SEC Form 4 · accession 0001301787-17-000117
BlueLinx Holdings Inc. · BXC
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mitchell B Lewis
Officer — PRESIDENT AND CEO · Director
Period of report
Mar 17, 2017
Accepted (ET)
Nov 13, 2017 · 9:49 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001301787
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 17, 2017 | G | 1,000 | $0.00 | D | 0 | I | By Spouse |
| Common Stock | Mar 17, 2017 | G | 1,000 | $0.00 | A | 94,121 | D | |
| Common StockF2 | Nov 10, 2017 | P | 4,000 | $8.55 | A | 98,121 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF3,F4 | — | holding | — | — | — | — | — | Common Stock | 110,000 | 110,000 | D |
Explanation of responses
- F1This transaction involved a gift of securities by the reporting person's spouse to the reporting person.
- F2Certain of these shares of common stock are subject to vesting based upon the passage of time.
- F3Each restricted stock unit represents a contingent right to receive one share of BlueLinx Holdings Inc. common stock.
- F4The restricted stock units vest on March 31, 2018.