SEC Form 4 · accession 0000905148-18-000913
Exterran Corp · EXTN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
CHAI TRUST CO LLC
10% Owner
Period of report
Dec 6, 2018
Accepted (ET)
Dec 10, 2018 · 6:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001635881
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F4 | Dec 6, 2018 | P | 10,640 | $21.2612 | A | 943,749 | I | By EGI-Fund C, L.L.C. |
| Common StockF2,F4 | Dec 7, 2018 | P | 50,000 | $21.6386 | A | 993,749 | I | By EGI-Fund C, L.L.C. |
| Common StockF3,F4 | Dec 10, 2018 | P | 58,500 | $21.0018 | A | 1,052,249 | I | By EGI-Fund C, L.L.C. |
| Common StockF5 | holding | — | — | — | 447,567 | I | By EGI-Fund (05-07) Investors, L.L.C. | |
| Common StockF6 | holding | — | — | — | 332,327 | I | By EGI-Fund (08-10) Investors, L.L.C. | |
| Common StockF7 | holding | — | — | — | 908,742 | I | By EGI-Fund (11-13) Investors, L.L.C. | |
| Common StockF8 | holding | — | — | — | 1,849,806 | I | By EGI-Fund B, L.L.C. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $20.95 to $21.55, inclusive. The reporting person undertakes to provide to Exterran Corporation., any security holder of Exterran Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (1) through (3).
- F2The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $21.32 to $22.00, inclusive.
- F3The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $20.60 to $21.30, inclusive.
- F4Chai Trust Company, LLC is the managing member of EGI-Fund C, L.L.C. and accordingly may be deemed to beneficially own these shares of Common Stock held directly by EGI-Fund C, L.L.C.
- F5Chai Trust Company, LLC is the non-member manager of EGI-Fund (05-07) Investors, L.L.C. and accordingly may be deemed to beneficially own these shares of Common Stock held directly by EGI-Fund (05-07) Investors, L.L.C.
- F6Chai Trust Company, LLC is the non-member manager of EGI-Fund (08-10) Investors, L.L.C. and accordingly may be deemed to beneficially own these shares of Common Stock held directly by EGI-Fund (08-10) Investors, L.L.C.
- F7Chai Trust Company, LLC is the non-member manager of EGI-Fund (11-13) Investors, L.L.C. and accordingly may be deemed to beneficially own these shares of Common Stock held directly by EGI-Fund (11-13) Investors, L.L.C.
- F8Chai Trust Company, LLC is the managing member of EGI-Fund B, L.L.C. and accordingly may be deemed to beneficially own these shares of Common Stock held directly by EGI-Fund B, L.L.C.