Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Oct 11, 2018

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

131 filings · trading day Oct 11, 2018Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Oct 9, 2018 AForm 4 →	Oct 11, 3:33 pm EDT	ASTROTECH CorpASTC	Thomas Boone Pickens IIIChief Executive Officer, Director, 10% Owner	866,950	$2.35	$2,037,333	866,950	—
Oct 9, 2018 MForm 4 →	Oct 11, 2:46 pm EDT	PROS Holdings, Inc.PRO	Thomas DzierskEVP, Worldwide Sales	14,876	$32.00	$476,032	53,887	—	amended
Oct 8, 2018 MForm 4 →	Oct 10, 4:15 pm EDT	CSI Compressco LPCCLP	TETRA TECHNOLOGIES INC +310% Owner	41,375	$11.43	$472,919	413,752	—
Oct 9, 2018 MForm 4 →	Oct 10, 6:52 pm EDT	e.l.f. Beauty, Inc.ELF	John P. BaileyPresident and CFO	86,600	$1.84	$159,344	471,130	—
Oct 9, 2018 AForm 4 →	Oct 10, 4:29 pm EDT	HOME DEPOT INCHD	Manuel KadreDirector	1,430	$195.75	$50,000	1,175	—
Oct 10, 2018 AForm 4 →	Oct 11, 2:41 pm EDT	Victory Capital Holdings, Inc.VCTR	Alan RappaportDirector	3,575	$8.74	$31,246	113,950	—
Oct 10, 2018 AForm 4 →	Oct 11, 2:42 pm EDT	Victory Capital Holdings, Inc.VCTR	James B HawkesDirector	3,575	$8.74	$31,246	385,430	—
Oct 9, 2018 AForm 4 →	Oct 10, 5:46 pm EDT	PFIZER INCPFE	Dawn RogersExecutive Vice President	173	$45.47	$7,866	7,202	—
Oct 10, 2018 AForm 4 →	Oct 11, 2:42 pm EDT	Victory Capital Holdings, Inc.VCTR	Karin Hirtler-GarveyDirector	715	$8.74	$6,249	19,839	—
Oct 9, 2018 AForm 4 →	Oct 10, 5:46 pm EDT	PFIZER INCPFE	Albert BourlaChief Operating Officer, Director	35	$45.47	$1,591	12,420	—
Oct 9, 2018 AForm 4 →	Oct 10, 5:46 pm EDT	PFIZER INCPFE	John D YoungGroup President	30	$45.47	$1,364	10,484	—
Oct 9, 2018 AForm 4 →	Oct 10, 5:46 pm EDT	PFIZER INCPFE	Rady A JohnsonExecutive Vice President	15	$45.47	$682	4,594	—
Sep 19, 2018 CForm 4/A →	Oct 10, 8:11 pm EDT	ROKU, INCROKU	Anthony J. WoodCEO and Chairman BOD, Director, 10% Owner	2,549	$0.16	$408	20,474,838	—
Oct 8, 2018 MForm 4 →	Oct 10, 4:06 pm EDT	AMERICAN FINANCIAL GROUP INCAFG	Joseph E ConsolinoExecutive Vice President, Director	60,000	—	—	10,000	—
Oct 5, 2018 CForm 4 →	Oct 10, 4:06 pm EDT	STEELCASE INCNYSE: SCS	Robert C Pew IIIDirector	250,000	—	—	2,127,440	—	late
Oct 8, 2018 AForm 4 →	Oct 10, 4:07 pm EDT	FOOT LOCKER, INC.FL	Todd GreenerSVP, Global Supply Chain	7,913	—	—	7,913	—
