SEC Form 4 · accession 0001179110-17-014024
Xencor Inc · XNCR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Period of report
Nov 8, 2017
Accepted (ET)
Nov 13, 2017 · 4:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001326732
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 8, 2017 | P | 3,400 | $19.885 | A | 5,446,760 | I | By Ronin Capital, LLC |
| Common StockF2 | Nov 9, 2017 | P | 38,099 | $19.91 | A | 5,484,859 | I | By Ronin Capital, LLC |
| Common StockF3 | Nov 10, 2017 | P | 324 | $19.90 | A | 5,485,183 | I | By Ronin Capital, LLC |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $19.82 to $19.95. The price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F2This transaction was executed in multiple trades at prices ranging from $19.84 to $19.98. The price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F3This transaction was executed in multiple trades at prices ranging from $19.87 to $19.93. The price reported above reflects the average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.