SEC Form 4 · accession 0001316415-18-000007
KVH INDUSTRIES INC \DE\ · KVHI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J Balog
Officer — Senior VP Engineering
Period of report
Jul 6, 2018
Accepted (ET)
Jul 9, 2018 · 4:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001007587
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 6, 2018 | S | 1,098 | $13.3133 | D | 82,877 | D | |
| Common Stock | Jul 6, 2018 | J | 10,131 | $7.85 | A | 93,008 | D | |
| Common Stock | Jul 6, 2018 | S | 10,131 | $13.4728 | D | 82,877 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options-Right to Buy | $7.85 | Jul 6, 2018 | J | 10,131 | D | Apr 15, 2018 | Mar 30, 2022 | Common Stock | 10,131 | 0 | D |
Explanation of responses
- F1Shares sold under the terms of a 10b51 trading plan established with ETRADE.
- F2Exercise of stock options issued pursuant to the terms and conditions of KVH Industries' 2016 Equity & Incentive Plan