Oct 5, 2018 GForm 4 →	Oct 10, 4:15 pm EDT	JBG SMITH PropertiesJBGS	William Matthew KellyChief Executive Officer, Director	320,000	—	—	688,206	—	late
Oct 5, 2018 MForm 4 →	Oct 10, 4:17 pm EDT	bluebird bio, Inc.BLUE	Philip D GregoryChief Scientific Officer	1,300	—	—	32,000	—	late
Oct 8, 2018 AForm 4 →	Oct 10, 4:17 pm EDT	MATTEL INC /DE/MAT	Soren T LaursenExecutive Director, Director	6,873	—	—	6,873	—
Oct 5, 2018 DForm 4 →	Oct 10, 4:19 pm EDT	CONVERGYS CORPCVG	Andre S ValentineChief Financial Officer	30,990	—	—	0	—	late
Oct 8, 2018 MForm 4 →	Oct 10, 4:20 pm EDT	ADVANCED MICRO DEVICES INCAMD	Forrest Eugene NorrodSVP & GM DESG	37,500	—	—	108,481	—
Oct 8, 2018 MForm 4 →	Oct 10, 4:20 pm EDT	REGENXBIO Inc.RGNX	Olivier DanosChief Scientific Officer	20,000	—	—	80,000	—
Oct 5, 2018 AForm 4 →	Oct 10, 4:21 pm EDT	HomeStreet, Inc.HMST	George KirkDirector	771	—	—	1,490	—	late
Oct 5, 2018 DForm 4 →	Oct 10, 4:23 pm EDT	CONVERGYS CORPCVG	Jeffrey H FoxDirector	275,000	—	—	0	—	late
Oct 10, 2018 AForm 4 →	Oct 10, 4:41 pm EDT	INSIGHT ENTERPRISES INCNSIT	Rachael A BertrandtPrincipal Accounting Officer	835	—	—	835	—
Oct 8, 2018 MForm 4 →	Oct 10, 4:44 pm EDT	FINJAN HOLDINGS, INC.FNJN	Daniel Robert ChinnDirector	5,000	—	—	283,268	—
Oct 8, 2018 MForm 4 →	Oct 10, 4:45 pm EDT	G1 Therapeutics, Inc.GTHX	Jennifer K. MosesVP of Finance & Admin	750	—	—	3,166	—
Oct 8, 2018 MForm 4 →	Oct 10, 4:45 pm EDT	FINJAN HOLDINGS, INC.FNJN	Philip HartsteinPresident & CEO	50,000	—	—	382,403	—
Oct 5, 2018 XForm 4 →	Oct 10, 4:49 pm EDT	BIOMERICA INCBMRA	Jane EmersonDirector	25,000	—	—	80,000	—	late
Oct 9, 2018 MForm 4 →	Oct 10, 4:50 pm EDT	TAPIMMUNE INC.TPIV	Glynn WilsonDirector	31,120	—	—	0	—
Oct 8, 2018 MForm 4 →	Oct 10, 4:56 pm EDT	EVERBRIDGE, INC.EVBG	Elliot J. MarkSVP & General Counsel	1,348	—	—	21,522	—
Oct 8, 2018 AForm 4 →	Oct 10, 5:00 pm EDT	PERRIGO Co plcPRGO	Sharon KochanEVP, GM International	7,304	—	—	7,304	—
Oct 8, 2018 AForm 4 →	Oct 10, 5:02 pm EDT	PERRIGO Co plcPRGO	Grainne QuinnEVP, Chief Medical Officer	5,011	—	—	5,011	—
Oct 8, 2018 AForm 4 →	Oct 10, 5:06 pm EDT	PERRIGO Co plcPRGO	Ronald Craig JanishEVP, Global Op. & Supply Chain	6,791	—	—	6,791	—
Oct 8, 2018 AForm 4 →	Oct 10, 5:08 pm EDT	PERRIGO Co plcPRGO	James R MichaudEVP, Chief HR Officer	6,181	—	—	6,181	—
