SEC Form 4 · accession 0001618563-18-000111
National Storage Affiliates Trust · NSA
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Arlen Dale Nordhagen
Officer — Chief Executive Officer · Director
Period of report
Dec 7, 2018
Accepted (ET)
Dec 10, 2018 · 6:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001618563
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Series A preferred sharesF1,F2,F3 | Dec 7, 2018 | P | 4,000 | $22.53 | A | 4,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Represents 6.000% Series A Cumulative Redeemable Preferred Shares of Beneficial Interest, $0.01 par value ("Series A Preferred Shares"), purchased in the open market.
- F2The Series A Preferred Shares were purchased in multiple transactions ranging from $22.50 to $22.60, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Series A Preferred Shares purchased at each separate price within the range set forth in this footnote (2).
- F3The Reporting Person's total direct and indirect beneficial ownership following the reported transactions in this class of securities is 4,000 Series A Preferred Shares. The 4,000 Series A Preferred Shares do not include other classes of non-derivative securities or derivative securities of the Reporting Person that have been reported on the Reporting Person's Forms 3 and Forms 4.