SEC Form 4 · accession 0001301787-17-000118
BlueLinx Holdings Inc. · BXC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Susan C. O'Farrell
Officer — SVP, CFO AND TREASURER
Period of report
Nov 13, 2017
Accepted (ET)
Nov 14, 2017 · 10:33 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001301787
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 13, 2017 | P | 1,000 | $8.68 | A | 22,952 | D | |
| Common Stock | Nov 13, 2017 | P | 1,000 | $8.68 | A | 23,952 | D | |
| Common Stock | Nov 13, 2017 | P | 1,000 | $8.67 | A | 24,952 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | holding | — | — | — | — | — | Common Stock | 17,500 | 17,500 | D |
| Stock Appreciation RightsF3 | $7.00 | holding | — | — | — | Jul 16, 2018 | — | Common Stock | 150,000 | 150,000 | D |
Explanation of responses
- F1Each restricted stock unit represents a contingent right to receive one share of BlueLinx Holdings Inc. common stock.
- F2The restricted stock units vest on July 20, 2018. Vested shares will be delivered to the reporting person not later than 30 days thereafter.
- F3Vested stock appreciation rights shall be automatically exercised on the vesting date, with payment made in two installments as follows: (i) 50% payable within thirty days of the vesting date and (ii) 50% payable in 2019, no later than August 15, 2019.