Oct 8, 2018 AForm 4 →	Oct 10, 5:12 pm EDT	PERRIGO Co plcPRGO	Todd W KingmaExecutive VP, General Counsel	7,486	—	—	7,486	—
Oct 8, 2018 AForm 4 →	Oct 10, 5:17 pm EDT	PERRIGO Co plcPRGO	Svend AndersenEVP & President CHCI	7,527	—	—	7,527	—
Oct 8, 2018 AForm 4 →	Oct 10, 5:19 pm EDT	PERRIGO Co plcPRGO	Jeffrey NeedhamEVP, President CHC Americas	8,242	—	—	8,242	—
Oct 8, 2018 AForm 4 →	Oct 10, 5:20 pm EDT	Calyxt, Inc.CLXT	James BlomeChief Executive Officer	200,000	—	—	200,000	—
Oct 8, 2018 AForm 4 →	Oct 10, 5:21 pm EDT	PERRIGO Co plcPRGO	Thomas FarringtonEVP and CIO	6,113	—	—	6,113	—
Aug 21, 2018 AForm 4 →	Oct 10, 5:23 pm EDT	Calyxt, Inc.CLXT	Yves J RibeillDirector	180,000	—	—	180,000	—	late
Oct 8, 2018 AForm 4 →	Oct 10, 5:23 pm EDT	PERRIGO Co plcPRGO	Ronald WinowieckiCFO	8,585	—	—	8,585	—
Oct 8, 2018 AForm 4 →	Oct 10, 5:25 pm EDT	PERRIGO Co plcPRGO	John WesolowskiEVP, President Rx	6,387	—	—	6,387	—
Oct 8, 2018 AForm 4 →	Oct 10, 5:26 pm EDT	Calyxt, Inc.CLXT	Fassberg JonathanDirector	29,400	—	—	29,400	—
Oct 10, 2018 MForm 4 →	Oct 10, 5:27 pm EDT	HUBSPOT INCHUBS	Ronald S GillDirector	4,140	—	—	16,553	—
Oct 8, 2018 AForm 4 →	Oct 10, 5:28 pm EDT	PERRIGO Co plcPRGO	Paul WeningerEVP, Quality Operations	4,849	—	—	4,849	—
Oct 8, 2018 AForm 4 →	Oct 10, 5:28 pm EDT	Calyxt, Inc.CLXT	Christopher J NeugentDirector	29,400	—	—	29,400	—
Oct 9, 2018 AForm 4 →	Oct 10, 5:34 pm EDT	GLU MOBILE INCGLUU	Gordon S LeeVice President of Accounting	80,000	—	—	80,000	—
Oct 8, 2018 MForm 4 →	Oct 10, 5:34 pm EDT	GLU MOBILE INCGLUU	Ann MatherDirector	100,000	—	—	0	—
Oct 8, 2018 MForm 4 →	Oct 10, 5:39 pm EDT	Intersect ENT, Inc.XENT	Jeryl L HillemanChief Financial Officer	12,833	—	—	0	—
Oct 7, 2018 MForm 4 →	Oct 10, 5:53 pm EDT	S&W Seed CoSANW	Danielson B. GardnerChief Marketing & Tech Officer	832	—	—	0	—	late
Oct 8, 2018 MForm 4 →	Oct 10, 6:02 pm EDT	GENOMIC HEALTH INCGHDX	James J VaughnChief Commercial Officer	50,000	—	—	34,927	—
Oct 8, 2018 MForm 4 →	Oct 10, 6:04 pm EDT	GENOMIC HEALTH INCGHDX	Frederic PlaCOO	1,500	—	—	57,200	—
Oct 10, 2018 CForm 4 →	Oct 10, 6:05 pm EDT	Elastic N.V.ESTC	Benchmark Capital Management Co. VII, L.L.C. +910% Owner	11,144,532	—	—	0	—
