SEC Form 4 · accession 0001214659-18-006460
FAIR ISAAC CORP · FICO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James M Wehmann
Officer — Executive Vice President
Period of report
Oct 9, 2018
Accepted (ET)
Oct 10, 2018 · 6:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814547
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 9, 2018 | M | 10,000 | $43.90 | A | 99,726 | D | |
| Common StockF1,F2 | Oct 9, 2018 | S | 800 | $215.239 | D | 98,926 | D | |
| Common StockF1,F3 | Oct 9, 2018 | S | 2,317 | $216.5265 | D | 96,609 | D | |
| Common StockF1,F4 | Oct 9, 2018 | S | 5,173 | $217.7141 | D | 91,436 | D | |
| Common StockF1,F5 | Oct 9, 2018 | S | 1,710 | $218.2793 | D | 89,726 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock Option (right to buy)F1,F6 | $43.90 | Oct 9, 2018 | M | 10,000 | D | Apr 1, 2013 | Mar 31, 2019 | Common Stock | 10,000 | 35,001 | D |
Explanation of responses
- F1Exercised and sold pursuant to reporting person's 10b5-1 plan.
- F2This transaction was executed in multiple trades at prices ranging from $214.89 to $215.70. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F3This transaction was executed in multiple trades at prices ranging from $216.00 to $216.92. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F4This transaction was executed in multiple trades at prices ranging from $217.02 to $218.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F5This transaction was executed in multiple trades at prices ranging from $218.04 to $218.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F6This option vests in four equal annual installments commencing on this date.