SEC Form 4 · accession 0001366340-18-000052
FINJAN HOLDINGS, INC. · FNJN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel Robert Chinn
Director
Period of report
Oct 8, 2018
Accepted (ET)
Oct 10, 2018 · 4:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001366340
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Oct 8, 2018 | M | 5,000 | $1.6559 | A | 5,000 | D | |
| Common StockF1,F2 | Oct 8, 2018 | S | 5,000 | $5.48 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Option (right to buy)F3 | $1.6559 | Oct 8, 2018 | M | 5,000 | A | Mar 31, 2017 | May 7, 2023 | Common Stock | 5,000 | 283,268 | D |
Explanation of responses
- F1Represents shares of common stock acquired upon the exercise of stock options and sold pursuant to a 10b5-1 trading plan entered into as of June 7, 2017.
- F2All shares sold at this price.
- F3Represents fully vested stock options.