Oct 8, 2018 MForm 4 →	Oct 10, 6:05 pm EDT	AVROBIO, Inc.AVRO	Nerissa KreherChief Medical Officer	2,942	—	—	24,629	—
Oct 10, 2018 CForm 4 →	Oct 10, 6:05 pm EDT	Elastic N.V.ESTC	Steven M Spurlock +110% Owner	11,144,532	—	—	0	—
Oct 9, 2018 MForm 4 →	Oct 10, 6:05 pm EDT	FAIR ISAAC CORPFICO	James M WehmannExecutive Vice President	10,000	—	—	35,001	—
Oct 10, 2018 CForm 4 →	Oct 10, 6:09 pm EDT	Elastic N.V.ESTC	Peter H FentonDirector, 10% Owner	11,144,532	—	—	0	—
Oct 10, 2018 CForm 4 →	Oct 10, 6:10 pm EDT	Elastic N.V.ESTC	Hexavest Sarl10% Owner	6,571,709	—	—	0	—
Oct 8, 2018 MForm 4 →	Oct 10, 6:11 pm EDT	AVROBIO, Inc.AVRO	Katina DortonChief Financial Officer	10,000	—	—	148,318	—
Oct 10, 2018 CForm 4 →	Oct 10, 6:11 pm EDT	Elastic N.V.ESTC	Michelangelo VolpiDirector	6,571,709	—	—	0	—
Oct 8, 2018 MForm 4 →	Oct 10, 6:12 pm EDT	TELEFLEX INCTFX	Benson SmithDirector	9,331	—	—	9,332	—
Oct 8, 2018 JForm 4 →	Oct 10, 6:12 pm EDT	STONEMOR PARTNERS LPSTON	AXAR CAPITAL MANAGEMENT L.P. +210% Owner	13,664	—	—	1,375,625	—
Oct 10, 2018 MForm 4 →	Oct 10, 6:28 pm EDT	HEALTHSTREAM INCHSTM	Michael Manning CollierSVP, BusDev and GenCounsel	417	—	—	0	—
Jun 1, 2018 MForm 4 →	Oct 10, 6:30 pm EDT	MOLSON COORS BREWING COTAP	Krishnan AnandChief Growth Officer	5,190	—	—	0	—	late
Oct 10, 2018 CForm 4 →	Oct 10, 6:30 pm EDT	Elastic N.V.ESTC	Peter J Barris10% Owner	5,684,112	—	—	0	—
Oct 10, 2018 CForm 4 →	Oct 10, 6:31 pm EDT	Elastic N.V.ESTC	Forest Baskett10% Owner	5,684,112	—	—	0	—
Oct 10, 2018 CForm 4 →	Oct 10, 6:32 pm EDT	Elastic N.V.ESTC	David M Mott10% Owner	5,684,112	—	—	0	—
Oct 10, 2018 CForm 4 →	Oct 10, 6:33 pm EDT	Elastic N.V.ESTC	Scott D Sandell10% Owner	5,684,112	—	—	0	—
Oct 10, 2018 CForm 4 →	Oct 10, 6:34 pm EDT	Elastic N.V.ESTC	Ravi Viswanathan10% Owner	5,684,112	—	—	0	—
Oct 8, 2018 CMForm 4 →	Oct 10, 6:41 pm EDT	ZUORA INCZUO	Jennifer PileggiSVP, GC and Corp. Secretary	30,000	—	—	0	—
Sep 26, 2018 MForm 4/A →	Oct 10, 6:46 pm EDT	Helmerich & Payne, Inc.HP	Hans HelmerichDirector	60,000	—	—	60,000	—	amended
Oct 10, 2018 MForm 4 →	Oct 10, 7:02 pm EDT	NEW RELIC, INC.NEWR	Erica SchultzChief Revenue Officer	4,906	—	—	37,576	—
Oct 9, 2018 AForm 4 →	Oct 10, 7:14 pm EDT	Allakos Inc.ALLK	Robert AlexanderPresident and CEO, Director	250,000	—	—	250,000	—
