC	Eric M PillmoreDirector	500	$21.93	$10,967	15,002	+3.45%	plan?
Dec 7, 2018 PForm 4 →	Dec 10, 4:32 pm EST	BlackRock Enhanced Equity Dividend TrustBDJ	Kyle McClementsOther	1,300	$8.36	$10,868	8,723	+17.5%	plan?
Dec 11, 2018 PForm 4 →	Dec 11, 12:55 pm EST	Newtek Business Services Corp.NEWT	Salvatore Francis MuliaDirector	500	$19.99	$9,996	68,160	+0.74%	plan?
Dec 11, 2018 PForm 4 →	Dec 11, 3:17 pm EST	KINGSWAY FINANCIAL SERVICES INCKFS	John Taylor Maloney FitzgeraldCEO and President, Director	4,320	$2.30	$9,931	923,789	+0.47%	plan?
Dec 10, 2018 PForm 4 →	Dec 11, 8:33 am EST	Matador Resources CoMTDR	Van H Singleton IIEVP - Land	500	$19.83	$9,915	109,510	+0.46%	plan?
Dec 10, 2018 PForm 4 →	Dec 11, 12:23 pm EST	GABELLI DIVIDEND & INCOME TRUSTGDV	Susan Virginia WatsonDirector	500	$19.64	$9,820	1,500	+50.0%	plan?
Dec 7, 2018 PForm 4 →	Dec 11, 8:06 am EST	SMITH MIDLAND CORPSMID	Ashley B SmithChief Executive Officer, Director	1,275	$7.69	$9,805	173,042	+0.74%	plan?
Dec 10, 2018 PForm 4 →	Dec 10, 5:40 pm EST	ServisFirst Bancshares, Inc.SFBS	Thomas G. TroucheEVP, Regional CEO	275	$34.88	$9,592	2,352	+13.2%	plan?
Dec 10, 2018 PForm 4 →	Dec 11, 9:58 am EST	LIBERTY ALL STAR GROWTH FUND INC.ASG	Milton M IrvinOther	2,000	$4.68	$9,360	2,000	—	plan?
Dec 10, 2018 PForm 4 →	Dec 10, 5:46 pm EST	Aquestive Therapeutics, Inc.AQST	Daniel BarberSVP-Chief Strategy/Dev Officer	1,000	$8.00	$8,000	99,959	+1.01%	plan?
Dec 10, 2018 PForm 4 →	Dec 11, 2:18 pm EST	Salient Midstream & MLP FundSMM	Jonathan P CarrollDirector	1,000	$8.00	$8,000	4,000	+33.3%	plan?
Dec 11, 2018 PForm 4 →	Dec 11, 1:09 pm EST	AMES NATIONAL CORPATLO	David W. BensonDirector	300	$26.66	$7,999	5,400	+5.88%	plan? amended
Dec 10, 2018 PForm 4 →	Dec 10, 4:00 pm EST	GUGGENHEIM CREDIT INCOME FUND 2019no symbol	Maynard F. OliveriusDirector	1,000	$7.79	$7,786	16,954	+6.27%	plan? amended
Dec 10, 2018 PForm 4 →	Dec 10, 4:34 pm EST	AUBURN NATIONAL BANCORPORATION, INCAUBN	J Tutt BarrettDirector	200	$37.22	$7,444	6,602	+3.12%	plan?
Dec 7, 2018 PForm 4 →	Dec 10, 7:28 pm EST	Neuberger Berman MLP Income Fund Inc.NML	Paolo FrattaroliOther	1,000	$7.39	$7,390	1,000	—	plan?
Dec 6, 2018 PForm 4 →	Dec 10, 4:18 pm EST	Farmland Partners Inc.FPI	Paul A PittmanChief Executive Officer, Director	1,000	$5.92	$5,920	1,233,521	+0.08%	plan?
Dec 10, 2018 PForm 4 →	Dec 11, 10:44 am EST	IntelGenx Technologies Corp.IGXT	Andre GodinEVP and CFO	10,000	$0.583	$5,830	126,688	+8.57%	plan?
