SEC Form 4 · accession 0001209191-18-054669
AMERICAN FINANCIAL GROUP INC · AFG
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph E Consolino
Officer — Executive Vice President · Director
Period of report
Oct 8, 2018
Accepted (ET)
Oct 10, 2018 · 4:06 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001042046
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 8, 2018 | M | 25,000 | $44.01 | A | 158,543 | D | |
| Common Stock | Oct 8, 2018 | M | 20,000 | $56.44 | A | 178,543 | D | |
| Common Stock | Oct 8, 2018 | M | 15,000 | $63.15 | A | 193,543 | D | |
| Common StockF1 | holding | — | — | — | 2,289 | I | ESPP |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option ExerciseF2 | $44.01 | Oct 8, 2018 | M | 25,000 | D | — | Feb 21, 2023 | Common | 25,000 | 0 | D |
| Employee Stock Option ExerciseF2 | $56.44 | Oct 8, 2018 | M | 20,000 | D | — | Feb 24, 2024 | Common | 20,000 | 5,000 | D |
| Employee Stock Option ExerciseF2 | $63.15 | Oct 8, 2018 | M | 15,000 | D | — | Feb 23, 2025 | Common | 15,000 | 10,000 | D |
Explanation of responses
- F1Shares allocated to the Reporting Person's account under the Issuer's Employee Stock Puchase Plan ("ESPP"). All ESPP information reporting herein is based on a plan statement dated as of 12/31/2017.
- F2These Employee Stock Options become exercisble in five equal installments beginning on the first anniversary of the date of grant.