Oct 9, 2018 AForm 4 →	Oct 10, 7:16 pm EDT	Allakos Inc.ALLK	Henrik S Rasmussen M.D.Chief Medical Officer	80,000	—	—	80,000	—
Oct 9, 2018 AForm 4 →	Oct 10, 7:18 pm EDT	Allakos Inc.ALLK	Adam TomasiCOO, CFO and Secretary	125,000	—	—	125,000	—
Oct 5, 2018 MForm 4 →	Oct 10, 7:24 pm EDT	MGM Resorts InternationalMGM	Robert BaldwinCHIEF CUSTOMER DEV OFFICER, Director	106,641	—	—	2	—	late
Oct 5, 2018 MForm 4 →	Oct 10, 7:29 pm EDT	MGM Resorts InternationalMGM	Daniel D'ArrigoEXECUTIVE VICE PRESIDENT & CFO	73,662	—	—	0	—	late
Oct 5, 2018 MForm 4 →	Oct 10, 7:33 pm EDT	MGM Resorts InternationalMGM	William HornbucklePRESIDENT	111,667	—	—	0	—	late
Oct 5, 2018 MForm 4 →	Oct 10, 7:36 pm EDT	MGM Resorts InternationalMGM	Phyllis JamesCHIEF DIV & CORP RESP OFFICER	22,985	—	—	0	—	late
Oct 5, 2018 MForm 4 →	Oct 10, 7:40 pm EDT	MGM Resorts InternationalMGM	John McManusEVP GENERAL COUNSEL AND SECY	56,166	—	—	0	—	late
Oct 5, 2018 MForm 4 →	Oct 10, 7:43 pm EDT	SMART Global Holdings, Inc.SGH	Iain MacKenzieDirector	31,684	—	—	170,113	—	late
Oct 5, 2018 MForm 4 →	Oct 10, 7:44 pm EDT	MGM Resorts InternationalMGM	James MurrenCHAIRMAN & CEO, Director	312,521	—	—	0	—	late
Oct 5, 2018 AForm 4 →	Oct 10, 7:46 pm EDT	DSW Inc.DSW	Deborah L FerreeV Chairman & Chief Mdsing Off.	1,479	—	—	7,666	—	late
Oct 5, 2018 AForm 4 →	Oct 10, 7:46 pm EDT	DSW Inc.DSW	William L JordanEVP, Chief Admin Officer	807	—	—	3,637	—	late
Oct 5, 2018 AForm 4 →	Oct 10, 7:46 pm EDT	DSW Inc.DSW	Michele LoveEVP & COO	270	—	—	968	—	late
Oct 5, 2018 AForm 4 →	Oct 10, 7:46 pm EDT	DSW Inc.DSW	Simon R. NankervisEVP, Chief Commercial Officer	393	—	—	2,236	—	late
Oct 5, 2018 AForm 4 →	Oct 10, 7:46 pm EDT	DSW Inc.DSW	Jared A. PoffSVP & CFO	163	—	—	1,106	—	late
Oct 5, 2018 AForm 4 →	Oct 10, 7:46 pm EDT	DSW Inc.DSW	Roger RawlinsChief Executive Officer, Director	1,543	—	—	6,876	—	late
Oct 5, 2018 AForm 4 →	Oct 10, 7:47 pm EDT	DSW Inc.DSW	Jay L SchottensteinExecutive Chairman, Director, 10% Owner	858	—	—	4,145	—	late
Oct 5, 2018 AForm 4 →	Oct 10, 7:47 pm EDT	DSW Inc.DSW	Peter CobbDirector	105	—	—	13,434	—	late
Oct 5, 2018 AForm 4 →	Oct 10, 7:47 pm EDT	DSW Inc.DSW	Elaine J EisenmanDirector	510	—	—	65,803	—	late
Oct 5, 2018 AForm 4 →	Oct 10, 7:47 pm EDT	DSW Inc.DSW	Joanna T LauDirector	349	—	—	44,982	—	late
