SEC Form 4 · accession 0001209191-17-060268
Solana Co · HSDT
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dane Andreeff
Director
Period of report
Nov 9, 2017
Accepted (ET)
Nov 13, 2017 · 4:01 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001610853
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Nov 9, 2017 | P | 33,097 | $2.704 | A | 1,285,746 | I | See footnote |
| Class A Common StockF2 | Nov 9, 2017 | P | 7,293 | $2.704 | A | 281,405 | I | See footnote |
| Class A Common StockF3 | Nov 9, 2017 | P | 19,610 | $2.704 | A | 671,317 | I | See footnote |
| Class A Common StockF1 | Nov 10, 2017 | P | 45,233 | $2.5914 | A | 1,330,979 | I | See footnote |
| Class A Common StockF2 | Nov 10, 2017 | P | 9,967 | $2.5914 | A | 291,372 | I | See footnote |
| Class A Common StockF3 | Nov 10, 2017 | P | 26,800 | $2.5914 | A | 698,117 | I | See footnote |
| Class A Common StockF1 | Nov 13, 2017 | P | 13,790 | $2.225 | A | 1,344,769 | I | See footnote |
| Class A Common StockF2 | Nov 13, 2017 | P | 3,039 | $2.225 | A | 294,411 | I | See footnote |
| Class A Common StockF3 | Nov 13, 2017 | P | 8,171 | $2.225 | A | 706,288 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares are held by Maple Leaf Partners, L.P. ("MLP"). The reporting person is the managing member of Maple Leaf Capital I, LLC ("Maple Leaf Capital"), the general partner of MLP, and as such may be deemed to beneficially own the securities owned by MLP. The reporting person disclaims beneficial ownership over such shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purposes.
- F2The shares are held by Maple Leaf Partners I, L.P. ("MLP I"). The reporting person is the managing member of Maple Leaf Capital, the general partner of MLP I, and as such may be deemed to beneficially own the securities held by MLP I. The reporting person disclaims beneficial ownership over such shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purposes.
- F3The shares are held by Maple Leaf Discovery I, L.P. ("MLD I"). The reporting person is the managing member of Maple Leaf Capital, the general partner of MLD I, and as such may be deemed to beneficially own the securities held by MLD I. The reporting person disclaims beneficial ownership over such shares except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of the reported shares for purposes of Section 16 or for any other purposes.