SEC Form 4 · accession 0000899243-18-030625
HOME BANCSHARES INC · HOMB
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jim Rankin
Director
Period of report
Sep 24, 2018
Accepted (ET)
Dec 11, 2018 · 11:52 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001331520
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 24, 2018 | S | 1 | $22.95 | D | 40,746 | I | By Patricia W. Ott Revocable Trust |
| Common StockF2 | Oct 23, 2018 | P | 404 | $18.905 | A | 404 | I | By Joanna Rankin IRA |
| Common Stock | Oct 23, 2018 | P | 525 | $18.919 | A | 525 | I | By Adam Keath Harrison Trust |
| Common StockF3 | holding | — | — | — | 194,535 | D | ||
| Common Stock - RestrictedF4 | holding | — | — | — | 1,500 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The reporting person inadvertently failed to previously report these shares sold upon the closing of a former dividend reinvestment account.
- F2This purchase of shares on October 23, 2018 resulted in an incremental short-swing profit to the reporting person of $5.63 as a result of the reporting person's sale of shares on September 24, 2018. The reporting person has delivered a check in payment of this amount to the issuer.
- F3Includes 2,722.9401 shares acquired through the Home BancShares, Inc. Dividend Reinvestment Plan since the last filing.
- F4Restricted Stock granted on January 19, 2018 will vest in 33 1/3% installments over three years beginning on the first anniversary of the award date.