Oct 5, 2018 AForm 4 →	Oct 10, 7:47 pm EDT	DSW Inc.DSW	Carolee LeeDirector	786	—	—	101,396	—	late
Oct 5, 2018 AForm 4 →	Oct 10, 7:47 pm EDT	DSW Inc.DSW	Ekta Singh-BushellDirector	23	—	—	3,023	—	late
Oct 8, 2018 MForm 4 →	Oct 10, 7:47 pm EDT	Amber Road, Inc.AMBR	Thomas E ConwayChief Financial Officer	25,000	—	—	75,000	—
Oct 5, 2018 AForm 4 →	Oct 10, 7:47 pm EDT	DSW Inc.DSW	Harvey L SonnenbergDirector	423	—	—	54,492	—	late
Oct 5, 2018 AForm 4 →	Oct 10, 7:47 pm EDT	DSW Inc.DSW	Allan J TanenbaumDirector	770	—	—	99,153	—	late
Oct 5, 2018 MForm 4 →	Oct 10, 7:47 pm EDT	MGM Resorts InternationalMGM	Corey Ian SandersCHIEF OPERATING OFFICER	125,706	—	—	0	—	late
Oct 5, 2018 AForm 4 →	Oct 10, 7:47 pm EDT	DSW Inc.DSW	Joanne ZaiacDirector	39	—	—	5,012	—	late
Oct 8, 2018 MForm 4 →	Oct 10, 7:48 pm EDT	DEXCOM INCDXCM	Kevin R SayerPresident, CEO & Chairman, Director	11,161	—	—	22,323	—
Oct 8, 2018 MForm 4 →	Oct 10, 7:49 pm EDT	Amber Road, Inc.AMBR	Nathan PieriChief Product Officer	25,000	—	—	75,000	—
Oct 5, 2018 MForm 4 →	Oct 10, 7:51 pm EDT	MGM Resorts InternationalMGM	Robert SelwoodEVP - CHIEF ACCOUNTING OFFICER	42,748	—	—	0	—	late
Oct 8, 2018 MForm 4 →	Oct 10, 8:03 pm EDT	VOCERA COMMUNICATIONS, INC.VCRA	Brent D. LangChairman, President & CEO, Director	10,000	—	—	24,500	—
Oct 8, 2018 CForm 4 →	Oct 10, 8:04 pm EDT	Workday, Inc.WDAY	David A DuffieldDirector, 10% Owner	374,488	—	—	56,524,275	—
Oct 8, 2018 AForm 4 →	Oct 10, 8:08 pm EDT	MYnd Analytics, Inc.MYND	Donald Eric D'AmbrosioChief Financial Officer	30,000	—	—	30,000	—
Oct 8, 2018 AForm 4 →	Oct 10, 8:09 pm EDT	MYnd Analytics, Inc.MYND	Robin L SmithDirector	48,000	—	—	48,000	—
Oct 8, 2018 AForm 4 →	Oct 10, 8:10 pm EDT	MYnd Analytics, Inc.MYND	George C Carpenter IVChief Executive Officer	48,000	—	—	48,000	—
Oct 8, 2018 MForm 4 →	Oct 10, 9:46 pm EDT	Restaurant Brands International Inc.QSR	Paul J FribourgDirector	106,050	—	—	0	—
Oct 10, 2018 MForm 4 →	Oct 11, 10:13 am EDT	MCCORMICK & CO INCMKC	Brendan M FoleyPresident Global Consumer	24,300	—	—	0	—
Oct 10, 2018 MForm 4 →	Oct 11, 11:01 am EDT	NEXTERA ENERGY INCNEE	Paul I CutlerTreasurer	11,016	—	—	0	—
Oct 9, 2018 CForm 4 →	Oct 11, 1:22 pm EDT	Guardant Health, Inc.GH	SC US (TTGP), LTD. +910% Owner	7,768,154	—	—	0	—
