SEC Form 4 · accession 0000899243-18-026516
Tectonic Therapeutic, Inc. · TECX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Katina Dorton
Officer — Chief Financial Officer
Period of report
Oct 8, 2018
Accepted (ET)
Oct 10, 2018 · 6:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001681087
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 8, 2018 | M | 10,000 | $0.91 | A | 10,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F1 | $0.91 | Oct 8, 2018 | M | 10,000 | D | — | Jul 19, 2027 | Common Stock | 10,000 | 148,318 | D |
Explanation of responses
- F125% of the shares vested on August 28, 2018, and the remaining 75% vest in equal monthly installments thereafter over a three-year period.
Remarks
This filing relates to the exercise of options to purchase common stock by the reporting person. No shares were sold by the reporting person, and the shares received upon the exercise of such options are subject to a lock-up agreement with the underwriters for the Company's initial public offering.