Daily feed · SEC Form 4 filings
All insider purchases — Nov 14, 2017
Every open-market insider purchase (transaction code P, price above zero) reported to the SEC, bucketed by trading day.
| Trade | Reported (ET) | Company | Insider | Shares | Avg price | Total | Owned after | Δ stake | Flags |
|---|---|---|---|---|---|---|---|---|---|
| Nov 8, 2017 PForm 4 → | Nov 13, 4:13 pm EST | SPRINT CorpS | SOFTBANK GROUP CORP +210% Owner | 8,645,980 | $6.10 | $52,740,478 | 3,325,522,996 | +0.26% | plan? late |
| Nov 8, 2017 PForm 4 → | Nov 13, 7:01 pm EST | Restaurant Brands International Inc.QSR | Paul J FribourgDirector | 384,024 | $65.10 | $24,999,962 | 384,024 | — | plan? late |
| Nov 13, 2017 PForm 4 → | Nov 13, 4:26 pm EST | Apellis Pharmaceuticals, Inc.APLS | Morningside Venture Investments Ltd10% Owner | 575,000 | $14.00 | $8,050,000 | 11,353,303 | +5.33% | plan? |
| Nov 10, 2017 PForm 4 → | Nov 14, 2:08 pm EST | Madison Strategic Sector Premium FundMSP | Frank E BurgessOther | 430,000 | $12.01 | $5,163,010 | 485,396 | +776% | plan? |
| Nov 9, 2017 PForm 4 → | Nov 13, 6:37 pm EST | ST JOE COJOE | FAIRHOLME CAPITAL MANAGEMENT LLC +1Director, 10% Owner | 154,200 | $17.98 | $2,773,104 | 75,000 | — | plan? |
| Sep 20, 2017 PForm 4 → | Nov 13, 5:30 pm EST | Griffin Capital Essential Asset REIT II, Inc.no symbol | Kevin ShieldsChief Executive Officer, Director | 263,992 | $9.47 | $2,500,000 | 264,830 | +31,471% | plan? late |
| Nov 8, 2017 PForm 4 → | Nov 13, 5:00 pm EST | Sarepta Therapeutics, Inc.SRPT | Douglas S IngramPresident & CEO, Director | 38,138 | $52.44 | $1,999,957 | 420,196 | +9.98% | plan? late |
| Nov 13, 2017 PForm 4 → | Nov 13, 4:27 pm EST | Apellis Pharmaceuticals, Inc.APLS | venBio Global Strategic Fund II L.P.10% Owner | 127,515 | $14.00 | $1,785,210 | 3,579,305 | +3.69% | plan? |
| Nov 9, 2017 PForm 4 → | Nov 13, 5:39 pm EST | Liberty Global plcLBTY | J David WargoDirector | 75,000 | $22.08 | $1,655,858 | 119,445 | +169% | plan? |
| Nov 10, 2017 PForm 4 → | Nov 14, 3:20 pm EST | Ryman Hospitality Properties, Inc.RHP | Colin V ReedChairman & CEO, Director | 20,000 | $65.98 | $1,319,599 | 638,169 | +3.24% | plan? |
| Nov 8, 2017 PForm 4 → | Nov 13, 4:35 pm EST | MARKEL CORPMKL | Lemuel E LewisDirector | 1,000 | $1,080.96 | $1,080,960 | 5,294 | +23.3% | plan? late |
| Nov 9, 2017 PForm 4 → | Nov 14, 3:11 pm EST | Accelerate Diagnostics, IncAXDX | Jack W SchulerDirector, 10% Owner | 51,181 | $18.67 | $955,533 | 1,444,823 | +3.67% | plan? late |
| Nov 8, 2017 PForm 4 → | Nov 13, 4:18 pm EST | Xencor IncXNCR | John S Stafford III +110% Owner | 41,823 | $19.91 | $832,608 | 5,485,183 | +0.77% | plan? late |
| Nov 9, 2017 PForm 4 → | Nov 13, 7:29 pm EST | SunCoke Energy Partners, L.P.SXCP | Sun Coal & Coke LLC10% Owner | 41,119 | $17.69 | $727,236 | 27,725,646 | +0.15% | plan? |
| Nov 9, 2017 PForm 4 → | Nov 13, 4:32 pm EST | Safety, Income & Growth, Inc.SAFE | ISTAR INC.10% Owner | 38,592 | $17.91 | $691,225 | 6,339,424 | +0.61% | plan? |
