SEC Form 4 · accession 0001474958-17-000002
Granite Point Mortgage Trust Inc. · GPMT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William Roth
Director
Period of report
Nov 9, 2017
Accepted (ET)
Nov 13, 2017 · 4:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001703644
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 9, 2017 | P | 7,500 | $17.5833 | A | 151,329 | D | |
| Common Stock | Nov 10, 2017 | P | 2,500 | $17.495 | A | 153,829 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Per share price reflects the weighted average price paid. The shares were purchased in multiple transactions at prices ranging from $17.55 to $17.60. The reporting person undertakes to provide, upon request, full information regarding the shares purchased in such transactions.
- F2Includes 128,829 shares of the Issuer's common stock acquired by the Reporting Person in connection with the pro rata dividend, by Two Harbors Investment Corp. ("Two Harbors"), of the Issuer's common stock to the holders of Two Harbors common stock. This stock dividend, completed on November 1, 2017, was exempt from Section 16 of the Securities Exchange Act of 1934, as amended, pursuant to Rule 16a-9 promulgated thereunder.