SEC Form 4 · accession 0001430723-18-000035
ServisFirst Bancshares, Inc. · SFBS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Thomas G. Trouche
Officer — EVP, Regional CEO
Period of report
Dec 10, 2018
Accepted (ET)
Dec 10, 2018 · 5:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001430723
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| COMMON STOCKF1 | Dec 10, 2018 | P | 275 | $34.88 | A | 2,352 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO BUY)F2 | $15.245 | holding | — | — | — | Dec 18, 2019 | Dec 18, 2024 | COMMON STOCK | 50,000 | 50,000 | D |
Explanation of responses
- F1The price reported in column 4 is a weighted average price. The shares were bought in multiple transactions ranging in price from $34.87 to $34.90, inclusive. The reporting person undertakes to provide ServisFirst Bancshares, Inc., any security holder of ServisFirst Bancshares, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares bought at each price set forth in this footnote to this Form 4.
- F2This option vests 100% on the fifth anniversary of the date of grant.