| Nov 10, 2017 PForm 4 → | Nov 13, 4:56 pm EST | Fossil Group, Inc.FOSL | Gregory A McKelveyExecutive Vice President | 110,000 | $6.22 | $684,200 | 535,771 | +25.8% | plan? |
| Nov 8, 2017 PForm 4 → | Nov 13, 6:24 pm EST | pdvWireless, Inc.PDVW | Owl Creek Asset Management, L.P. +710% Owner | 19,578 | $29.61 | $579,759 | 2,176,873 | +0.91% | plan? late |
| Nov 9, 2017 PForm 4 → | Nov 13, 4:54 pm EST | Granite Point Mortgage Trust Inc.GPMT | William Reid SandersDirector | 31,000 | $17.58 | $545,098 | 60,428 | +105% | plan? |
| Nov 10, 2017 PForm 4 → | Nov 13, 4:54 pm EST | Tallgrass Energy Partners, LPTEP | David G Dehaemers Jr.President and CEO, Director | 12,114 | $44.28 | $536,460 | 468,601 | +2.65% | plan? |
| Nov 9, 2017 PForm 4 → | Nov 13, 5:33 pm EST | Iridium Communications Inc.IRDM | A B KrongardDirector | 45,750 | $10.89 | $498,218 | 160,983 | +39.7% | plan? |
| Nov 9, 2017 PForm 4 → | Nov 13, 6:19 pm EST | SELECTA BIOSCIENCES INCSELB | Timothy A SpringerDirector | 53,338 | $9.19 | $490,437 | 403,751 | +15.2% | plan? |
| Nov 9, 2017 PForm 4 → | Nov 13, 4:01 pm EST | HELIUS MEDICAL TECHNOLOGIES, INC.HSDT | Dane AndreeffDirector | 167,000 | $2.58 | $430,360 | 706,288 | +31.0% | plan? |
| Nov 8, 2017 PForm 4 → | Nov 13, 5:16 pm EST | Installed Building Products, Inc.IBP | Vikas VermaDirector | 6,373 | $59.99 | $382,303 | 233,306 | +2.81% | plan? late |
| Nov 10, 2017 PForm 4 → | Nov 14, 2:04 pm EST | WEIS MARKETS INCWMK | Jonathan H WeisCEO, Chairman of the Board, Director | 10,000 | $34.79 | $347,870 | 1,228,766 | +0.82% | plan? |
| Nov 8, 2017 PForm 4 → | Nov 13, 8:30 pm EST | SEARS HOMETOWN & OUTLET STORES, INC.SHOS | Edward S Lampert +310% Owner | 219,989 | $1.50 | $329,984 | 8,474,717 | +2.67% | plan? late |
| Nov 9, 2017 PForm 4 → | Nov 13, 4:17 pm EST | Playa Hotels & Resorts N.V.PLYA | Daniel J. HirschDirector | 30,000 | $10.52 | $315,600 | 37,367 | +407% | plan? |
| Nov 8, 2017 PForm 4 → | Nov 13, 4:17 pm EST | Univar Inc.UNVR | Christopher D PappasDirector | 10,000 | $30.84 | $308,369 | 69,040 | +16.9% | plan? late |
| Nov 9, 2017 PForm 4 → | Nov 13, 4:33 pm EST | Great Elm Capital Group, Inc.GEC | Peter A ReedChief Executive Officer, Director | 70,000 | $3.64 | $254,833 | 455,507 | +18.2% | plan? |
| Nov 9, 2017 PForm 4 → | Nov 13, 5:55 pm EST | Qumu CorpQUMU | Harbert Discovery Fund, LP +610% Owner | 103,450 | $2.46 | $254,647 | 1,200,329 | +9.43% | plan? |
| Oct 30, 2017 PForm 4/A → | Nov 14, 12:25 pm EST | FIDELITY D & D BANCORP INCFDBC | Brian J CaliDirector | 7,152 | $34.00 | $243,168 | 67,029 | +11.9% | plan? |
| Nov 9, 2017 PForm 4 → | Nov 13, 4:04 pm EST | Mallinckrodt plcMNK | David R CarlucciDirector | 10,000 | $21.83 | $218,349 | 26,020 | +62.4% | plan? |
| Nov 13, 2017 PForm 4 → | Nov 13, 5:46 pm EST | Mallinckrodt plcMNK | Melvin D BoothDirector | 10,000 | $21.82 | $218,236 | 17,896 | +127% | plan? |
| Nov 9, 2017 PForm 4 → | Nov 13, 4:28 pm EST | UNIFI INCUFI | Robert J BishopDirector | 5,427 | $34.76 | $188,643 | 1,259,407 | +0.43% | plan? |
| Nov 10, 2017 PForm 4 → | Nov 13, 4:46 pm EST | PRGX GLOBAL, INC.PRGX | Matthew A DrapkinDirector | 25,042 | $7.19 | $180,087 | 1,570,218 | +1.62% | plan? |
