SEC Form 4 · accession 0001127602-17-031972
AES CORP · AES
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
brian a miller
Officer — EVP, General Counsel and Secy
Period of report
Nov 13, 2017
Accepted (ET)
Nov 14, 2017 · 9:05 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000874761
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 13, 2017 | P | 1,000 | $10.37 | A | 219,131 | D | |
| Common StockF2 | Nov 13, 2017 | P | 8,500 | $10.50 | A | 227,631 | D | |
| Common StockF3 | holding | — | — | — | 42,216 | I | By 401(k) Plan |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On November 13, 2017, Mr. Miller purchased 1,000 shares of AES Common Stock in the market at the price set forth above.
- F2On November 13, 2017, Mr. Miller purchased 8,500 shares of AES Common Stock in the market at the price set forth above.
- F3Since the last Form 4 filing on February 28, 2017, the reporting person acquired 883 additional shares of AES Common Stock pursuant to The AES Corporation Retirement Savings Plan. The information in this report is based on a plan statement dated October 31, 2017.