Daily feed · SEC Form 4 filings

Stock options and other derivative activity — Jul 10, 2018

Table II activity from Forms 3/4/5: option exercises, awards, grants, conversions and expirations.

188 filings · trading day Jul 10, 2018Download CSV Quotes for these symbols ↗

Trade	Reported (ET)	Company	Insider	Shares	Avg price	Total	Owned after	Δ stake	Flags
Jul 9, 2018 AForm 4 →	Jul 10, 2:57 pm EDT	AAR CORPAIR	John McClain Holmes IIIPresident & CEO, Director	82,300	$48.09	$3,957,807	82,300	—
Jul 6, 2018 JForm 4 →	Jul 9, 4:24 pm EDT	KVH INDUSTRIES INC \DE\KVHI	Robert J BalogSenior VP Engineering	10,131	$7.85	$79,528	0	—
Jul 6, 2018 MForm 4 →	Jul 10, 10:58 am EDT	RAVEN INDUSTRIES INCRAVN	Scott W WickershamDiv VP & General Manager	2,200	$32.75	$72,050	0	—
Jul 5, 2018 AForm 4 →	Jul 9, 4:17 pm EDT	DUNKIN' BRANDS GROUP, INC.DNKN	Ralph AlvarezDirector	471	$69.00	$32,499	11,990	—
Jul 5, 2018 AForm 4 →	Jul 9, 4:18 pm EDT	DUNKIN' BRANDS GROUP, INC.DNKN	Irene Chang BrittDirector	326	$69.00	$22,494	7,073	—
Jul 5, 2018 AForm 4 →	Jul 9, 4:06 pm EDT	LAKELAND FINANCIAL CORPLKFN	M Scott WelchDirector	461	$48.78	$22,489	44,943	—
Jul 5, 2018 AForm 4 →	Jul 9, 5:49 pm EDT	Woodward, Inc.WWD	Ronald M SegaDirector	285	$77.20	$22,000	3,505	—
Jul 5, 2018 AForm 4 →	Jul 9, 4:19 pm EDT	DUNKIN' BRANDS GROUP, INC.DNKN	Carl SparksDirector	290	$69.00	$20,010	7,371	—
Jul 5, 2018 AForm 4 →	Jul 9, 4:18 pm EDT	DUNKIN' BRANDS GROUP, INC.DNKN	Anthony DinoviDirector	281	$69.00	$19,389	8,012	—
Jul 5, 2018 AForm 4 →	Jul 9, 4:19 pm EDT	DUNKIN' BRANDS GROUP, INC.DNKN	Mark E NunnellyDirector	281	$69.00	$19,389	1,955	—
Jul 5, 2018 AForm 4 →	Jul 9, 4:00 pm EDT	LAKELAND FINANCIAL CORPLKFN	Bradley J ToothakerDirector	359	$48.78	$17,513	10,158	—
Jul 5, 2018 AForm 4 →	Jul 9, 4:03 pm EDT	LAKELAND FINANCIAL CORPLKFN	Ronald TruexDirector	359	$48.78	$17,513	13,196	—
Jul 5, 2018 AForm 4 →	Jul 9, 5:19 pm EDT	KAR Auction Services, Inc.KAR	Donna R EctonDirector	102	$55.52	$5,688	1,202	—
Jul 6, 2018 AForm 4 →	Jul 9, 4:55 pm EDT	SOUTHERN COSO	Thomas A FanningPresident, CEO & Chairman	114	$47.76	$5,457	18,137	—
Jul 5, 2018 AForm 4 →	Jul 9, 5:26 pm EDT	KAR Auction Services, Inc.KAR	Mark E HillDirector	90	$55.52	$5,024	967	—
Jul 9, 2018 JForm 4 →	Jul 10, 2:22 pm EDT	PACCAR INCPCAR	Beth FordDirector	81	$61.84	$5,000	7,308	—
Jul 9, 2018 JForm 4 →	Jul 10, 2:31 pm EDT	PACCAR INCPCAR	Charles R WilliamsonDirector	81	$61.84	$5,000	41,031	—
Jul 5, 2018 AForm 4 →	Jul 9, 4:59 pm EDT	KAR Auction Services, Inc.KAR	Michael T. KestnerDirector	85	$55.52	$4,732	875	—
Jul 5, 2018 AForm 4 →	Jul 9, 5:04 pm EDT	KAR Auction Services, Inc.KAR	J Mark HowellDirector	77	$55.52	$4,264	680	—
Jul 5, 2018 AForm 4 →	Jul 9, 5:12 pm EDT	KAR Auction Services, Inc.KAR	Todd F BourellDirector	68	$55.52	$3,776	547	—
Jul 5, 2018 AForm 4 →	Jul 9, 5:08 pm EDT	KAR Auction Services, Inc.KAR	John P. LarsonDirector	67	$55.52	$3,741	604	—