| Nov 9, 2017 PForm 4 → | Nov 13, 4:52 pm EST | Granite Point Mortgage Trust Inc.GPMT | William RothDirector | 10,000 | $17.56 | $175,612 | 153,829 | +6.95% | plan? |
| Nov 9, 2017 PForm 4 → | Nov 13, 5:26 pm EST | LCI INDUSTRIESLCII | Scott T MerenessPresident | 1,500 | $114.00 | $171,000 | 207,824 | +0.73% | plan? |
| Nov 9, 2017 PForm 4 → | Nov 13, 4:10 pm EST | Mallinckrodt plcMNK | Michael-Bryant HicksGeneral Counsel | 7,900 | $20.80 | $164,309 | 16,809 | +88.7% | plan? |
| Nov 9, 2017 PForm 4 → | Nov 13, 4:16 pm EST | Playa Hotels & Resorts N.V.PLYA | Hal JonesDirector | 15,000 | $10.50 | $157,500 | 22,367 | +204% | plan? |
| Nov 10, 2017 PForm 4 → | Nov 13, 7:12 pm EST | ANNALY CAPITAL MANAGEMENT INCNLY | Donnell SegalasDirector | 13,700 | $11.34 | $155,321 | 500 | — | plan? |
| Nov 10, 2017 PForm 4 → | Nov 14, 11:22 am EST | VICAL INCVICL | Robert C MertonDirector | 85,700 | $1.75 | $149,975 | 95,451 | +879% | plan? |
| Nov 10, 2017 PForm 4 → | Nov 13, 5:48 pm EST | CLEARONE INCCLRO | Edward D Bagley10% Owner | 19,000 | $7.78 | $147,750 | 2,034,378 | +0.94% | plan? |
| Nov 10, 2017 PForm 4 → | Nov 14, 2:34 pm EST | ODYSSEY MARINE EXPLORATION INCOMEX | Mark B JusthDirector | 35,741 | $3.84 | $137,103 | 97,424 | +57.9% | plan? |
| Nov 9, 2017 PForm 4 → | Nov 13, 6:59 pm EST | FLUIDIGM CORPFLDM | LEVIN CAPITAL STRATEGIES, L.P. +810% Owner | 25,000 | $5.12 | $127,975 | 10,217,806 | +0.25% | plan? |
| Nov 10, 2017 PForm 4 → | Nov 13, 4:14 pm EST | Mallinckrodt plcMNK | Mark TrudeauPresident and CEO, Director | 5,000 | $22.28 | $111,402 | 269,378 | +1.89% | plan? |
| Nov 9, 2017 PForm 4 → | Nov 13, 5:04 pm EST | Great Elm Capital Group, Inc.GEC | Adam M KleinmanSee Remarks | 30,000 | $3.65 | $109,500 | 263,181 | +12.9% | plan? |
| Nov 13, 2017 PForm 4 → | Nov 13, 5:44 pm EST | Mallinckrodt plcMNK | Joseph A ZaccagninoDirector | 5,000 | $21.30 | $106,500 | 26,061 | +23.7% | plan? |
| Nov 9, 2017 PForm 4 → | Nov 13, 5:06 pm EST | HAWKINS INCHWKN | Jeffrey L WrightDirector | 3,000 | $34.47 | $103,410 | 14,356 | +26.4% | plan? |
| Nov 9, 2017 PForm 4 → | Nov 13, 4:17 pm EST | Mallinckrodt plcMNK | J Martin CarrollDirector | 5,000 | $20.42 | $102,094 | 23,423 | +27.1% | plan? |
| Nov 13, 2017 PForm 4 → | Nov 14, 9:08 am EST | AES CORPAES | Thomas M. O'FlynnEVP and CFO | 9,500 | $10.64 | $101,080 | 297,281 | +3.30% | plan? |
| Nov 13, 2017 PForm 4 → | Nov 14, 9:05 am EST | AES CORPAES | brian a millerEVP, General Counsel and Secy | 9,500 | $10.49 | $99,620 | 227,631 | +4.36% | plan? |
| Nov 9, 2017 PForm 4 → | Nov 13, 5:35 pm EST | IMPINJ INCPI | Clinton BybeeDirector | 4,000 | $24.43 | $97,720 | 4,417 | +959% | plan? |
| Nov 10, 2017 PForm 4 → | Nov 14, 11:00 am EST | Vistra Energy CorpVST | Scott B HelmDirector | 5,000 | $18.61 | $93,035 | 13,702 | +57.5% | plan? |
| Nov 13, 2017 PForm 4 → | Nov 13, 9:02 pm EST | Sequential Brands Group, Inc.SQBG | Karen MurrayChief Executive Officer, Director | 62,500 | $1.47 | $91,875 | 188,115 | +49.8% | plan? |
