SEC Form 4 · accession 0001209191-18-054718
HEALTHSTREAM INC · HSTM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Manning Collier
Officer — SVP, BusDev and GenCounsel
Period of report
Oct 10, 2018
Accepted (ET)
Oct 10, 2018 · 6:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001095565
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 10, 2018 | M | 417 | $0.00 | A | 7,999 | D | |
| Common StockF2 | Oct 10, 2018 | F | 102 | $29.31 | D | 7,897 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Share UnitsF3,F4,F5 | $0.00 | Oct 10, 2018 | M | 417 | D | — | — | Common Stock | 417 | 0 | D |
Explanation of responses
- F1Shares acquired on vesting of restricted share units.
- F2Shares withheld for payment of tax liability.
- F3Each restricted share unit (RSU) represents the contingent right to receive one share of common stock upon vesting of the unit.
- F4The RSU's are subject to a four year vesting schedule, contingent upon continued service at the time of vesting. 15% vest on October 6, 2015, 20% vest on October 6, 2016, 30% vest on October 6, 2017, and the remaining 35% vest on October 6, 2018.
- F5Not applicable.