Jul 5, 2018 AForm 4 →	Jul 9, 5:22 pm EDT	KAR Auction Services, Inc.KAR	Stephen E. SmithDirector	52	$55.52	$2,912	908	—
Jul 5, 2018 AForm 4 →	Jul 9, 5:16 pm EDT	KAR Auction Services, Inc.KAR	Lynn JolliffeDirector	40	$55.52	$2,247	673	—
Jul 6, 2018 AForm 4 →	Jul 10, 11:50 am EDT	Prologis, Inc.PLD	Hamid R MoghadamChairman & CEO, Director	31,601	$0.01	$316	1,301,024	—
Jun 6, 2018 AForm 4/A →	Jul 9, 4:17 pm EDT	DUNKIN' BRANDS GROUP, INC.DNKN	Linda W. BoffDirector	4	$66.15	$265	710	—
Jul 5, 2018 AForm 4 →	Jul 9, 5:31 pm EDT	KAR Auction Services, Inc.KAR	James E. Money IIAFC President	3	$55.52	$181	518	—
Jul 6, 2018 AForm 4 →	Jul 10, 11:46 am EDT	Prologis, Inc.PLD	Gary E AndersonCEO, Europe and Asia	8,216	$0.01	$82	484,729	—
Jul 6, 2018 AForm 4 →	Jul 10, 11:47 am EDT	Prologis, Inc.PLD	Michael S CurlessChief Investment Officer	8,216	$0.01	$82	507,177	—
Jul 6, 2018 AForm 4 →	Jul 10, 11:52 am EDT	Prologis, Inc.PLD	Edward S NekritzChief Legal Off./Gen. Counsel	8,216	$0.01	$82	627,387	—
Jul 6, 2018 AForm 4 →	Jul 10, 11:54 am EDT	Prologis, Inc.PLD	Eugene F ReillyCEO, The Americas	8,216	$0.01	$82	680,425	—
Jul 6, 2018 AForm 4 →	Jul 10, 11:53 am EDT	Prologis, Inc.PLD	Lori A PalazzoloChief Accounting Officer/MD	842	$0.01	$8	84,942	—
Jul 5, 2018 AForm 4 →	Jul 9, 4:00 pm EDT	PAR PACIFIC HOLDINGS, INC.PARR	Walter A Dods Jr.Director	1,292	—	—	1,292	—
Jul 5, 2018 MForm 4 →	Jul 9, 4:01 pm EDT	WEIGHT WATCHERS INTERNATIONAL INCWTW	Mindy F GrossmanPresident and CEO, Director	50,000	—	—	150,000	—
Jul 5, 2018 AForm 4 →	Jul 9, 4:01 pm EDT	PAR PACIFIC HOLDINGS, INC.PARR	Robert S SilbermanDirector	1,292	—	—	1,292	—
Jul 6, 2018 MForm 4 →	Jul 9, 4:02 pm EDT	UNITED THERAPEUTICS CorpUTHR	Christopher PatuskyDirector	3,500	—	—	0	—
May 23, 2018 CForm 4 →	Jul 9, 4:02 pm EDT	CTD HOLDINGS INCCTDH	NOVIT, L.P. +210% Owner	4,750	—	—	0	—	late
Jul 5, 2018 MForm 4 →	Jul 9, 4:04 pm EDT	REGENERON PHARMACEUTICALS INCREGN	Joseph L GoldsteinDirector	4,000	—	—	2,000	—
Jul 5, 2018 AForm 4 →	Jul 9, 4:05 pm EDT	Exactus, Inc.EXDI	Timothy John RyanEXECUTIVE VICE PRESIDENT, Director	16	—	—	27	—
Jul 5, 2018 AForm 4 →	Jul 9, 4:06 pm EDT	Celcuity Inc.CELC	Vicky HahneChief Financial Officer	3,000	—	—	3,000	—
Jul 5, 2018 AForm 4 →	Jul 9, 4:06 pm EDT	PAR PACIFIC HOLDINGS, INC.PARR	Melvyn N KleinDirector	2,153	—	—	2,153	—
Jul 5, 2018 AForm 4 →	Jul 9, 4:07 pm EDT	PAR PACIFIC HOLDINGS, INC.PARR	Timothy ClosseyDirector	1,292	—	—	1,292	—
Jul 5, 2018 MForm 4 →	Jul 9, 4:08 pm EDT	AGIOS PHARMACEUTICALS INCAGIO	Scott BillerChief Scientific Officer	3,000	—	—	16,154	—	amended
Jul 5, 2018 AForm 4 →	Jul 9, 4:10 pm EDT	OLYMPIC STEEL INCZEUS	David A WolfortPresident, Director	822	—	—	81,271	—
Jul 5, 2018 AForm 4 →	Jul 9, 4:11 pm EDT	OLYMPIC STEEL INCZEUS	Michael D SiegalChairman of the Board and CEO, Director, 10% Owner	822	—	—	86,659	—