| Nov 13, 2017 PForm 4 → | Nov 14, 8:53 am EST | EDGEWELL PERSONAL CARE CoEPC | Daniel J HeinrichDirector | 1,500 | $57.08 | $85,620 | 3,530 | +73.9% | plan? |
| Nov 8, 2017 PForm 4 → | Nov 13, 4:05 pm EST | REPRO MED SYSTEMS INCREPR | Joseph M. Manko Jr. +3Director, 10% Owner | 128,175 | $0.6604 | $84,649 | 5,177,069 | +2.54% | plan? late |
| Nov 8, 2017 PForm 4 → | Nov 13, 7:04 pm EST | AutoWeb, Inc.AUTO | Jose J. VargasCHIEF REVENUE OFFICER, Director, 10% Owner | 10,000 | $7.69 | $76,900 | 17,753 | +129% | plan? late |
| Nov 10, 2017 PForm 4 → | Nov 14, 3:07 pm EST | SunOpta Inc.STKL | Richard Dean HollisDirector | 10,000 | $7.65 | $76,500 | 73,745 | +15.7% | plan? |
| Nov 8, 2017 PForm 4 → | Nov 13, 4:06 pm EST | BUILD A BEAR WORKSHOP INCBBW | Point72 Asset Management, L.P. +210% Owner | 10,300 | $7.36 | $75,828 | 2,554,976 | +0.40% | plan? late |
| Nov 9, 2017 PForm 4 → | Nov 13, 4:55 pm EST | Fulgent Genetics, Inc.FLGT | Ming HsiehPresident and CEO, Director, 10% Owner | 20,905 | $3.42 | $71,432 | 6,515,849 | +0.32% | plan? |
| Nov 10, 2017 PForm 4 → | Nov 14, 3:58 pm EST | BlueLinx Holdings Inc.BXC | Mitchell B LewisPRESIDENT AND CEO, Director | 8,000 | $8.60 | $68,800 | 106,121 | +8.15% | plan? |
| Nov 14, 2017 PForm 4 → | Nov 14, 12:38 pm EST | MARTIN MIDSTREAM PARTNERS LPMMLP | Ruben S MartinPresident and CEO, Director, 10% Owner | 5,000 | $13.61 | $68,050 | 140,598 | +3.69% | plan? |
| Nov 10, 2017 PForm 4 → | Nov 13, 4:27 pm EST | BlackRock 2022 Global Income Opportunity TrustBGIO | Richard M RiederOther | 6,800 | $9.90 | $67,313 | 447,026 | +1.54% | plan? |
| Nov 9, 2017 PForm 4 → | Nov 13, 5:04 pm EST | Mondelez International, Inc.MDLZ | Lewis W K BoothDirector | 1,500 | $41.29 | $61,929 | 40,147 | +3.88% | plan? |
| Nov 13, 2017 PForm 4 → | Nov 14, 10:04 am EST | RLI CORPRLI | Robert P Restrepo Jr.Director | 1,026 | $59.30 | $60,842 | 8,026 | +14.7% | plan? |
| Nov 8, 2017 PForm 4 → | Nov 13, 5:22 pm EST | HOME BANCSHARES INCHOMB | Jim RankinDirector | 2,837 | $21.37 | $60,614 | 7,893 | +56.1% | plan? late |
| Nov 10, 2017 PForm 4 → | Nov 13, 5:01 pm EST | Teligent, Inc.TLGT | James C GaleDirector | 15,000 | $3.81 | $57,137 | 354,624 | +4.42% | plan? |
| Nov 9, 2017 PForm 4 → | Nov 13, 4:48 pm EST | Granite Point Mortgage Trust Inc.GPMT | Marcin UrbaszekChief Financial Officer | 3,000 | $17.37 | $52,110 | 27,171 | +12.4% | plan? |
| Nov 10, 2017 PForm 4 → | Nov 13, 4:09 pm EST | CHINA FUND INCCHN | CITY OF LONDON INVESTMENT GROUP PLC +110% Owner | 2,304 | $21.46 | $49,444 | 265,650 | +0.87% | plan? |
| Nov 8, 2017 PForm 4 → | Nov 13, 4:02 pm EST | JUNIPER NETWORKS INCJNPR | Rahul N MerchantDirector | 2,000 | $24.48 | $48,960 | 22,543 | +9.74% | plan? late |
| Nov 9, 2017 PForm 4 → | Nov 13, 6:18 pm EST | SELECTA BIOSCIENCES INCSELB | Timothy C BarabeDirector | 5,000 | $9.37 | $46,840 | 7,492 | +201% | plan? |
| Nov 10, 2017 PForm 4 → | Nov 14, 8:41 am EST | AllianzGI Convertible & Income 2024 Target Term FundCBH | Justin KassOther | 5,000 | $9.33 | $46,661 | 53,850 | +10.2% | plan? |