Dec 7, 2018 PForm 4 →	Dec 10, 4:27 pm EST	RETRACTABLE TECHNOLOGIES INCRVP	Thomas J ShawPresident and CEO, Director, 10% Owner	7,894	$0.6461	$5,100	13,769,836	+0.06%	plan?
Dec 11, 2018 PForm 4 →	Dec 11, 1:35 pm EST	CALLON PETROLEUM COCPE	Barbara J FaulkenberryDirector	625	$7.97	$4,981	625	—	plan?
Dec 10, 2018 PForm 4 →	Dec 10, 4:14 pm EST	Actinium Pharmaceuticals, Inc.ATNM	Sandesh SethChairman & CEO, Director	10,000	$0.4372	$4,372	153,333	+6.98%	plan?
Dec 10, 2018 PForm 4 →	Dec 10, 4:10 pm EST	Actinium Pharmaceuticals, Inc.ATNM	Steve O'LoughlinPrincipal Financial Officer	10,000	$0.435	$4,350	35,500	+39.2%	plan?
Dec 11, 2018 PForm 4 →	Dec 11, 11:35 am EST	SEVERN BANCORP INCSVBI	Konrad WaysonDirector	500	$8.52	$4,260	63,275	+0.80%	plan?
Dec 10, 2018 PForm 4 →	Dec 11, 9:32 am EST	NATIONAL BANKSHARES INCNKSH	Mary G MillerDirector	100	$38.00	$3,800	3,600	+2.86%	plan?
Dec 10, 2018 PForm 4 →	Dec 11, 8:14 am EST	SMITH MIDLAND CORPSMID	Adam Jay KrickChief Financial Officer	390	$7.69	$2,999	3,390	+13.0%	plan?
Dec 23, 2016 PForm 5 →	Dec 11, 2018, 2:35 pm EST	EATON VANCE SENIOR FLOATING RATE TRUSTEFR	Craig P RussOther	200	$14.73	$2,946	200	—	plan?
Dec 7, 2018 PForm 4 →	Dec 10, 8:15 pm EST	BLONDER TONGUE LABORATORIES INCBDR	Edward Rowland GrauchExecutive Vice President & COO	2,508	$1.15	$2,884	142,532	+1.79%	plan?
Dec 7, 2018 PForm 4 →	Dec 11, 3:52 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	James T RankinOther	43	$62.21	$2,675	464	+10.2%	plan?
Dec 7, 2018 PForm 4 →	Dec 11, 3:55 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Lynne T RankinOther	43	$62.21	$2,675	464	+10.2%	plan?
Dec 6, 2018 PForm 4 →	Dec 11, 9:45 am EST	NATIONAL BANKSHARES INCNKSH	John Elliott DooleyDirector	58	$42.59	$2,470	4,000	+1.47%	plan? late
Dec 6, 2018 PForm 4 →	Dec 10, 6:15 pm EST	National Storage Affiliates TrustNSA	Tamara D FischerChief Financial Officer	100	$22.43	$2,243	1,300	+8.33%	plan?
Dec 7, 2018 PForm 4 →	Dec 11, 2:29 pm EST	PATRIOT TRANSPORTATION HOLDING, INC.PATI	John D Baker II10% Owner	100	$19.94	$1,994	89,394	+0.11%	plan?
Dec 10, 2018 PForm 4 →	Dec 11, 2:18 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Alfred M Et Al RankinChairman, Director	32	$62.14	$1,989	464	+7.41%	plan?
Dec 7, 2018 PForm 4 →	Dec 11, 3:50 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Elizabeth B RankinOther	30	$62.34	$1,870	464	+6.91%	plan?
Dec 10, 2018 PForm 4 →	Dec 11, 2:20 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Alison A RankinOther	29	$62.35	$1,808	463	+6.68%	plan?
Dec 7, 2018 PForm 4 →	Dec 10, 4:52 pm EST	DPW Holdings, Inc.DPW	Ault & Company, Inc.See Remark, Director	10,000	$0.18	$1,800	175,357	+6.05%	plan?
