SEC Form 4 · accession 0000899243-18-019667
Amneal Pharmaceuticals, Inc. · AMRX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gautam Patel
Director · 10% Owner
Period of report
Jul 5, 2018
Accepted (ET)
Jul 9, 2018 · 5:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001723128
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class B Common StockF2 | Jul 5, 2018 | J | 30,384,769 | $0.00 | A | 30,384,769 | I | See footnote |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common UnitsF2,F3 | — | Jul 5, 2018 | J | 30,384,769 | A | — | — | Common Units | 30,384,769 | 30,384,769 | I |
Explanation of responses
- F1Represents a pro rata in-kind distribution of Class B Common Stock and Common Units from APHC Holdings, LLC to its members for no consideration.
- F2By trusts which the reporting person may be deemed to control. The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of the securities for purposes of Section 16 or for any other purpose.
- F3The Common Units may be redeemed at any time for shares of the Issuer's Class A Common Stock on a 1-to-1 basis.