Oct 9, 2018 CForm 4 →	Oct 11, 1:23 pm EDT	Guardant Health, Inc.GH	Lightspeed Ultimate General Partner Select, Ltd. +710% Owner	2,599,398	—	—	0	—
Oct 9, 2018 CForm 4 →	Oct 11, 1:23 pm EDT	Guardant Health, Inc.GH	Lightspeed Ultimate General Partner X, Ltd. +810% Owner	1,227,621	—	—	0	—
Oct 11, 2018 AForm 4 →	Oct 11, 2:03 pm EDT	DAVEY TREE EXPERT COno symbol	J Dawson CunninghamDirector	27	—	—	10,526	—
Oct 9, 2018 MForm 4 →	Oct 11, 2:14 pm EDT	FREQUENCY ELECTRONICS INCFEIM	Steven E StrangPresident FEI-Zyfer, Inc.	3,000	—	—	64,000	—
Oct 10, 2018 AForm 4 →	Oct 11, 2:14 pm EDT	DAVEY TREE EXPERT COno symbol	Donald C BrownDirector	1,417	—	—	8,336	—
Oct 10, 2018 AForm 4 →	Oct 11, 2:19 pm EDT	DAVEY TREE EXPERT COno symbol	John E. WarfelDirector	1	—	—	395	—
Oct 10, 2018 AForm 4 →	Oct 11, 2:24 pm EDT	DAVEY TREE EXPERT COno symbol	Sandra W HarbrechtDirector	1,495	—	—	40,259	—
Oct 9, 2018 AForm 4 →	Oct 11, 2:52 pm EDT	CARPENTER TECHNOLOGY CORPCRS	Philip M AndersonDirector	3,682	—	—	1,886	—
Oct 9, 2018 AForm 4 →	Oct 11, 2:55 pm EDT	CARPENTER TECHNOLOGY CORPCRS	I Martin InglisDirector	3,682	—	—	1,886	—
Oct 9, 2018 AForm 4 →	Oct 11, 2:56 pm EDT	CARPENTER TECHNOLOGY CORPCRS	Steven E KarolDirector	3,682	—	—	1,886	—
Oct 9, 2018 AForm 4 →	Oct 11, 2:58 pm EDT	CARPENTER TECHNOLOGY CORPCRS	Kathleen LigockiDirector	3,682	—	—	1,886	—
Oct 9, 2018 AForm 4 →	Oct 11, 2:59 pm EDT	CARPENTER TECHNOLOGY CORPCRS	Robert R McMasterDirector	3,682	—	—	1,886	—
Oct 10, 2018 AForm 4 →	Oct 11, 3:00 pm EDT	DAVEY TREE EXPERT COno symbol	Karl J WarnkeDirector	1,595	—	—	3,238	—
Oct 9, 2018 AForm 4 →	Oct 11, 3:01 pm EDT	CARPENTER TECHNOLOGY CORPCRS	Gregory A PrattDirector	6,481	—	—	3,232	—
Oct 9, 2018 AForm 4 →	Oct 11, 3:03 pm EDT	CARPENTER TECHNOLOGY CORPCRS	Kathryn C TurnerDirector	3,682	—	—	1,886	—
Oct 9, 2018 AForm 4 →	Oct 11, 3:04 pm EDT	CARPENTER TECHNOLOGY CORPCRS	Jeffrey WadsworthDirector	3,682	—	—	1,886	—
Oct 9, 2018 AForm 4 →	Oct 11, 3:05 pm EDT	CARPENTER TECHNOLOGY CORPCRS	Jr Stephen M WardDirector	3,682	—	—	1,886	—
Oct 10, 2018 AForm 4 →	Oct 11, 3:09 pm EDT	DAVEY TREE EXPERT COno symbol	William J GinnDirector	1,086	—	—	17,656	—
Oct 10, 2018 AForm 4 →	Oct 11, 3:19 pm EDT	DAVEY TREE EXPERT COno symbol	Douglas K HallDirector	123	—	—	48,167	—

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.