Form4insider filings, from the source

SEC Form 4 · accession 0001628280-18-012467

Guardant Health, Inc. · GH

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owners
Period of report
Oct 9, 2018
Accepted (ET)
Oct 11, 2018 · 1:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001576280

Table I — non-derivative securities

SecurityDateCodeSharesPriceA/DOwned afterD/INature of ownership
COMMON STOCKF1,F2Oct 9, 2018C13,264—A13,264IBy Sandscape, LLC
COMMON STOCKF1,F3Oct 9, 2018C5,564,701—A5,564,701IBy Sequoia Capital USV XIV Holdco, Ltd.
COMMON STOCKF1,F3Oct 9, 2018C1,402,994—A1,402,994IBy Sequoia Capital USV XIV Holdco, Ltd.
COMMON STOCKF1,F3Oct 9, 2018C233,832—A233,832IBy Sequoia Capital USV XIV Holdco, Ltd.
COMMON STOCKF1,F3Oct 9, 2018C508,497—A508,497IBy Sequoia Capital USV XIV Holdco, Ltd.
COMMON STOCKF1,F3Oct 9, 2018C44,866—A44,866IBy Sequoia Capital USV XIV Holdco, Ltd.

Table II — derivative securities

SecurityConv. / exercise priceDateCodeSharesA/DExercisableExpiresUnderlyingUnderlying sharesOwned afterD/I
SERIES A PREFERRED STOCKF1,F2—Oct 9, 2018C13,264D——COMMON STOCK13,2640I
SERIES A PREFERRED STOCKF1,F3—Oct 9, 2018C5,564,701D——COMMON STOCK5,564,7010I
SERIES B PREFERRED STOCKF1,F3—Oct 9, 2018C1,402,994D——COMMON STOCK1,402,9940I
SERIES C PREFERRED STOCKF1,F3—Oct 9, 2018C233,832D——COMMON STOCK233,8320I
SERIES D PREFERRED STOCKF1,F3—Oct 9, 2018C508,497D——COMMON STOCK508,4970I
SERIES E PREFERRED STOCKF1,F3—Oct 9, 2018C44,866D——COMMON STOCK44,8660I

Explanation of responses

Remarks

Exhibit 24.1 Power of Attorney for Roelof F. Botha */s/ Jung Yeon Son, by power of attorney for Roelof F. Botha, a Director of SC US (TTGP), Ltd., the general partner of SC US Venture 2010 Management, L.P., the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund, L.P., the managing member of Sequoia Capital Scout Fund II, L.L.C. ** /s/ Jung Yeon Son, by power of attorney for Roelof F. Botha, a Director of SC US (TTGP), Ltd., the general partner of SC US Venture 2010 Management, L.P., the general partner of Sequoia Capital U.S. Venture 2010-Seed Fund, L.P., the managing member of Sequoia Capital Scout Fund II, L.L.C., the managing member of Sandscape, LLC *** /s/ Jung Yeon Son, by power of attorney for Roelof F. Botha, a Director of SC US (TTGP), Ltd., the general partner of SC U.S. Venture XIV Management, L.P. **** /s/ Jung Yeon Son, by power of attorney for Roelof F. Botha, a Director of SC US (TTGP), Ltd., the general partner of SC U.S. Venture XIV Management, L.P., the general partner of Sequoia Capital U.S. Venture Fund XIV, L.P. *****/s/ Jung Yeon Son, by power of attorney for Roelof F. Botha, a Director of SC US (TTGP), Ltd., the general partner of SC U.S. Venture XIV Management, L.P., the general partner of Sequoia Capital U.S. Venture Partners Fund XIV, L.P. ****** /s/ Jung Yeon Son, by power of attorney for Roelof F. Botha, a Director of SC US (TTGP), Ltd., the general partner of SC U.S. Venture XIV Management, L.P., the general partner of Sequoia Capital U.S. Venture Partners Fund XIV (Q), L.P. *******/s/ Jung Yeon Son, by power of attorney for Roelof F. Botha, a Director of SC US (TTGP), Ltd., the general partner of SC U.S. Venture XIV Management, L.P., the general partner of each of Sequoia Capital U.S. Venture Fund XIV, L.P., Sequoia Capital U.S. Venture Partners Fund XIV, L.P. and Sequoia Capital U.S. Venture Partners Fund XIV (Q), L.P., the 100% owners of Sequoia Capital USV XIV Holdco, Ltd.