Jul 5, 2018 AForm 4 →	Jul 9, 4:11 pm EDT	OLYMPIC STEEL INCZEUS	Donald R. McNeeley Jr.Subsidiary Officer, Director	822	—	—	36,303	—
Jul 1, 2018 MForm 4 →	Jul 9, 4:11 pm EDT	PROOFPOINT INCPFPT	Bhagwat SwaroopEVP & GM, Protection	11,875	—	—	23,750	—	late
Jul 3, 2018 MForm 4 →	Jul 9, 4:11 pm EDT	Teladoc, Inc.TDOC	Andrew TuritzSVP - Business Development	13,821	—	—	47,229	—	late
Jul 2, 2018 AForm 4 →	Jul 9, 4:12 pm EDT	HUBSPOT INCHUBS	Kathryn BuekerChief Financial Officer	8,532	—	—	8,532	—	late
Jul 5, 2018 AForm 4 →	Jul 9, 4:12 pm EDT	OLYMPIC STEEL INCZEUS	Richard T MarabitoChief Financial Officer	822	—	—	54,463	—
Jul 6, 2018 CMForm 4 →	Jul 9, 4:14 pm EDT	Stitch Fix, Inc.SFIX	Marka HansenDirector	11,637	—	—	0	—
Jul 5, 2018 AForm 4 →	Jul 9, 4:14 pm EDT	OLYMPIC STEEL INCZEUS	Andrew S GreiffEVP and COO	822	—	—	40,235	—
Jul 5, 2018 AForm 4 →	Jul 9, 4:15 pm EDT	OLYMPIC STEEL INCZEUS	Richard A MansonVice President and Treasurer	822	—	—	17,441	—
Jul 6, 2018 MForm 4 →	Jul 9, 4:16 pm EDT	CARMAX INCKMX	Eric M MargolinEVP, Gen. Counsel & Secretary	20,881	—	—	0	—
Jul 5, 2018 CForm 4 →	Jul 9, 4:16 pm EDT	REGENERX BIOPHARMACEUTICALS INCRGRX	Joseph C McNayDirector	1,044,560	—	—	0	—
Jul 6, 2018 MForm 4 →	Jul 9, 4:16 pm EDT	CARMAX INCKMX	Charles Joseph WilsonSVP	5,938	—	—	0	—
Jul 5, 2018 CForm 4 →	Jul 9, 4:17 pm EDT	REGENERX BIOPHARMACEUTICALS INCRGRX	Allan L GoldsteinDirector	208,912	—	—	0	—
Jul 5, 2018 CForm 4 →	Jul 9, 4:18 pm EDT	REGENERX BIOPHARMACEUTICALS INCRGRX	J J FinkelsteinPresident and CEO, Director	104,456	—	—	0	—
Jul 7, 2018 MForm 4 →	Jul 9, 4:20 pm EDT	Nuvectra CorpNVTR	Walter Z BergerCFO	8,012	—	—	40,316	—
Jul 7, 2018 MForm 4 →	Jul 9, 4:20 pm EDT	Nuvectra CorpNVTR	Scott F DreesCEO, Director	16,024	—	—	56,739	—
Jul 7, 2018 MForm 4 →	Jul 9, 4:24 pm EDT	Nuvectra CorpNVTR	Joseph Paul HanchinPresident	4,273	—	—	19,188	—
Jul 7, 2018 MForm 4 →	Jul 9, 4:24 pm EDT	Nuvectra CorpNVTR	Norbert KaulaEVP, Research & Development	499	—	—	25,274	—
Jul 7, 2018 MForm 4 →	Jul 9, 4:25 pm EDT	Nuvectra CorpNVTR	Jennifer KosharekPrincipal Accounting Officer	175	—	—	7,009	—
Jul 5, 2018 MForm 4 →	Jul 9, 4:27 pm EDT	AMERICAN EAGLE OUTFITTERS INCAEO	Jennifer M. FoyleGlobal Brand President-aerie	73,855	—	—	140,427	—
Jul 5, 2018 MForm 4 →	Jul 9, 4:31 pm EDT	SURMODICS INCSRDX	Timothy J. ArensInterim VP, Finance, and CFO	15,926	—	—	13,157	—
Jul 5, 2018 AForm 4 →	Jul 9, 4:39 pm EDT	DSW Inc.DSW	Deborah L FerreeV Chairman & Chief Mdsing Off.	1,806	—	—	6,187	—
Jul 5, 2018 AForm 4 →	Jul 9, 4:39 pm EDT	DSW Inc.DSW	William L JordanEVP, Chief Admin Officer	928	—	—	2,830	—
Jul 5, 2018 AForm 4 →	Jul 9, 4:39 pm EDT	DSW Inc.DSW	Michele LoveEVP & COO	312	—	—	698	—
Jul 5, 2018 AForm 4 →	Jul 9, 4:39 pm EDT	DSW Inc.DSW	Simon R. NankervisEVP, Chief Commercial Officer	453	—	—	1,843	—