| Nov 10, 2017 PForm 4 → | Nov 13, 4:12 pm EST | Mallinckrodt plcMNK | David Y NortonDirector | 2,000 | $22.02 | $44,030 | 7,601 | +35.7% | plan? |
| Nov 13, 2017 PForm 4 → | Nov 13, 5:37 pm EST | Mallinckrodt plcMNK | Steven J. RomanoExec. VP & Chief Sci. Ofcr | 2,000 | $21.96 | $43,920 | 24,232 | +9.00% | plan? |
| Nov 10, 2017 PForm 4 → | Nov 13, 4:15 pm EST | Clarus CorpCLAR | Aaron KuehneChief Admin Officer and CFO | 5,923 | $7.21 | $42,705 | 18,740 | +46.2% | plan? |
| Nov 10, 2017 PForm 4 → | Nov 13, 8:03 pm EST | Pacira Pharmaceuticals, Inc.PCRX | Mark A. KronenfeldDirector | 1,000 | $41.60 | $41,603 | 6,795 | +17.3% | plan? |
| Nov 13, 2017 PForm 4 → | Nov 14, 6:51 am EST | Cogint, Inc.COGT | Michael BrauserExecutive Chairman, Director | 9,600 | $4.25 | $40,790 | 2,600 | — | plan? |
| Sep 11, 2017 PForm 4 → | Nov 14, 11:14 am EST | AMARILLO BIOSCIENCES INCAMAR | Stephen T ChenPresident, CEO & Chairman, Director, 10% Owner | 203,000 | $0.1885 | $38,275 | 157,216 | — | plan? late |
| Nov 13, 2017 PForm 4/A → | Nov 14, 10:56 am EST | Corbus Pharmaceuticals Holdings, Inc.CRBP | David P HochmanDirector | 5,000 | $6.90 | $34,500 | 215,000 | +2.38% | plan? |
| Nov 10, 2017 PForm 4 → | Nov 13, 9:49 pm EST | BlueLinx Holdings Inc.BXC | Mitchell B LewisPRESIDENT AND CEO, Director | 4,000 | $8.55 | $34,200 | 98,121 | +4.25% | plan? |
| Nov 9, 2017 PForm 4 → | Nov 13, 4:17 pm EST | Invesco Mortgage Capital Inc.IVR | David B LyleExecutive Vice President | 2,000 | $16.97 | $33,940 | 17,268 | +13.1% | plan? |
| Nov 13, 2017 PForm 4 → | Nov 13, 5:41 pm EST | Mallinckrodt plcMNK | Diane H. GulyasDirector | 1,500 | $21.30 | $31,950 | 19,920 | +8.14% | plan? |
| Nov 13, 2017 PForm 4 → | Nov 14, 3:11 pm EST | BlackRock 2022 Global Income Opportunity TrustBGIO | Richard M RiederOther | 3,250 | $9.80 | $31,850 | 450,276 | +0.73% | plan? |
| Nov 6, 2017 PForm 4 → | Nov 13, 6:23 pm EST | U.S. GOLD CORP.USAU | David C. MathewsonVice President of Exploration | 20,000 | $1.40 | $27,900 | 385,624 | +5.47% | plan? late amended |
| Nov 6, 2017 PForm 4/A → | Nov 14, 3:33 pm EST | U.S. GOLD CORP.USAU | David C. MathewsonVice President of Exploration | 20,000 | $1.40 | $27,900 | 400,624 | +5.25% | plan? |
| Nov 14, 2017 PForm 4 → | Nov 14, 12:38 pm EST | MARTIN MIDSTREAM PARTNERS LPMMLP | Robert D BondurantExecutive VP and CFO, Director | 2,000 | $13.58 | $27,150 | 39,314 | +5.36% | plan? |
| Nov 13, 2017 PForm 4 → | Nov 14, 3:26 pm EST | ENDOCYTE INCECYT | Philip S LowChief Science Officer, Director | 5,600 | $4.84 | $27,104 | 288,605 | +1.98% | plan? |
| Nov 13, 2017 PForm 4 → | Nov 14, 10:33 am EST | BlueLinx Holdings Inc.BXC | Susan C. O'FarrellSVP, CFO AND TREASURER | 3,000 | $8.68 | $26,030 | 24,952 | +13.7% | plan? |
| Nov 14, 2017 PForm 4 → | Nov 14, 11:18 am EST | XPLORE TECHNOLOGIES CORPXPLR | Thomas Wiley WilkinsonCEO/CFO | 7,500 | $3.35 | $25,099 | 44,365 | +20.3% | plan? |
| Nov 10, 2017 PForm 4 → | Nov 13, 4:46 pm EST | Resource Capital Corp.RSO | Jeffrey P CohenDirector | 2,305 | $9.65 | $22,243 | 49,833 | +4.85% | plan? |
