SEC Form 4 · accession 0001437749-18-013105
Nuvectra Corp · NVTR
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joseph Paul Hanchin
Officer — President
Period of report
May 17, 2018
Accepted (ET)
Jul 9, 2018 · 4:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001648893
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 17, 2018 | S | 1,541 | $17.33 | D | 35,850 | D | |
| Common StockF2 | Jul 7, 2018 | M | 4,273 | $18.09 | A | 40,123 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2 | $0.00 | Jul 7, 2018 | M | 4,273 | D | Jul 7, 2018 | Apr 7, 2019 | Common Stock | 4,273 | 19,188 | D |
Explanation of responses
- F1Automatic sale of shares to cover the tax liability for the vesting of restricted stock units. The reporting person is holding the remaining shares.
- F2Vesting of Restricted Stock Units.