Jul 5, 2018 AForm 4 →	Jul 9, 4:39 pm EDT	DSW Inc.DSW	Jared A. PoffSVP & CFO	188	—	—	943	—
Jul 5, 2018 AForm 4 →	Jul 9, 4:39 pm EDT	DSW Inc.DSW	Roger RawlinsChief Executive Officer, Director	1,786	—	—	5,339	—
Jul 5, 2018 AForm 4 →	Jul 9, 4:39 pm EDT	DSW Inc.DSW	Jay L SchottensteinExecutive Chairman, Director, 10% Owner	989	—	—	3,287	—
Jul 5, 2018 MForm 4 →	Jul 9, 4:39 pm EDT	CONAGRA BRANDS INC.CAG	Ruth Ann MarshallDirector	3,023	—	—	3,023	—
Jul 5, 2018 AForm 4 →	Jul 9, 4:39 pm EDT	DSW Inc.DSW	Peter CobbDirector	120	—	—	13,329	—
Jul 5, 2018 AForm 4 →	Jul 9, 4:40 pm EDT	DSW Inc.DSW	Elaine J EisenmanDirector	589	—	—	65,293	—
Jul 5, 2018 AForm 4 →	Jul 9, 4:40 pm EDT	DSW Inc.DSW	Joanna T LauDirector	403	—	—	44,633	—
Jul 5, 2018 AForm 4 →	Jul 9, 4:40 pm EDT	DSW Inc.DSW	Carolee LeeDirector	911	—	—	100,610	—
Jul 5, 2018 AForm 4 →	Jul 9, 4:40 pm EDT	DSW Inc.DSW	Harvey L SonnenbergDirector	489	—	—	54,069	—
Jul 5, 2018 AForm 4 →	Jul 9, 4:40 pm EDT	DSW Inc.DSW	Allan J TanenbaumDirector	889	—	—	98,383	—
Jul 5, 2018 AForm 4 →	Jul 9, 4:40 pm EDT	DSW Inc.DSW	Joanne ZaiacDirector	45	—	—	4,973	—
Jul 6, 2018 AForm 4 →	Jul 9, 4:46 pm EDT	Midwest Energy Emissions Corp.MEEC	Richard MacPhersonPresident and CEO, Director, 10% Owner	24,687	—	—	16,458	—
Jul 5, 2018 MForm 4 →	Jul 9, 4:55 pm EDT	INTEGRATED DEVICE TECHNOLOGY INCIDTI	David ShepardSR. VP & Corporate GM	2,000	—	—	14,016	—
Jul 6, 2018 AForm 4 →	Jul 9, 4:55 pm EDT	Midwest Energy Emissions Corp.MEEC	Christopher GreenbergChairman of the Board, Director	16,666	—	—	8,333	—
Jul 6, 2018 AForm 4 →	Jul 9, 5:00 pm EDT	Midwest Energy Emissions Corp.MEEC	Allan T GranthamDirector	12,000	—	—	6,000	—
Jul 5, 2018 MForm 4 →	Jul 9, 5:01 pm EDT	INFINERA CorpINFN	David W HeardGM, Products and Solutions	37,500	—	—	112,500	—
Jul 1, 2018 AForm 4/A →	Jul 9, 5:09 pm EDT	Verisk Analytics, Inc.VRSK	Annell R BayDirector	1,582	—	—	1,582	—
Jul 1, 2018 AForm 4/A →	Jul 9, 5:09 pm EDT	Verisk Analytics, Inc.VRSK	Frank J CoyneDirector	1,582	—	—	1,582	—
Jun 29, 2018 AForm 4/A →	Jul 9, 5:10 pm EDT	BIOLARGO, INC.BLGO	John S. RunyanDirector	43,605	—	—	1,161,665	—
Jul 1, 2018 AForm 4/A →	Jul 9, 5:10 pm EDT	Verisk Analytics, Inc.VRSK	Christopher M FoskettDirector	1,582	—	—	1,582	—
Jul 1, 2018 AForm 4/A →	Jul 9, 5:11 pm EDT	Verisk Analytics, Inc.VRSK	Bruce Edward HansenDirector	1,582	—	—	1,582	—
Jul 5, 2018 JForm 4 →	Jul 9, 5:11 pm EDT	Amneal Pharmaceuticals, Inc.AMRX	APHC Holdings, LLC10% Owner	171,260,707	—	—	0	—
Jul 1, 2018 AForm 4/A →	Jul 9, 5:11 pm EDT	Verisk Analytics, Inc.VRSK	Kathleen A HogensonDirector	5,256	—	—	3,674	—
Jul 1, 2018 AForm 4/A →	Jul 9, 5:12 pm EDT	Verisk Analytics, Inc.VRSK	Constantine IordanouDirector	5,256	—	—	3,674	—
Jul 5, 2018 JForm 4 →	Jul 9, 5:12 pm EDT	Amneal Pharmaceuticals, Inc.AMRX	Chirag K. PatelDirector, 10% Owner	21,269,420	—	—	21,269,420	—