| Nov 13, 2017 PForm 4 → | Nov 13, 5:39 pm EST | Mallinckrodt plcMNK | Joann A ReedDirector | 1,000 | $21.50 | $21,500 | 15,554 | +6.87% | plan? |
| Nov 9, 2017 PForm 4 → | Nov 13, 4:31 pm EST | Jason Industries, Inc.JASN | WYNNEFIELD PARTNERS SMALL CAP VALUE LP +710% Owner | 10,000 | $2.04 | $20,428 | 3,212,932 | +0.31% | plan? |
| Nov 9, 2017 PForm 4 → | Nov 13, 4:00 pm EST | BioScrip, Inc.BIOS | Stephen DeitschChief Financial Officer | 10,000 | $2.03 | $20,300 | 10,000 | — | plan? |
| Nov 9, 2017 PForm 4 → | Nov 13, 5:00 pm EST | Teligent, Inc.TLGT | Stephen RichardsonChief Scientific Officer | 6,410 | $3.13 | $20,056 | 14,744 | +76.9% | plan? |
| Nov 13, 2017 PForm 4 → | Nov 13, 4:32 pm EST | NORTHWEST INDIANA BANCORPNWIN(OB) | David A BochnowskiExecutive Chairman, Director | 450 | $43.00 | $19,350 | 242,204 | +0.19% | plan? |
| Nov 10, 2017 PForm 4 → | Nov 14, 1:19 pm EST | PCSB Financial CorpPCSB | Joseph D. RobertoPresident and CEO, Director | 1,000 | $18.33 | $18,330 | 12,000 | +9.09% | plan? |
| Nov 10, 2017 PForm 4 → | Nov 13, 5:01 pm EST | Teligent, Inc.TLGT | Steven H KoehlerDirector | 5,000 | $3.62 | $18,088 | 5,000 | — | plan? |
| Nov 13, 2017 PForm 4 → | Nov 13, 5:01 pm EST | Teligent, Inc.TLGT | Carole Ben-MaimonDirector | 5,000 | $3.48 | $17,409 | 6,000 | +500% | plan? |
| Nov 10, 2017 PForm 4 → | Nov 13, 6:52 pm EST | pdvWireless, Inc.PDVW | Thomas J. SidmanChief Legal Officer | 487 | $29.25 | $14,245 | 23,238 | +2.14% | plan? |
| Nov 13, 2017 PForm 4 → | Nov 13, 6:26 pm EST | U.S. GOLD CORP.USAU | David RectorPrincipal Financial Officer | 10,000 | $1.36 | $13,600 | 122,255 | +8.91% | plan? |
| Nov 9, 2017 PForm 4 → | Nov 13, 4:54 pm EST | Ascent Capital Group, Inc.ASCMA | Jeffery R GardnerExecutive Vice President, Director | 1,000 | $12.11 | $12,106 | 93,835 | +1.08% | plan? |
| Jul 14, 2017 PForm 4 → | Nov 13, 4:16 pm EST | Farmland Partners Inc.FPI | Chris A DowneyDirector | 1,258 | $9.04 | $11,375 | 45,568 | +2.84% | plan? late |
| Nov 10, 2017 PForm 4 → | Nov 13, 4:31 pm EST | Great Elm Capital Corp.GECC | Michael J. SellSee Remarks | 1,088 | $9.43 | $10,260 | 1,700 | +178% | plan? |
| Nov 13, 2017 PForm 4 → | Nov 14, 1:24 pm EST | Lifevantage CorpLFVN | Darren Jay JensenChief Executive Officer, Director | 2,000 | $5.06 | $10,130 | 151,358 | +1.34% | plan? |
| Nov 13, 2017 PForm 4 → | Nov 14, 7:01 am EST | ACELRX PHARMACEUTICALS INCACRX | Raffi AsadorianChief Financial Officer | 5,000 | $1.94 | $9,711 | 12,000 | +71.4% | plan? |
| Nov 10, 2017 PForm 4 → | Nov 13, 4:22 pm EST | Great Elm Capital Corp.GECC | Mark KuperschmidDirector | 1,000 | $9.36 | $9,360 | 1,000 | — | plan? |
| Nov 9, 2017 PForm 4 → | Nov 14, 6:41 am EST | EVIO, INC.EVIO | Lori Jean GlauserCOO/President, Director, 10% Owner | 16,000 | $0.5438 | $8,700 | 1,427,667 | +1.13% | plan? late |
| Nov 13, 2017 PForm 4 → | Nov 14, 1:14 pm EST | Goldman Sachs MLP Income Opportunities FundGMZ | Michael Arthur LathamDirector | 1,015 | $8.47 | $8,597 | 11,605 | +9.58% | plan? |
| Nov 13, 2017 PForm 4 → | Nov 13, 5:46 pm EST | CECO ENVIRONMENTAL CORPCECE | Eric Michael GoldbergDirector | 1,500 | $5.68 | $8,520 | 28,346 | +5.59% | plan? |
