SEC Form 4 · accession 0001415889-17-001773
AutoWeb, Inc. · AUTO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jose J. Vargas
Officer — CHIEF REVENUE OFFICER · Director · 10% Owner
Period of report
Nov 8, 2017
Accepted (ET)
Nov 13, 2017 · 7:04 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001023364
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Nov 8, 2017 | P | 10,000 | $7.69 | A | 17,753 | D | |
| Common StockF1,F2 | holding | — | — | — | 1,769,788 | I | Held By Galeb3, Inc., Auto Holdings, Ltd., People F, Inc. and PF Holdings, Inc. |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 1,475,268 shares of Common Stock owned by Auto Holdings Ltd., a British Virgin Islands company ("Auto Holdings"), 220,910 shares of Common Stock owned by Galeb3, Inc., a Florida corporation ("Galeb3") and 73,610 shares of Common Stock owned by PF Holdings, Inc. a British Virgin Islands company ("PF Holdings") and People F, Inc., a British Virgin Islands company ("People F").
- F2The securities are held directly by Auto Holdings, PF Holdings and People F, of which the reporting person is an indirect owner of the securities through Galeb3. Galeb3 is wholly-owned by the reporting person and owns the equity in Auto Holdings. The reporting person is a director and officer in each of Auto Holdings, People F, Inc. and PF Holdings, Inc.