Jul 1, 2018 AForm 4/A →	Jul 9, 5:12 pm EDT	Verisk Analytics, Inc.VRSK	John F LehmanDirector	6,072	—	—	4,490	—
Jul 1, 2018 AForm 4/A →	Jul 9, 5:13 pm EDT	Verisk Analytics, Inc.VRSK	Samuel G LissDirector	5,868	—	—	4,286	—
Jul 5, 2018 JForm 4 →	Jul 9, 5:13 pm EDT	Amneal Pharmaceuticals, Inc.AMRX	Chintu PatelDirector, 10% Owner	24,753,252	—	—	24,753,252	—
Jul 1, 2018 AForm 4/A →	Jul 9, 5:14 pm EDT	Verisk Analytics, Inc.VRSK	Andrew G MillsDirector	5,256	—	—	3,674	—
Jul 1, 2018 AForm 4/A →	Jul 9, 5:14 pm EDT	Verisk Analytics, Inc.VRSK	Therese M VaughanDirector	1,582	—	—	1,582	—
Jul 1, 2018 AForm 4/A →	Jul 9, 5:15 pm EDT	Verisk Analytics, Inc.VRSK	David B WrightDirector	1,582	—	—	1,582	—
Jul 5, 2018 JForm 4 →	Jul 9, 5:15 pm EDT	Amneal Pharmaceuticals, Inc.AMRX	Gautam PatelDirector, 10% Owner	30,384,769	—	—	30,384,769	—
Jul 9, 2018 MForm 4 →	Jul 9, 5:16 pm EDT	Nuvectra CorpNVTR	Anthony P Bihl IIIDirector	838	—	—	2,512	—
Jul 9, 2018 MForm 4 →	Jul 9, 5:17 pm EDT	Nuvectra CorpNVTR	Kenneth G HawariDirector	838	—	—	2,512	—
Jul 9, 2018 MForm 4 →	Jul 9, 5:17 pm EDT	Nuvectra CorpNVTR	David D JohnsonDirector	838	—	—	2,512	—
Jul 9, 2018 MForm 4 →	Jul 9, 5:17 pm EDT	Nuvectra CorpNVTR	Joseph A MillerDirector	838	—	—	2,512	—
Jul 9, 2018 MForm 4 →	Jul 9, 5:18 pm EDT	Nuvectra CorpNVTR	Fred B ParksDirector	838	—	—	2,512	—
Jul 9, 2018 MForm 4 →	Jul 9, 5:18 pm EDT	Nuvectra CorpNVTR	Jon T TremmelDirector	838	—	—	2,512	—
Jul 9, 2018 MForm 4 →	Jul 9, 5:18 pm EDT	Nuvectra CorpNVTR	Thomas Edward ZeliborDirector	838	—	—	2,512	—
Jul 6, 2018 AForm 4 →	Jul 9, 5:28 pm EDT	Dine Brands Global, Inc.DIN	Daniel J BrestleDirector	42	—	—	1,553	—
Jul 6, 2018 AForm 4 →	Jul 9, 5:28 pm EDT	Dine Brands Global, Inc.DIN	Richard J DahlDirector	42	—	—	1,553	—
Jul 6, 2018 AForm 4 →	Jul 9, 5:28 pm EDT	Dine Brands Global, Inc.DIN	Stephen P JoyceChief Executive Officer, Director	2,244	—	—	1,332	—
Jul 6, 2018 AForm 4 →	Jul 9, 5:29 pm EDT	Dine Brands Global, Inc.DIN	Larry Alan KayDirector	42	—	—	1,553	—
Jul 6, 2018 AForm 4 →	Jul 9, 5:29 pm EDT	Dine Brands Global, Inc.DIN	Caroline W NahasDirector	42	—	—	1,553	—
Jul 6, 2018 AForm 4 →	Jul 9, 5:30 pm EDT	Dine Brands Global, Inc.DIN	Douglas M PasqualeDirector	42	—	—	1,553	—
Jul 6, 2018 AForm 4 →	Jul 9, 5:30 pm EDT	Dine Brands Global, Inc.DIN	Gilbert T RayDirector	42	—	—	1,553	—
Jul 6, 2018 AForm 4 →	Jul 9, 5:31 pm EDT	Dine Brands Global, Inc.DIN	Darren M RebelezPRESIDENT, IHOP	227	—	—	27,132	—
Jul 6, 2018 AForm 4 →	Jul 9, 5:32 pm EDT	Dine Brands Global, Inc.DIN	Lilian TomovichDirector	26	—	—	1,503	—
Jul 6, 2018 AForm 4 →	Jul 9, 5:37 pm EDT	Dine Brands Global, Inc.DIN	MSD CAPITAL L P +2Director	42	—	—	1,553	—
Jul 6, 2018 AForm 4 →	Jul 9, 5:37 pm EDT	Dine Brands Global, Inc.DIN	Howard M BerkDirector	42	—	—	1,553	—
Jul 5, 2018 MForm 4 →	Jul 9, 5:39 pm EDT	Five9, Inc.FIVN	Scott WelchEVP, Cloud Operations	1,750	—	—	7,000	—