Dec 7, 2018 PForm 4 →	Dec 11, 2:07 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Jacob A KuipersOther	28	$62.16	$1,740	462	+6.45%	plan?
Dec 7, 2018 PForm 4 →	Dec 11, 2:07 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Julia L RankinOther	28	$62.16	$1,740	462	+6.45%	plan?
Dec 10, 2018 PForm 4 →	Dec 11, 2:35 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Chloe O RankinOther	28	$62.14	$1,740	23,590	+0.12%	plan?
Dec 10, 2018 PForm 4 →	Dec 11, 2:38 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Claiborne R RankinDirector	28	$62.14	$1,740	23,590	+0.12%	plan?
Dec 6, 2018 PForm 4 →	Dec 11, 6:11 am EST	CatchMark Timber Trust, Inc.CTT	Lesley H SolomonGeneral Counsel	175	$8.32	$1,457	8,536	+2.09%	plan? late
Dec 7, 2018 PForm 4 →	Dec 10, 4:15 pm EST	Crexendo, Inc.CXDO	Steven G MihayloChief Executive Officer, Director, 10% Owner	675	$2.09	$1,411	10,120,562	+0.01%	plan?
Dec 11, 2018 PForm 4 →	Dec 11, 11:56 am EST	AMES NATIONAL CORPATLO	Stephen C McGillOther	52	$26.72	$1,389	2,250	+2.37%	plan?
Dec 10, 2018 PForm 4 →	Dec 11, 1:07 pm EST	BLONDER TONGUE LABORATORIES INCBDR	Edward Rowland GrauchExecutive Vice President & COO	943	$1.15	$1,084	143,475	+0.66%	plan?
Dec 7, 2018 PForm 4 →	Dec 11, 2:14 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Claiborne R Rankin Jr.Other	15	$62.09	$931	250	+6.38%	plan?
Dec 7, 2018 PForm 4 →	Dec 11, 3:53 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Lauran RankinOther	15	$62.09	$931	250	+6.38%	plan?
Aug 29, 2018 PForm 5 →	Dec 10, 5:01 pm EST	NORTH EUROPEAN OIL ROYALTY TRUSTNRT	Nancy J F PrueOther	99	$8.16	$807	4,349	+2.33%	plan?
Nov 28, 2018 PForm 4 →	Dec 10, 5:08 pm EST	NORTH EUROPEAN OIL ROYALTY TRUSTNRT	Nancy J F PrueOther	95	$6.88	$652	4,444	+2.18%	plan? late
Dec 6, 2018 PForm 4 →	Dec 10, 4:53 pm EST	GABELLI GLOBAL UTILITY & INCOME TRUSTGLU.RT	Mario J GabelliOther	3,000	$0.1856	$557	4,989	+151%	plan?
Dec 7, 2018 PForm 4 →	Dec 11, 1:59 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Clara R ButlerOther	8	$62.35	$499	464	+1.75%	plan?
Dec 7, 2018 PForm 4 →	Dec 11, 2:00 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Clara Rankin Butler 2002 Trust DTD 11/5/2002Other	8	$62.35	$499	464	+1.75%	plan?
Dec 7, 2018 PForm 4 →	Dec 11, 2:02 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Griffin B ButlerOther	8	$62.35	$499	464	+1.75%	plan?
Dec 7, 2018 PForm 4 →	Dec 11, 2:03 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Griffin Bedwell Butler 2002 Trust DTD 11/5/2002Other	8	$62.35	$499	464	+1.75%	plan?
Dec 7, 2018 PForm 4 →	Dec 11, 3:35 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Margo J.V. WilliamsOther	8	$62.35	$499	464	+1.75%	plan?
Dec 7, 2018 PForm 4 →	Dec 11, 3:36 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	David BH Williams, Trustee UAD The Margo Janison Victoire Williams 2004 TrustOther	8	$62.35	$499	464	+1.75%	plan?
Dec 7, 2018 PForm 4 →	Dec 11, 3:37 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	David BH Williams, Trustee UAD The Helen Charles Williams 2004 TrustOther	8	$62.35	$499	464	+1.75%	plan?
