SEC Form 4 · accession 0001209191-18-042046

VMWARE, INC. · VMW

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Sr. Vice President, CAO

Period of report

Jul 5, 2018

Accepted (ET)

Jul 9, 2018 · 7:12 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001124610

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Class A Common Stock	Jul 5, 2018	M	1,132	$86.33	A	0	D
Class A Common Stock	Jul 5, 2018	M	759	$95.05	A	0	D
Class A Common Stock^F1,F2	Jul 5, 2018	S	5,000	$157.93	D	0	D
Class A Common Stock^F2,F3	Jul 5, 2018	S	8,385	$159.03	D	0	D
Class A Common Stock	Jul 5, 2018	S	100	$159.62	D	55,983	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Option (right-to-buy)^F4	$86.33	Jul 5, 2018	M	1,132	D	—	Nov 14, 2021	Class A Common Stock	1,132	454	D
Stock Option (right-to-buy)^F5	$95.05	Jul 5, 2018	M	759	D	—	Jun 13, 2021	Class A Common Stock	759	0	D

F1Price represents weighted average for sales reported. The range of prices for the sales reported is $157.52 through $158.48.
F2The reporting person will provide upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3Price represents weighted average for sales reported. The range of prices for the sales reported is $158.57 through $159.39.
F44,983 shares subject to this option are fully vested. The remaining shares vest in equal monthly installments and become fully vested and exercisable on November 1, 2018.
F5This option is fully vested.