| Nov 10, 2017 PForm 4 → | Nov 13, 5:18 pm EST | CHARLES & COLVARD LTDCTHR | Ollin B SykesDirector | 7,614 | $1.09 | $8,289 | 100,000 | +8.24% | plan? |
| Nov 8, 2017 PForm 4 → | Nov 13, 4:10 pm EST | ABERDEEN LATIN AMERICA EQUITY FUND, INC.LAQ | Lawrence Joseph FoxDirector | 301 | $26.50 | $7,989 | 5,840 | +5.44% | plan? late |
| Nov 8, 2017 PForm 4 → | Nov 13, 4:11 pm EST | ABERDEEN ISRAEL FUND, INC.ISL | Lawrence Joseph FoxDirector | 398 | $20.08 | $7,987 | 9,209 | +4.51% | plan? late |
| Nov 8, 2017 PForm 4 → | Nov 13, 4:17 pm EST | ABERDEEN CHILE FUND, INC.CH | Lawrence Joseph FoxDirector | 900 | $8.87 | $7,977 | 17,386 | +5.46% | plan? late |
| Nov 7, 2017 PForm 4 → | Nov 13, 4:21 pm EST | CHARLES & COLVARD LTDCTHR | Don O'ConnellCOO | 7,500 | $1.06 | $7,925 | 128,120 | +6.22% | plan? late |
| Nov 8, 2017 PForm 4 → | Nov 13, 4:12 pm EST | ABERDEEN EMERGING MARKETS SMALLER Co OPPORTUNITIES FUND, INC.ABE | Alexander E ZagoreosDirector | 533 | $14.43 | $7,695 | 6,988 | +8.26% | plan? late amended |
| Nov 13, 2017 PForm 4 → | Nov 13, 6:31 pm EST | PC TEL INCPCTI | David A NeumannChief Executive Officer | 1,000 | $7.14 | $7,140 | 196,291 | +0.51% | plan? |
| Nov 13, 2017 PForm 4 → | Nov 13, 6:29 pm EST | U.S. GOLD CORP.USAU | Edward M KarrCEO & President, Chairman, Director | 5,000 | $1.36 | $6,800 | 437,561 | +1.16% | plan? |
| Nov 13, 2017 PForm 4 → | Nov 13, 4:30 pm EST | TRANSCAT INCTRNS | Michael TschidererVP of Finance and CFO | 500 | $12.34 | $6,170 | 5,675 | +9.66% | plan? |
| Nov 14, 2017 PForm 4 → | Nov 14, 11:40 am EST | TECOGEN INC.TGEN | Locke M. BenjaminCo-CEO | 2,000 | $2.64 | $5,280 | 3,418 | +141% | plan? |
| Nov 8, 2017 PForm 4 → | Nov 13, 4:09 pm EST | ABERDEEN LATIN AMERICA EQUITY FUND, INC.LAQ | Enrique R ArzacDirector | 151 | $26.50 | $3,992 | 7,325 | +2.10% | plan? late |
| Nov 8, 2017 PForm 4 → | Nov 13, 4:09 pm EST | ABERDEEN LATIN AMERICA EQUITY FUND, INC.LAQ | James CattanoDirector | 151 | $26.50 | $3,992 | 7,168 | +2.15% | plan? late |
| Nov 8, 2017 PForm 4 → | Nov 13, 4:10 pm EST | ABERDEEN LATIN AMERICA EQUITY FUND, INC.LAQ | Steven N RappaportDirector | 151 | $26.50 | $3,992 | 9,052 | +1.69% | plan? late |
| Nov 8, 2017 PForm 4 → | Nov 13, 4:06 pm EST | ABERDEEN ISRAEL FUND, INC.ISL | Steven N RappaportDirector | 199 | $20.08 | $3,991 | 14,395 | +1.40% | plan? late |
| Nov 8, 2017 PForm 4 → | Nov 13, 4:06 pm EST | ABERDEEN ISRAEL FUND, INC.ISL | Enrique R ArzacDirector | 199 | $20.08 | $3,991 | 8,689 | +2.34% | plan? late |
| Nov 8, 2017 PForm 4 → | Nov 13, 4:07 pm EST | ABERDEEN ISRAEL FUND, INC.ISL | James CattanoDirector | 199 | $20.08 | $3,991 | 6,339 | +3.24% | plan? late |
| Nov 8, 2017 PForm 4 → | Nov 13, 4:08 pm EST | ABERDEEN EMERGING MARKETS SMALLER Co OPPORTUNITIES FUND, INC.ABE | James CattanoDirector | 276 | $14.43 | $3,989 | 9,860 | +2.88% | plan? late |
| Nov 8, 2017 PForm 4 → | Nov 13, 4:12 pm EST | ABERDEEN EMERGING MARKETS SMALLER Co OPPORTUNITIES FUND, INC.ABE | Steven N RappaportDirector | 276 | $14.43 | $3,989 | 10,282 | +2.76% | plan? late |