Jul 5, 2018 MForm 4 →	Jul 9, 5:41 pm EDT	Five9, Inc.FIVN	Gaurav PassiEVP, Product Management	979	—	—	3,917	—
Jul 6, 2018 MForm 4 →	Jul 9, 5:48 pm EDT	NATIONAL HEALTH INVESTORS INCNHI	Robert A McCabe Jr.Director	20,000	—	—	0	—
Jul 5, 2018 MForm 4 →	Jul 9, 5:51 pm EDT	Digital Realty Trust, L.P.DLR	Edward F ShamChief Accounting Officer	10,435	—	—	64,509	—
Jul 6, 2018 MForm 4 →	Jul 9, 5:54 pm EDT	TELEFLEX INCTFX	Thomas E PowellExecutive Vice President & CFO	3,344	—	—	11,414	—
Jul 5, 2018 MForm 4 →	Jul 9, 5:54 pm EDT	Digital Realty Trust, Inc.DLR	Edward F ShamChief Accounting Officer	10,435	—	—	64,509	—
Jul 5, 2018 MForm 4 →	Jul 9, 6:11 pm EDT	AMERIPRISE FINANCIAL INCAMP	John Robert WoernerPres Ins & Chief Strat Officer	579	—	—	1,621	—
Jul 5, 2018 MForm 4 →	Jul 9, 6:11 pm EDT	AMERIPRISE FINANCIAL INCAMP	Karen Wilson ThissenExecutive VP and GC	111	—	—	532	—
Jul 5, 2018 MForm 4 →	Jul 9, 6:11 pm EDT	AMERIPRISE FINANCIAL INCAMP	William F TruscottCEO, Global Asset Management	1,494	—	—	3,081	—
Jul 5, 2018 MForm 4 →	Jul 9, 6:11 pm EDT	AMERIPRISE FINANCIAL INCAMP	Joseph Edward SweeneyPres-AWM Products & Services	697	—	—	1,671	—
Jul 5, 2018 MForm 4 →	Jul 9, 6:11 pm EDT	AMERIPRISE FINANCIAL INCAMP	David Kent StewartSr Vice Pres and Controller	525	—	—	11,000	—
Jul 5, 2018 MForm 4 →	Jul 9, 6:11 pm EDT	AMERIPRISE FINANCIAL INCAMP	Walter Stanley BermanExecutive VP and CFO	548	—	—	41,927	—
Jul 5, 2018 MForm 4 →	Jul 9, 6:14 pm EDT	VERTEX PHARMACEUTICALS INC / MAVRTX	Michael PariniEVP, CL&AO	4,250	—	—	25,500	—
Jul 5, 2018 MForm 4 →	Jul 9, 6:15 pm EDT	CytomX Therapeutics, Inc.CTMX	Sean A. McCarthyPresident and CEO, Director	4,497	—	—	155,649	—
Jul 5, 2018 MForm 4 →	Jul 9, 6:21 pm EDT	WSFS FINANCIAL CORPWSFS	Mark A TurnerCEO	44,988	—	—	558,012	—
Jul 5, 2018 MForm 4 →	Jul 9, 6:29 pm EDT	Howard Hughes CorpHHC	Paul H LaynePresident, Central Region	9,821	—	—	40,179	—
Jul 6, 2018 MForm 4 →	Jul 9, 6:58 pm EDT	SANGAMO THERAPEUTICS, INCSGMO	Edward R. ConnerSr. VP & Chief Medical Officer	5,000	—	—	160,000	—
Jul 5, 2018 MForm 4 →	Jul 9, 7:03 pm EDT	VERACYTE, INC.VCYT	Christopher M HallPresident and COO	50,000	—	—	10,000	—
Jul 5, 2018 MForm 4 →	Jul 9, 7:12 pm EDT	VMWARE, INC.VMW	P. Kevan KryslerSr. Vice President, CAO	1,891	—	—	0	—
Jun 29, 2018 AForm 4/A →	Jul 9, 7:48 pm EDT	Flux Power Holdings, Inc.FLUX	Ronald F DuttCEO; CFO, Director	500,000	—	—	500,000	—
Jul 6, 2018 MForm 4 →	Jul 9, 7:50 pm EDT	CORCEPT THERAPEUTICS INCCORT	Robert S FishmanChief Medical Officer	8,000	—	—	361,000	—
Jul 6, 2018 MForm 4 →	Jul 9, 8:22 pm EDT	AEHR TEST SYSTEMSAEHR	Carl N BuckVP OF MARKETING	10,000	—	—	0	—
Jul 5, 2018 MForm 4 →	Jul 9, 8:33 pm EDT	Blue Apron Holdings, Inc.APRN	Jared CluffChief Marketing Officer	62,500	—	—	187,500	—
Jul 5, 2018 MForm 4 →	Jul 9, 8:34 pm EDT	Blue Apron Holdings, Inc.APRN	Brad DickersonPresident & CEO, Director	62,500	—	—	187,500	—