Dec 7, 2018 PForm 4 →	Dec 11, 3:38 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Helen Charles WilliamsOther	8	$62.35	$499	464	+1.75%	plan?
Dec 7, 2018 PForm 4 →	Dec 11, 3:58 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Mary M RankinOther	8	$62.35	$499	464	+1.75%	plan?
Dec 7, 2018 PForm 4 →	Dec 11, 3:59 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Matthew M Rankin & James T. Rankin Co-Trustees for Mary M. Rankin U/A/D May 10, 2007Other	8	$62.35	$499	464	+1.75%	plan?
Dec 7, 2018 PForm 4 →	Dec 11, 2:05 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	2013 Trust fbo Evelyn R. KuipersOther	7	$62.19	$435	462	+1.54%	plan?
Dec 7, 2018 PForm 4 →	Dec 11, 2:10 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Matilda Alan KuipersOther	7	$62.19	$435	462	+1.54%	plan?
Dec 7, 2018 PForm 4 →	Dec 11, 2:11 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Trust for Children of Julia Kuipers fbo Matilda Alan KuipersOther	7	$62.19	$435	462	+1.54%	plan?
Dec 7, 2018 PForm 4 →	Dec 11, 3:43 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Evelyn R KuipersOther	7	$62.19	$435	462	+1.54%	plan?
Dec 7, 2018 PForm 4 →	Dec 11, 2:12 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Claiborne Read Rankin IIIOther	7	$62.07	$435	462	+1.54%	plan?
Dec 7, 2018 PForm 4 →	Dec 11, 2:14 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	James T. Rankin Jr.Other	7	$62.07	$435	462	+1.54%	plan?
Dec 7, 2018 PForm 4 →	Dec 11, 2:15 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Anne Farnham Rankin Trust 8/15/2012Other	7	$62.07	$435	390	+1.83%	plan?
Dec 7, 2018 PForm 4 →	Dec 11, 2:40 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Claiborne Rankin Trust for children of Claiborne Rankin Jr fbo Claiborne Read Rankin IIIOther	7	$62.07	$435	462	+1.54%	plan?
Dec 7, 2018 PForm 4 →	Dec 11, 3:45 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	A Farnham RankinOther	7	$62.07	$435	390	+1.83%	plan?
Dec 7, 2018 PForm 4 →	Dec 11, 3:47 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Elisabeth M RankinOther	7	$62.07	$435	390	+1.83%	plan?
Dec 7, 2018 PForm 4 →	Dec 11, 3:49 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Alison A. Rankin, as trustee fbo Elisabeth M. Rankin under Irrevocable Trust, dated December 18, 1997, with Roger Rankin, GrantorOther	7	$62.07	$435	390	+1.83%	plan?
Dec 7, 2018 PForm 4 →	Dec 11, 3:51 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Vested Trust for James T. Rankin, Jr.Other	7	$62.07	$435	462	+1.54%	plan?
Dec 7, 2018 PForm 4 →	Dec 11, 3:56 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Margaret Pollard RankinOther	7	$62.07	$435	462	+1.54%	plan?
Dec 7, 2018 PForm 4 →	Dec 11, 3:57 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Vested Trust for Margaret Pollard RankinOther	7	$62.07	$435	462	+1.54%	plan?
Dec 10, 2018 PForm 4 →	Dec 11, 3:09 pm EST	Crexendo, Inc.CXDO	Steven G MihayloChief Executive Officer, Director, 10% Owner	200	$2.10	$420	10,120,762	+0.00%	plan?
Dec 7, 2018 PForm 4 →	Dec 11, 2:08 pm EST	HYSTER-YALE MATERIALS HANDLING, INC.HY	Trust dated December 21, 2004, between Claiborne R. Rankin, as trustee, & Julia L. Rankin, creating a trust FBO Julia L. RankinOther	6	$62.16	$373	390	+1.56%	plan?
Dec 7, 2018 PForm 4 →	Dec 10, 6:30 pm EST	Live Current Media Inc.LIVC	Amir VahabzadehDirector	388	$0.06	$23	3,756,788	+0.01%	plan?

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.