SEC Form 4/A · accession 0001515690-17-000030
FIDELITY D & D BANCORP INC · FDBC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Brian J Cali
Director
Period of report
Oct 30, 2017
Accepted (ET)
Nov 14, 2017 · 12:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001098151
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 30, 2017 | P | 3,576 | $34.00 | A | 188,651 | D | |
| Common StockF2 | Oct 30, 2017 | P | 1,811 | $34.00 | A | 65,497 | I | BRIAN J CALI TR UA 10/09/95 SAMUEL C CALI GST EXEMPT RESIDUARY TRUST |
| Common StockF3 | Oct 30, 2017 | P | 1,765 | $34.00 | A | 67,029 | I | BRIAN J CALI TR SELF EMPLOYED RETIREMENT PLAN FBO BRIAN J CALI |
| Common Stock | holding | — | — | — | 4,885 | I | BY SON, BRIAN J. COLBY CALI | |
| Common Stock | holding | — | — | — | 5,239 | I | BY SON, CAMERON S. CALI |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On the original 11-1-17 Form 4 filing the Table I column 5 number of shares was inadvertently reported as the cumulative total of securities beneficially owned. The Table I column 5 totals have been amended to show the total securities beneficially owned by the nature of ownership
- F2On the original 11-1-17 Form 4 filing the Table I column 5 number of shares was inadvertently reported as the cumulative total of securities beneficially owned. The Table I column 5 totals have been amended to show the total securities beneficially owned by the nature of ownership
- F3On the original 11-1-17 Form 4 filing the Table I column 5 number of shares was inadvertently reported as the cumulative total of securities beneficially owned. The Table I column 5 totals have been amended to show the total securities beneficially owned by the nature of ownership