Jul 5, 2018 CMForm 4 →	Jul 9, 8:34 pm EDT	Blue Apron Holdings, Inc.APRN	Ilia M PapasChief Technology Officer	195,834	—	—	6,148,043	—
Jul 5, 2018 CForm 4 →	Jul 9, 8:34 pm EDT	Facebook IncFB	Mark ZuckerbergCOB and CEO, Director, 10% Owner	285,000	—	—	364,400,554	—
Jul 5, 2018 MForm 4 →	Jul 9, 8:35 pm EDT	Blue Apron Holdings, Inc.APRN	Matthew B SalzbergDirector, 10% Owner	62,500	—	—	187,500	—
Jul 5, 2018 MForm 4 →	Jul 9, 8:35 pm EDT	Blue Apron Holdings, Inc.APRN	Benjamin C SingerGeneral Counsel and Secretary	25,000	—	—	75,000	—
Jul 5, 2018 MForm 4 →	Jul 9, 8:36 pm EDT	Blue Apron Holdings, Inc.APRN	Timothy J SmithSVP&Gen. Mgr.Consumer Products	50,000	—	—	150,000	—
Jun 14, 2018 AForm 4 →	Jul 9, 8:36 pm EDT	Blue Apron Holdings, Inc.APRN	Julie MB BradleyDirector	39,185	—	—	39,185	—	late
Jun 14, 2018 AForm 4 →	Jul 9, 8:37 pm EDT	Blue Apron Holdings, Inc.APRN	Tracy Britt CoolDirector	39,185	—	—	39,185	—	late
Jun 14, 2018 AForm 4 →	Jul 9, 8:38 pm EDT	Blue Apron Holdings, Inc.APRN	Kenneth A FoxDirector	39,185	—	—	39,185	—	late
Jun 14, 2018 AForm 4 →	Jul 9, 8:38 pm EDT	Blue Apron Holdings, Inc.APRN	Robert P GoodmanDirector	39,185	—	—	39,185	—	late
Jun 14, 2018 AForm 4 →	Jul 9, 8:39 pm EDT	Blue Apron Holdings, Inc.APRN	Gary HirshbergDirector	39,185	—	—	39,185	—	late
Jun 14, 2018 AForm 4 →	Jul 9, 8:40 pm EDT	Blue Apron Holdings, Inc.APRN	Brian P KelleyDirector	39,185	—	—	39,185	—	late
Jul 5, 2018 MForm 4 →	Jul 9, 9:02 pm EDT	Rimini Street, Inc.RMNI	Sebastian GradyPresident	10,298	—	—	183,152	—
Jun 15, 2018 MForm 4/A →	Jul 9, 9:11 pm EDT	ONCOSEC MEDICAL IncONCS	Punit DhillonDirector	475,000	—	—	0	—
Jul 9, 2018 AForm 4 →	Jul 9, 9:12 pm EDT	CAVCO INDUSTRIES INCCVCO	William C BoorDirector	4,000	—	—	4,000	—
Jul 9, 2018 MForm 4 →	Jul 10, 7:39 am EDT	Keurig Dr Pepper Inc.KDP	Jaxie S. AltExecutive Vice President	24,291	—	—	0	—
Jul 9, 2018 MForm 4 →	Jul 10, 7:40 am EDT	Keurig Dr Pepper Inc.KDP	James L. Baldwin Jr.Executive Vice President	63,754	—	—	0	—
Jul 9, 2018 MForm 4 →	Jul 10, 7:52 am EDT	Keurig Dr Pepper Inc.KDP	Martin M EllenExecutive Vice President & CFO	146,330	—	—	0	—
Jul 9, 2018 MForm 4 →	Jul 10, 7:53 am EDT	Keurig Dr Pepper Inc.KDP	Philip L HancockCEO, Bai Brands	108,786	—	—	0	—
Jul 9, 2018 MForm 4 →	Jul 10, 7:55 am EDT	Keurig Dr Pepper Inc.KDP	Derry L. HobsonExecutive Vice President	53,404	—	—	0	—
Jul 9, 2018 MForm 4 →	Jul 10, 7:56 am EDT	Keurig Dr Pepper Inc.KDP	James J. Johnston Jr.Executive Vice President	155,998	—	—	0	—
Jul 9, 2018 MForm 4 →	Jul 10, 7:58 am EDT	Keurig Dr Pepper Inc.KDP	David ThomasExecutive Vice President	49,241	—	—	0	—
Jul 9, 2018 MForm 4 →	Jul 10, 8:00 am EDT	Keurig Dr Pepper Inc.KDP	Larry D YoungPresident & CEO, Director	461,865	—	—	0	—
Jul 9, 2018 MForm 4 →	Jul 10, 8:01 am EDT	Keurig Dr Pepper Inc.KDP	David E AlexanderDirector	5,093	—	—	0	—
