SEC Form 4/A · accession 0001209191-18-041988
DUNKIN' BRANDS GROUP, INC. · DNKN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Linda W. Boff
Director
Period of report
Jun 6, 2018
Accepted (ET)
Jul 9, 2018 · 4:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001357204
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Deferred Stock UnitsF1 | — | Jun 6, 2018 | A | 4 | A | — | — | Common Stock | 4 | 710 | D |
Explanation of responses
- F1The deferred stock units are issued under the Dunkin' Brands Group, Inc. Non-Qualified Deferred Compensation Plan (the "Plan"). Under the Plan, directors' fees may be deferred by the reporting person and such deferred fees are accounted for as if invested in Dunkin' Brands Group, Inc. common stock. Each deferred stock unit is the economic equivalent of one share of Dunkin' Brands Group, Inc. common stock. The deferred stock units become payable, in cash or common stock in the discretion of the Plan administrator, upon the reporting person's termination of service as a director.
Remarks
This Form 4/A amends the Form 4 filing made on behalf of the Reporting Person on June 8, 2018. The Form 4, as originally filed, incorrectly reported the number of Deferred Stock Units beneficially owned by the Reporting Person in Column 9 of Table II following the reported transaction. This Form 4/A now correctly reports that the Reporting Person beneficially owns 710 Deferred Stock Units following the reported transaction.