| Nov 8, 2017 PForm 4 → | Nov 13, 4:15 pm EST | ABERDEEN CHILE FUND, INC.CH | James CattanoDirector | 450 | $8.87 | $3,986 | 17,742 | +2.60% | plan? late |
| Nov 8, 2017 PForm 4 → | Nov 13, 4:15 pm EST | ABERDEEN CHILE FUND, INC.CH | Enrique R ArzacDirector | 450 | $8.87 | $3,986 | 16,571 | +2.79% | plan? late |
| Nov 8, 2017 PForm 4 → | Nov 13, 4:16 pm EST | ABERDEEN CHILE FUND, INC.CH | Steven N RappaportDirector | 450 | $8.87 | $3,986 | 19,616 | +2.35% | plan? late |
| Nov 8, 2017 PForm 4 → | Nov 13, 4:13 pm EST | ABERDEEN INDONESIA FUND, INC.IF | James CattanoDirector | 514 | $7.75 | $3,985 | 11,380 | +4.73% | plan? late |
| Nov 8, 2017 PForm 4 → | Nov 13, 4:14 pm EST | ABERDEEN INDONESIA FUND, INC.IF | Enrique R ArzacDirector | 514 | $7.75 | $3,985 | 12,077 | +4.45% | plan? late |
| Nov 8, 2017 PForm 4 → | Nov 13, 4:14 pm EST | ABERDEEN INDONESIA FUND, INC.IF | Steven N RappaportDirector | 514 | $7.75 | $3,985 | 28,825 | +1.82% | plan? late |
| Nov 10, 2017 PForm 4 → | Nov 14, 11:10 am EST | U S GLOBAL INVESTORS INCGROW | Frank E HolmesCEO/CIO, Director, 10% Owner | 1,000 | $2.98 | $2,976 | 243,098 | +0.41% | plan? |
| Nov 8, 2017 PForm 4 → | Nov 13, 4:11 pm EST | ABERDEEN EMERGING MARKETS SMALLER Co OPPORTUNITIES FUND, INC.ABE | Enrique R ArzacDirector | 203 | $14.43 | $2,930 | 9,605 | +2.16% | plan? late |
| Sep 29, 2017 PForm 4 → | Nov 14, 12:36 pm EST | QNB CORPQNBC | David W. FreemanCEO/President, Director | 74 | $38.45 | $2,831 | 9,205 | +0.81% | plan? late |
| Nov 13, 2017 PForm 4 → | Nov 14, 11:24 am EST | U S GLOBAL INVESTORS INCGROW | Frank E HolmesCEO/CIO, Director, 10% Owner | 1,000 | $2.71 | $2,710 | 244,098 | +0.41% | plan? |
| Nov 10, 2017 PForm 4 → | Nov 14, 7:38 am EST | ORRSTOWN FINANCIAL SERVICES INCORRF | Thomas D LongeneckerDirector | 100 | $25.02 | $2,502 | 5,200 | +1.96% | plan? |
| Nov 14, 2017 PForm 4 → | Nov 14, 12:38 pm EST | MARTIN MIDSTREAM PARTNERS LPMMLP | Chris H BoothVP/General Counsel/Secretary | 150 | $13.70 | $2,054 | 9,421 | +1.62% | plan? |
| Nov 10, 2017 PForm 4 → | Nov 14, 3:50 pm EST | CITIZENS & NORTHERN CORPCZNC | Leo F LambertDirector | 80 | $23.73 | $1,899 | 1,669 | +5.03% | plan? |
| Nov 10, 2017 PForm 4 → | Nov 14, 9:26 am EST | SOLITARIO ZINC CORP.XPL | Christopher E HeraldPresident & CEO, Director | 3,000 | $0.5722 | $1,717 | 1,535,000 | +0.20% | plan? |
| Nov 10, 2017 PForm 4 → | Nov 13, 5:31 pm EST | CLEARONE INCCLRO | E Bryan Bagley10% Owner | 171 | $6.70 | $1,146 | 38,773 | +0.44% | plan? |
| Nov 13, 2017 PForm 4 → | Nov 14, 2:48 pm EST | RETRACTABLE TECHNOLOGIES INCRVP | Thomas J ShawPresident and CEO, Director, 10% Owner | 1,000 | $0.6101 | $610 | 13,221,285 | +0.01% | plan? |
| Nov 10, 2017 PForm 4 → | Nov 14, 11:17 am EST | Peak Resorts IncSKIS | Carl KrausDirector | 98 | $5.09 | $496 | 7,191 | +1.38% | plan? |
| Nov 10, 2017 PForm 4 → | Nov 14, 11:13 am EST | Peak Resorts IncSKIS | Christopher O'ConnorDirector | 78 | $5.09 | $399 | 5,780 | +1.38% | plan? |
A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.