Jul 9, 2018 MForm 4 →	Jul 10, 8:02 am EDT	Keurig Dr Pepper Inc.KDP	Antonio CarrilloDirector	4,192	—	—	0	—
Jul 9, 2018 MForm 4 →	Jul 10, 8:03 am EDT	Keurig Dr Pepper Inc.KDP	Jose M GutierrezDirector	3,485	—	—	0	—
Jul 9, 2018 MForm 4 →	Jul 10, 8:04 am EDT	Keurig Dr Pepper Inc.KDP	Ronald G. RogersDirector	4,192	—	—	0	—
Jul 9, 2018 MForm 4 →	Jul 10, 8:05 am EDT	Keurig Dr Pepper Inc.KDP	Wayne R SandersDirector	7,963	—	—	0	—
Jul 9, 2018 MForm 4 →	Jul 10, 8:06 am EDT	Keurig Dr Pepper Inc.KDP	M Anne SzostakDirector	4,943	—	—	0	—
Jul 9, 2018 MForm 4 →	Jul 10, 8:07 am EDT	Keurig Dr Pepper Inc.KDP	Dunia A ShiveDirector	4,192	—	—	0	—
Jul 9, 2018 AForm 4 →	Jul 10, 8:22 am EDT	STRYKER CORPSYK	Timothy J ScannellGroup President	10,977	—	—	10,977	—
Jul 9, 2018 MForm 4 →	Jul 10, 8:46 am EDT	Keurig Dr Pepper Inc.KDP	Rodger L. CollinsExecutive Vice President	155,998	—	—	0	—
Jul 9, 2018 MForm 4 →	Jul 10, 8:48 am EDT	Keurig Dr Pepper Inc.KDP	Fernando CortesExecutive Vice President	21,571	—	—	0	—	amended
Jul 9, 2018 MForm 4 →	Jul 10, 8:49 am EDT	Keurig Dr Pepper Inc.KDP	Angela A. StephensSr. Vice President, Controller	20,727	—	—	0	—
Jul 9, 2018 MForm 4 →	Jul 10, 8:50 am EDT	Keurig Dr Pepper Inc.KDP	James R. TrebilcockExecutive Vice President	79,796	—	—	0	—
Jul 9, 2018 MForm 4 →	Jul 10, 8:51 am EDT	Keurig Dr Pepper Inc.KDP	Pamela H PatsleyDirector	4,193	—	—	0	—
Jul 5, 2018 MForm 4 →	Jul 10, 8:53 am EDT	Match Group, Inc.MTCH	Jared F. SineGeneral Counsel	3,335	—	—	3,335	—	late
Jul 9, 2018 MForm 4 →	Jul 10, 9:18 am EDT	MCCORMICK & CO INCMKC	Michael R SmithExecutive VP & CFO	8,000	—	—	0	—
Jul 6, 2018 MForm 4 →	Jul 10, 11:31 am EDT	NORDSTROM INCJWN	Erik B NordstromCo-President, Director	118,161	—	—	0	—
Jul 9, 2018 MForm 4 →	Jul 10, 11:33 am EDT	BSB Bancorp, Inc.BLMT	John W Gahan IIIDirector	600	—	—	20,564	—
Jul 9, 2018 AForm 4 →	Jul 10, 2:02 pm EDT	CHART INDUSTRIES INCGTLS	Jillian C. EvankoCEO and President, Director	6,980	—	—	6,980	—
Jul 6, 2018 AForm 4 →	Jul 10, 2:58 pm EDT	Ecoark Holdings, Inc.ZEST	John P. CahillDirector	24,993	—	—	24,993	—
Jul 6, 2018 AForm 4 →	Jul 10, 3:00 pm EDT	Ecoark Holdings, Inc.ZEST	Michael John GreenDirector	24,993	—	—	24,993	—
Jul 6, 2018 AForm 4 →	Jul 10, 3:04 pm EDT	Ecoark Holdings, Inc.ZEST	Gary M. MetzgerDirector	24,993	—	—	24,993	—
Jul 6, 2018 AForm 4 →	Jul 10, 3:06 pm EDT	Ecoark Holdings, Inc.ZEST	Steven K NelsonDirector	24,993	—	—	24,993	—
Jul 9, 2018 MForm 4 →	Jul 10, 3:20 pm EDT	NORDSTROM INCJWN	Peter E NordstromCo-President, Director	118,161	—	—	0	—
Jul 3, 2018 JForm 4 →	Jul 10, 3:31 pm EDT	Jones Energy, Inc.JONE	Metalmark Capital II LLC +110% Owner	4,203,430	—	—	0	—	late

A trading day runs to 4:00 pm ET; filings accepted later appear on the next trading day. Rows aggregate a filing’s matching transaction lines — see the methodology for the exact roll-up rules.