SEC Form 4 · accession 0001603814-18-000064
Renesas Electronics America Inc.
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Shepard
Officer — SR. VP & Corporate GM
Period of report
Jul 5, 2018
Accepted (ET)
Jul 9, 2018 · 4:55 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000703361
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 5, 2018 | M | 1,000 | $12.16 | A | 73,569 | D | |
| Common Stock | Jul 5, 2018 | M | 1,000 | $21.945 | A | 74,569 | D | |
| Common Stock | Jul 5, 2018 | S | 2,000 | $32.04 | D | 72,569 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy)F2 | $12.16 | Jul 5, 2018 | M | 1,000 | D | — | May 15, 2021 | Common Stock | 1,000 | 8,000 | D |
| Non-Qualified Stock Option (right to buy)F3 | $21.945 | Jul 5, 2018 | M | 1,000 | D | — | May 15, 2022 | Common Stock | 1,000 | 14,016 | D |
Explanation of responses
- F1Shares were sold pursuant to a 10b5-1 trading plan dtd 5/21/2017.
- F2The option vested 25% on 4/07/2015 the remaining balance vests monthly through 4/7/2018.
- F3The option vested 25% on 5/15/2015 the remaining balance vests monthly through 5/15/2019.