Form4insider filings, from the source

SEC Form 4 · accession 0001127602-18-035781

HYSTER-YALE, INC. · HY

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner
Alfred M Et Al Rankin
Officer — Chairman · Director
Period of report
Dec 10, 2018
Accepted (ET)
Dec 11, 2018 · 2:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001173514

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
Class A Common StockF1,F2Dec 10, 2018P252$61.5847A9,539IServes as trustee of trust for the benefit of Clara Rankin
Class A Common StockF1Dec 10, 2018P504$61.5847A118,898IReporting Person serves as Trustee of a Trust for the benefit of the Alfred M. Rankin, Jr.
Class A Common StockF1,F3Dec 10, 2018P1,007$61.5847A59,176Ispouse serves as Trustee of a Trust for the benefit of Victoire G. Rankin
Class A Common StockF1,F3Dec 10, 2018P756$61.5847A28,648IReporting person serves as Trustee of a Trust for the benefit of Bruce T. Rankin
Class A Common StockF1,F4Dec 10, 2018P88$61.53A13,128IServes as Trustee of Trust fbo Clara Rankin representing interest in shares held by RA5
Class A Common StockF1,F4Dec 10, 2018P4$61.53A526IRepresents the proportionate interest in shares held by RA5
Class A Common StockF1Dec 10, 2018P6$62.35A13,134IServes as Trustee of Trust fbo Clara Rankin representing interest in shares held by RA5
Class A Common StockF1Dec 10, 2018P7$62.35A108,776IReporting Person Serves as Trustee for GSTs for the Benefit of Helen R. Butler
Class A Common StockF1Dec 10, 2018P7$62.35A108,776IReporting Person Serves as Trustee for GSTs for the Benefit of Clara R. Williams
Class A Common StockF1,F4Dec 10, 2018P1$61.53A73IProportionate Interest in shares held by RA6 held by Rankin Management Inc.
Class A Common StockF1,F4Dec 10, 2018P156$61.53A108,932IReporting Person Serves as Trustee for GSTs for the Benefit of Helen R. Butler
Class A Common StockF1,F4Dec 10, 2018P156$61.53A108,932IReporting Person Serves as Trustee for GSTs for the Benefit of Clara R. Williams
Class A Common StockF1,F4Dec 10, 2018P2$61.53A214IRepresents the proportionate interest in shares held by RAVI
Class A Common StockF1,F4Dec 10, 2018P89$61.53A108,769IReporting Person Serves as Trustee for GSTs for the Benefit of Clara R. Williams
Class A Common StockF1,F4Dec 10, 2018P89$61.53A108,769IReporting Person Serves as Trustee for GSTs for the Benefit of Helen R. Butler
Class A Common Stockholding———21,920IRepresents the proportionate limited partnership interest in shares held by AMR Associates LP
Class A Common Stockholding———14,752IHeld in an Individual Retirement Account for the benefit of the Reporting Person.
Class A Common Stockholding———10,271Iproportionate LP interest in shares held by RA I in qualified annuity interest trust-benefit of AMR
Class A Common Stockholding———541IRepresents the proportionate limited partnership interest in shares held by Rankin Associates II, LP
Class A Common Stockholding———19Iproportionate general partnership interest shares held by RAIV
Class A Common Stockholding———1,087IProportionate limited partnership interest in shares held by Rankin Associates IV, L.P
Class A Common Stockholding———1,975Iproportionate LP interest in shares of RA II LP held by Rankin Management Inc as general partner
Class A Common Stockholding———62IProportionate Interest in shares held by RA5 held by Rankin Management Inc.
Class A Common StockF3holding———18,625IReporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin.
Class A Common StockF3holding———42,666Iproportionate LP interest in shares held by RA I LP held in trust for benefit of Bruce Rankin
Class A Common StockF3holding———25,099Iproportionate LP interest in shares held by RA II LP held in trust for benefit of Bruce Rankin
Class A Common StockF3holding———46,182ITrustee of a Trust for the benefit of Bruce T Rankin, Trust's proportionate interest of RAIV
Class A Common Stockholding———464IBrother's Proportionate interest in share held by Rankin Associates VI
Class A Common StockF3holding———9,600IReporting Person serves as Trustee of Trusts for the benefit of each of grantor's grandchildren
Class A Common Stockholding———464ISpouse's proportionate interest in shares held by RA VI

Table II — derivative securities

SecurityConv. / exercise priceDateCodeSharesA/DExercisableExpiresUnderlyingUnderlying sharesOwned afterD/I
Class B Common StockF5—holding—————Class A Common Stock25,52425,524I
Class B Common StockF5—holding—————Class A Common Stock14,16014,160I
Class B Common StockF5—holding—————Class A Common Stock17,55617,556I
Class B Common StockF5—holding—————Class A Common Stock18,37318,373I
Class B Common StockF5—holding—————Class A Common Stock541541I
Class B Common StockF5—holding—————Class A Common Stock3131I
Class B Common StockF5—holding—————Class A Common Stock1,7211,721I
Class B Common StockF5—holding—————Class A Common Stock1,9751,975I
Class B Common StockF3,F5—holding—————Class A Common Stock18,62518,625I
Class B Common StockF3,F5—holding—————Class A Common Stock76,33076,330I
Class B Common StockF3,F5—holding—————Class A Common Stock25,09925,099I
Class B Common StockF5—holding—————Class A Common Stock73,16673,166I
Class B Common StockF3,F5—holding—————Class A Common Stock747747I
Class B Common StockF3,F5—holding—————Class A Common Stock9,6009,600I
Class B Common StockF5—holding—————Class A Common Stock94,80994,809I
Class B Common StockF5—holding—————Class A Common Stock94,80994,809I
Class B Common StockF3,F5—holding—————Class A Common Stock21,00621,006I

Explanation of responses